SEC Inquiry definition

SEC Inquiry means that certain inquiry initiated by the Securities and Exchange Commission on or around January 11, 2018 regarding Quantum’s accounting practices and internal controls related to revenue recognition for transactions commencing April 1, 2016.
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SEC Inquiry means the inquiry by the Securities and Exchange Commission and other matters described (a) under the caption “SEC Non-public Fact Finding Inquiry” in the report of Holdings on Form 10-Q for the Fiscal Quarter ended September 30, 2004 and (b) in the reports of Holdings on Form 8-K filed with the Securities and Exchange Commission on March 14, 2005, August 9, 2005 and November 1, 2005.
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SEC Inquiry means the pending Securities and Exchange Commission
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Examples of SEC Inquiry in a sentence

  • Change its fiscal year from March 31 or make any change to its method of accounting (except as required by GAAP or by the SEC or any other Governmental Body in connection with the SEC Inquiry).

  • Change its fiscal year from March 31 or make any change to its method of accounting (except as required by GAAP or by the SEC or any other any Governmental Body in connection with the SEC Inquiry).

  • Either (a) any material update or development has occurred, or finding reached, in connection with the SEC Inquiry or the Independent Investigation which could reasonably be expected to result in a Material Adverse Effect, or (b) the SEC Inquiry or the Independent Investigation has discovered, determined or ruled that any consolidated financial statements of Quantum and its Subsidiaries were materially misleading in the reasonable judgement of Agent; or”.


More Definitions of SEC Inquiry

SEC Inquiry means that certain inquiry and investigation by the SEC into the Issuer’s historical quarterly earnings per share calculations and rounding practices during the period 2014- 2017, as further described in that certain order entered by the SEC on September 28, 2020 (the “SEC Order”), which matter was previously settled by the Issuer with the SEC, together with any related agreement or agreement in principle in respect of the settlement thereof between the Issuer and/or any of its Subsidiaries and the SEC, and any related order.
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SEC Inquiry means the informal inquiry that the Securities and Exchange Commission in November 2003 advised the Borrower it was conducting into trading practices at NUI Energy Brokers.
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Related to SEC Inquiry

  • Reasonable inquiry means an inquiry designed to uncover any information in the entity's possession about the identity of the producer or provider of covered telecommunications equipment or services used by the entity that excludes the need to include an internal or third-party audit.

  • Acquisition Inquiry means an inquiry, indication of interest or request for information (other than an inquiry, indication of interest or request for information made or submitted by Parent) that could reasonably be expected to lead to an Acquisition Proposal.

  • preliminary inquiry or "intake" means a mandatory, preadjudicatory interview of the juvenile and, if available, the parents, legal guardian, or other custodian of the juvenile, which is performed by a duly authorized individual to determine whether a juvenile comes within the purview of the Oklahoma Juvenile Code, whether nonadjudicatory alternatives are available and appropriate, and if the filing of a petition is necessary;

  • disclosure date means either of the following:

  • SEC Filings has the meaning set forth in Section 4.6.