Retention of Adviser Sample Clauses

Retention of Adviser. The Company hereby appoints the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the board of directors of the Company (the “Board of Directors”), for the period and upon the terms herein set forth in accordance with:
Sample 1Sample 2Sample 3See All (118)
AutoNDA by SimpleDocs
Retention of Adviser. The Fund hereby employs the Adviser to act as the investment adviser to the Fund and to manage the investment and reinvestment of the assets of the Fund, subject to the supervision of the board of trustees of the Fund (the “Board”), for the period and upon the terms herein set forth:
Sample 1Sample 2Sample 3See All (18)
Retention of Adviser. The Fund hereby employs Flat Rock Global to act as the investment adviser to the Fund, to manage the activities of the Fund and to make investment decisions with respect to the Fund’s portfolio, subject to the supervision of the board of trustees of the Fund (the “Board”), for the period and upon the terms set forth herein:
Sample 1Sample 2Sample 3See All (12)
Retention of Adviser. The Company hereby employs Flat Rock Global to act as the investment adviser to the Company, to manage the activities of the Company and to make investment decisions with respect to the Company’s portfolio, subject to the supervision of the board of directors of the Company (the “Board”), for the period and upon the terms set forth herein:
Sample 1Sample 2Sample 3
Retention of Adviser. The Company hereby retains Adviser to act as the co-administrator of the Company and to furnish the Company and Funds with the management and administrative services as set forth in Section 2 below. Adviser hereby accepts such appointment to perform the duties set forth below. Adviser shall, for all purposes herein, be deemed to be an independent contractor and, unless otherwise expressly provided or authorized, shall have no authority to act for or represent the Company in any way and shall not be deemed an agent of the Company. The Company and BISYS Fund Services Ohio, Inc. (“BISYS”) have entered into a Co-Administration Agreement (the “BISYS Co-Administration Agreement”) dated as of the date of this Agreement. BISYS provides certain administration services for the Company pursuant to the BISYS Co-Administration Agreement. The Company agrees that in no event will Adviser be responsible for the performance of any services that are the responsibility of BISYS as set forth in the BISYS Co-Administration Agreement. Adviser and the Company agree that as of the Effective Date, the Sub-Administration Agreement between BISYS and the Adviser dated as of October 1, 2003 shall be terminated and of no further force or effect.
Sample 1Sample 2
Retention of Adviser. Investor hereby retains Adviser to provide the Program services described below with respect to the cash, securities and any other investments held by Investor (the “Investor Assets”) within their defined contribution retirement plan (“Plan”) in accordance with the terms and conditions set forth in this Agreement. Adviser agrees to provide the Program for a one- year, renewable term. Investor understands that this Agreement does not become effective until it is reviewed and approved by Adviser, after consultation with Program Provider.
Sample 1
Retention of Adviser. The Fund hereby employs the Adviser to act as the investment adviser to the Fund and to manage the investment and reinvestment of the assets of the Fund, subject to the supervision of the board of trustees of the Fund (the "Board"), for the period and upon the terms herein set forth: (i) in accordance with the investment objectives, policies and restrictions that are set forth in the Fund's then effective Registration Statement on Form N-2 filed with the Securities and Exchange Commission (the "SEC"), as amended from time to time (the "Registration Statement"), and/or the Fund's shareholder reports filed with the SEC from time to time or otherwise made available to the Fund's shareholders; and 2 (ii) during the term of this Agreement in accordance with all other applicable federal and state laws, rules and regulations, and the Fund's declaration of trust ("Declaration of Trust") and bylaws (the "Bylaws"), in each case as may be amended from time to time. (b)
Sample 1
AutoNDA by SimpleDocs

Related to Retention of Adviser

  • Duties of Advisor The Trust employs the Advisor to manage the investment and reinvestment of the assets of the Wellington Management Portfolio; to continuously review, supervise, and administer an investment program for the Wellington Management Portfolio; to determine in its discretion the securities to be purchased or sold and the portion of such assets to be held uninvested; to provide the Fund with all records concerning the activities of the Advisor that the Fund is required to maintain; and to render regular reports to the Trust's officers and the Board of Trustees concerning the discharge of the foregoing responsibilities. The Advisor will discharge the foregoing responsibilities subject to the supervision and oversight of the Trust's officers and the Board of Trustees, and in compliance with the objective, policies, and limitations set forth in the Fund's prospectus and Statement of Additional Information, any additional operating policies or procedures that the Fund communicates to the Advisor in writing, and applicable laws and regulations. The Advisor agrees to provide, at its own expense, the office space, furnishings and equipment, and personnel required by it to perform the services on the terms and for the compensation provided herein.

  • Retention of Sub-Adviser Subject to the Trust's obtaining the initial and periodic approvals required under Section 15 of the Act, the Adviser may retain one or more sub-advisers, at the Adviser's own cost and expense, for the purpose of managing the investments of the assets of one or more Funds of the Trust. Retention of one or more sub-advisers shall in no way reduce the responsibilities or obligations of the Adviser under this Agreement and the Adviser shall, subject to Section 11 of this Agreement, be responsible to the Trust for all acts or omissions of any sub-adviser in connection with the performance of the Adviser's duties hereunder.

  • RETENTION OF ULTIMUS The Trust hereby retains Ultimus to act as the fund accountant of the Trust and to furnish the Trust with the services as set forth below. Ultimus hereby accepts such employment to perform such duties.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!