Examples of Regulatory Oversight Committee in a sentence

In such circumstances, the Chief Executive Officer, or his or her designee, or if the Chief Executive Officer or his or her designee is unavailable, the Chief Compliance Officer, or his or her designee, must convene a meeting of the Regulatory Oversight Committee to ratify the actions taken by the Chief Executive Officer, or his or her designee, or the Chief Compliance Officer, or his or her designee, as soon as practicable.
Before any Emergency Rule may be adopted and enforced, the Regulatory Oversight Committee shall approve the implementation of such Emergency Rule at a duly convened meeting.
There shall be established a Committee of the Board of Directors to be known as the Regulatory Oversight Committee.
The Exchange shall initiate and conduct investigations and audits at the direction of the CRO, the Regulatory Oversight Committee and/or the appropriate committee.
The Exchange shall designate the individual to serve as the Chief Regulatory Officer who shall report to, consult with and provide information to the Regulatory Oversight Committee, and execute any other duties or responsibilities as required by CFTC Regulation 17 CFR Part 38, as amended.

More Definitions of Regulatory Oversight Committee

Regulatory Oversight Committee or “ROC” means the committee described in Rule 2401.

Regulatory Oversight Committee means the committee of the Board constituted pursuant toRule 204.

Regulatory Oversight Committee means the Regulatory Oversight Committee (of the Global LEI System), whose charter was set forth by the Finance Ministers and Central Bank Governors of the Group of Twenty and the Financial Stability Board, or any successor thereof; and

Regulatory Oversight Committee means the Regulatory Oversight Com- mittee (of the Global LEI System), whose charter was set forth by the Fi- nance Ministers and Central Bank Gov- ernors of the Group of Twenty and the Financial Stability Board, or any suc- cessor thereof; and

Regulatory Oversight Committee means the committee established by Neo Exchange pursuant to section 8 of this Schedule;

Regulatory Oversight Committee means the committee established by Maple pursuant to section 20 of Schedule 3 to the Order;

Regulatory Oversight Committee means the committee of the Board constituted in accordance