Reporting Broker definition

Reporting Broker means a Member Firm on the London Stock Exchange Derivatives Market which may arrange and initiate Trade Reporting of Bilaterally Negotiated Trades on behalf of Member Firms in accordance with these Rules;
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Reporting Broker means a Member Firm on CurveGlobal Markets which may arrange and initiate Trade Reporting of Bilaterally Negotiated Trades on behalf of Member Firms in accordance with these Rules;
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Reporting Broker shall have the meaning set forth in Section 3.6(c).
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Examples of Reporting Broker in a sentence

  • The Exchange will inform each Member Firm (including any Reporting Broker) submitting such request promptly as to whether it has been accepted or not.

  • The Member Firm or the Reporting Broker must provide details of the Bilaterally Negotiated Trade they wish to report and must meet the criteria for acceptance as specified in the London Stock Exchange Derivatives Market Bilaterally Negotiated Trade Guidance document.

  • This section of the rules (rules 1.2.1 to 1.2.4) does not apply to Member Firms acting in a Reporting Broker capacity only.

  • The Member Firm or the Reporting Broker must provide details of the Bilaterally Negotiated Trade they wish to report and must meet the criteria for acceptance as specified in the CurveGlobal Markets Bilaterally Negotiated Trade Guidance document.

  • To register as a Reporting Broker and enable access to the Third Party Execution functionality in SOLA, please contact membership@lseg.com.

  • Once the Third Party Order is entered by the Reporting Broker, each counterparty will receive a notification message without disclosing the names of the other counterparties (only the name of the Reporting Brokers will be visible).

  • A trade report of a Bilaterally Negotiated Trade in accordance with this rule must be submitted to Market Operations by electronic communication using predefined templates or directly to the Exchange via the appropriate automated technical functionality (as described in the London Stock Exchange Trading Services Description), the Exchange will inform each Member Firm (including any Reporting Broker) submitting such request promptly as to whether it has been accepted for Registration or not.

  • The Member Firm or the Reporting Broker should provide details of the Bilaterally Negotiated Trade they wish to report and must meet the criteria for acceptance.

  • The Commission may, upon writ- ten application by a Reporting Broker or Dealer, exempt from the provisions of this section, either unconditionally or on specified terms and conditions, any brokers or dealers associated with such Reporting Broker or Dealer.

  • This section of the Rules (Rules 1.2.1 to 1.2.4) does not apply to Member Firms acting in a Reporting Broker capacity only.


More Definitions of Reporting Broker

Reporting Broker means any participant accepted by MTS to act exclusively on an
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Reporting Broker means any participant accepted by MTS to act exclusively
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Reporting Broker means a broker or other third party that has entered into an ICE Trade Vault Europe Reporting Broker Agreement or Trusted Source Agreement with ICE Trade Vault pursuant to which ICE Trade Vault has agreed to provide the Reporting Broker with access to and use of the ICE Trade Vault Europe Platform in connection with the Reporting Broker’s reporting of ACER Data (as appropriate under Applicable Law).
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Related to Reporting Broker

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Data Broker means either of the following:

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Associate broker means a licensed broker who is employed by

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • insurance broker means an insurance brokerage firm,

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Mortgage broker means any person who for compensation or

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Reporting Financial Institution means a Reporting Finnish Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • Financial Adviser means any:

  • Customs Broker Agreement means an agreement, in form reasonably satisfactory to the Collateral Agent, in which the customs broker or other carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Collateral Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of such Inventory solely as directed by the Collateral Agent.