SEC Act definition

SEC Act means the Securities Exchange Act of 1934, 15 U.S.C.A. §78, as amended.
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SEC Act means The Securities Exchange Act of 1934, 15 U.S.C.A. §78, as amended.
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SEC Act means the Securities and Exchange Commission of Sri Lanka Act, No. 19 of 2021.
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Examples of SEC Act in a sentence

  • In accordance with Rule 10b-16 of the SEC Act of 1934 the following disclosure is set forth: Interest Rates on Debit Balances:The interest rate charged by Siebert on your debit balance is based on a base rate determined by Siebert, which is influenced by money market conditions, including the Prime Rate, Call Money, and Treasury Bills.

  • All filings by the Primary Operating Company required by the SEC or the SEC Act have been filed as and when required (except to the extent appropriate extensions have been obtained and remain in effect), and no VSE Entity has received written notice of any violation of the SEC Act or any other law, rule or regulation of the SEC that has not been disclosed to the Administrative Agent in writing.

  • All the provisions of the SEC Act and all subsisting amendments thereto and the Unit Trust Code as may be replaced or changed from time to time and all regulations and rules duly promulgated there under shall be deemed for all purposes to be incorporated in this Trust Deed as part and parcel hereof and have effect accordingly.

  • In determining whether the number of voting rights reaches the threshold percentage referenced in the previous paragraph, the Issuer will consider under Section 247 and 258 of the SEC Act and rules promulgated there under by the SEC or Financial Institutions Businesses Act B.E. 2551 are the governing laws.

  • In accordance with (Rule 10b-16 SEC Act of 1934) the following disclosure is set forth: Interest Rates on Debit Balances.

  • The Issuer shall have the right to impose a fine on any Investor who does not report his acquisition, disposition or holding as mentioned in Conditions 3.2.1 and 3.2.2 in the amount specified in Sections 298 and 275, respectively, of the SEC Act.

  • In accordance with Rule 10b-16 of the SEC Act of 1934 the following disclosure is set forth: Interest Rates on Debit Balances: The interest rate charged by Xxxxxx Xxxxxxx & Co., Inc.

  • However, in the case that such performance of duty cause damage to the Company, the shareholders are entitled to file a lawsuit to claim for damages from such director on behalf of the Company as specified in Section 85 of the SEC Act.

  • In addition, if such performance of duty causes a director or his/her related person to obtain undue benefit; the shareholders shall be entitled to file a lawsuit to claim for such benefit from such director on behalf of the Company as specified in Section 89/18 of the SEC Act.

  • In 1992, the government revamped the SET by the enactment of the Securities and Exchange Act 1992 (SEC Act).


More Definitions of SEC Act

SEC Act means the Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 as may be modified, amended or replaced from time to time.
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SEC Act means the Securities and Exchange Act B.E. 2535 including rules and regulations or laws issued by virtue of the SEC Act and all amendments thereto;
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SEC Act means the U.S. Securities Xxxxxxxx Xxx 0000.
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SEC Act means Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 (as amended).
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SEC Act means the Securities and Exchange Commission Act, 1993 of the Borrower;
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Related to SEC Act

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • FMC Act means the Financial Markets Conduct Act 2013.

  • POPI Act means the Protection of Personal Information Act, 4 of 2013;

  • EP Act means the Environmental Protection Act 1986;

  • S.A.F.E. act means the secure and fair enforcement for mortgage licensing act of 2008, Title V of the housing and economic recovery act of 2008 ("HERA"), P.L. 110-289, effective July 30, 2008.

  • SEBI Act or “Act” means the Securities and Exchange Board of India Act, 1992;

  • the 1981 Act which means the Compulsory Purchase (Vesting Declarations) Act 1981.

  • OHS Act means the Occupational Health and Safety Act 2004;

  • 1990 Act means the Town and Country Planning Act 1990;

  • WHS Act means the Work Health and Safety Act 2011 (Qld) or the Work Health and Safety (National Uniform Legislation) Act 2012 (NT), where applicable. WHS EPH means Workplace Health and Safety Entry Permit Holders under the WHS Act. Workplace Impairment Policy and Procedures means the Workplace Impairment Policy and Procedures found in APPENDIX 4.

  • the 1992 Act means the Local Government Finance Act 1992;

  • the 1988 Act means the Local Government Finance Act 1988.

  • the 1989 Act means the Local Government and Housing Act 1989;