Rule 144A Capital Securities definition

Rule 144A Capital Securities means the Capital Securities purchased by the Initial Purchaser from the Issuer Trust pursuant to the Purchase Agreement, other than the Other Capital Securities.
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Rule 144A Capital Securities means the Capital Securities sold by the Initial Purchasers in reliance on Rule 144A.
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Rule 144A Capital Securities means the Capital Securities purchased by the Initial Purchaser from the Trust pursuant to the Purchase Agreement, other than the Other Capital Securities.
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Examples of Rule 144A Capital Securities in a sentence

  • As provided in Section 5.2(b), the Rule 144A Capital Securities, upon original issuance, will be issued in the form of Global Capital Securities Certificates representing Book-Entry Capital Securities, to be delivered to DTC or its nominee by, or on behalf of, the Issuer Trust.

  • The Original Capital Securities shall consist of Rule 144A Capital Securities and Regulation S Capital Securities.

  • If an Owner of Global Rule 144A Capital Securities Certificates at any time wishes to transfer such interest to a Person who wishes to acquire the same in the form of a beneficial interest in Global Regulation S Capital Securities Certificates, such transfer may be effected only in accordance with the provisions of this Clause (b)(i) and Clause (b)(iv) below.

  • If an Owner of Global Regulation S Capital Securities Certificates wishes at any time to transfer such interest to a Person who wishes to acquire the same in the form of a beneficial interest in Global Rule 144A Capital Securities Certificates, such transfer may be effected only in accordance with this Clause (b)(ii).

  • The Original Capital Securities shall consist of Rule 144A Capital Securities.

  • Each Capital Security and each Certificate will have an identifying number which will be recorded on the relevant individual Certificate and in the Register.Individual Certificates issued with respect to Rule 144A Capital Securities (a “Rule 144A Capital Security Certificate”) will bear a Rule 144A legend, unless determined otherwise in accordance with the provisions of the Agency Agreement by reference to applicable law.

  • See “Offer Restrictions”.Beneficial interests in each Global Capital Security Certificate will be subject to certain restrictions on transfer set forth therein and in the Agency Agreement, and with respect to the Rule 144A Capital Securities, as set forth in Rule 144A, and the Capital Securities will bear the legends set forth thereon regarding such restrictions set forth under “Transfer Restrictions”.

  • Upon their original issuance, Rule 144A Capital Securities shall be issued in the form of one or more Global Rule 144A Capital Securities Certificates registered in the name of the nominee of DTC for credit to the respective accounts of the Owners thereof (or such other accounts as they may direct).

  • The break-up of equity shares held in Physical and dematerialised form as on 31stMarch, 2020, is given below:CategoryNo of SharePercentageNSDL1691658670.49CDSL705486229.40Physical285520.12Total24000000100The Promoters hold their entire equity shareholding in the Company in dematerialized form.


More Definitions of Rule 144A Capital Securities

Rule 144A Capital Securities has the meaning set forth in Section 7.3(a).
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Related to Rule 144A Capital Securities

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Rule 144A Notes means all Notes offered and sold to QIBs in reliance on Rule 144A.

  • Rule 144A Global Notes has the meaning set forth in Section 4.2(b)(i) of the Series 2018-1 Supplement.

  • Rule 144A Global Certificates As defined in Section 5.02(c)(ii) of this Agreement.

  • Non Book-Entry Capital Securities shall have the meaning set forth in Section 2.05.

  • Rule 144A Global Certificate With respect to any Class of Book-Entry Certificates, a single global Certificate, or multiple global Certificates collectively, registered in the name of the Depository or its nominee, in definitive, fully registered form without interest coupons, each of which Certificates bears a Qualified Institutional Buyer CUSIP number and does not bear a Regulation S Legend.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • 144A Notes means the Class E Notes and any Note retained by the Depositor or an Affiliate thereof on the Closing Date.

  • Regulation S Global Securities Appendix A

  • Definitive Capital Securities means any Capital Securities in definitive form issued by the Trust.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • Qualifying Capital Securities means securities (other than Common Stock, rights to acquire Common Stock and securities convertible into Common Stock) that, in the determination of the Corporation’s Board of Directors reasonably construing the definitions and other terms of this Replacement Capital Covenant, meet one of the following criteria:

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Public Global Certificates A Global Certificate relating to a Class of Public Certificates.

  • Trust Preferred Securities any preferred securities issued by a Trust Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Rule 144A Global Covered Bond means a Registered Global Covered Bond representing Covered Bonds sold in the United States to QIBs in reliance on Rule 144A;

  • Physical Securities means permanent certificated Securities in registered form issued in denomination of $1,000 Principal Amount and integral multiples thereof.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Regulation S Global Certificates As defined in Section 5.02(c)(i) of this Agreement.

  • Global Capital Security means a Capital Securities Certificate evidencing ownership of Book-Entry Capital Securities.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.

  • Investor Securities is defined in Section 2.1.

  • Non Book-Entry Preferred Securities shall have the meaning set forth in Section 2.4.