SEC Inquiry definition

SEC Inquiry means that certain inquiry initiated by the Securities and Exchange Commission on or around January 11, 2018 regarding Quantum’s accounting practices and internal controls related to revenue recognition for transactions commencing April 1, 2016.
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SEC Inquiry means the inquiry by the Securities and Exchange Commission and other matters described (a) under the caption “SEC Non-public Fact Finding Inquiry” in the report of Holdings on Form 10-Q for the Fiscal Quarter ended September 30, 2004 and (b) in the reports of Holdings on Form 8-K filed with the Securities and Exchange Commission on March 14, 2005, August 9, 2005 and November 1, 2005.
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SEC Inquiry means the pending Securities and Exchange Commission
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Examples of SEC Inquiry in a sentence

  • Change its fiscal year from March 31 or make any change to its method of accounting (except as required by GAAP or by the SEC or any other any Governmental Body in connection with the SEC Inquiry).

  • SEC Inquiry No. Item No. _ Clause DESCRIPTIONTable 3: Technical Data Schedule 1.

  • Change its fiscal year from March 31 or make any change to its method of accounting (except as required by GAAP or by the SEC or any other Governmental Body in connection with the SEC Inquiry).

  • Bloomberg News, JPMorgan in Talks to Settle S.E.C. Inquiry Into Secu- rities, N.Y. TIMES, May 7, 2011, at B2; Gretchen Morgenson & Louise Story, Banks Bun- dled Debt, Bet Against It and Won, N.Y. TIMES, Dec.

  • Power consumption (VA / Watt)- Voltage circuit (per phase)- Current circuit* CL = 0.52W and 10 VA 1 VA SEC DISTRIBUTION MATERIALS SPECIFICATION ELECTRONIC REVENUE CT & CT/VT METERS SEC Inquiry No. Item No. (Sheet 2 of 4)SEC REF 8INPUT AND OUTPUT REQUIREMENT 1.

  • SEC Inquiry No: Item No: Saudi Electricity CompanyDistribution Services SectorSPECIFICATION FOR EXTERNAL CIRCUIT BREAKERIssue Date: 09/2022Page: 27 of 4637-SDMS-05 Rev.

  • SEC DISTRIBUTION MATERIALS SPECIFICATION Table No. 4 Technical Data Schedule SEC Inquiry No: Item No: SEC DISTRIBUTION MATERIALS SPECIFICATION SEC DISTRIBUTION MATERIALS SPECIFICATION SEC Inquiry No: Item No:  Additional Technical Information or Features Specified by SEC  Additional Supplementary Data or Features Proposed by Bidder/Vendor/Supplier.

  • Moody’s Stock Still Pressured by S.E.C. Inquiry Disclosure, N.Y. TIMES (May 10, 2010), http://dealbook.nytimes.com/2010/05/10/moodys-stock-still- pressured-by-s-e-c-inquiry-disclosure/ (“Moody’s shares fell as much as 12 percent on Monday, the first day of trading after the firm disclosed receiving a Wells notice from the S.E.C.”).

  • SEC Inquiry The SEC has notified us that it is conducting an informal inquiry into our policies and practices concerning impairment of investment in real estate assets.

  • SEC Inquiry No: Item No: Saudi Electricity CompanyDistribution Services Sector - Power Frequency Withstand Voltage, kV Saudi Electricity CompanyDistribution Services Sector Date TestedTable 4: Technical Data Schedule Saudi Electricity CompanyDistribution Services Sector Pole-Mounted Metering Unit SEC Inquiry No: Item No:  Additional Technical Information or Features Specified by SEC  Additional Supplementary Data or Features Proposed by Bidder/Vendor/Supplier.


More Definitions of SEC Inquiry

SEC Inquiry means the informal inquiry that the Securities and Exchange Commission in November 2003 advised the Borrower it was conducting into trading practices at NUI Energy Brokers.
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SEC Inquiry means that certain inquiry and investigation by the SEC into the Issuer’s historical quarterly earnings per share calculations and rounding practices during the period 2014- 2017, as further described in that certain order entered by the SEC on September 28, 2020 (the “SEC Order”), which matter was previously settled by the Issuer with the SEC, together with any related agreement or agreement in principle in respect of the settlement thereof between the Issuer and/or any of its Subsidiaries and the SEC, and any related order.
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SEC Inquiry means that certain inquiry initiated by the Securities and Exchange Commission on or around January 11, 2018 regarding Quantum's accounting practices and internal controls related to revenue recognition for transactions commencing April 1, 2016.
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Related to SEC Inquiry

  • Reasonable inquiry means an inquiry designed to uncover any information in the entity's possession about the identity of the producer or provider of covered telecommunications equipment or services used by the entity that excludes the need to include an internal or third-party audit.

  • Acquisition Inquiry means an inquiry, indication of interest or request for information (other than an inquiry, indication of interest or request for information made or submitted by Parent) that could reasonably be expected to lead to an Acquisition Proposal.

  • preliminary inquiry or "intake" means a mandatory, preadjudicatory interview of the juvenile and, if available, the parents, legal guardian, or other custodian of the juvenile, which is performed by a duly authorized individual to determine whether a juvenile comes within the purview of the Oklahoma Juvenile Code, whether nonadjudicatory alternatives are available and appropriate, and if the filing of a petition is necessary;

  • disclosure date means either of the following:

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Knowledge of the Buyer means, as to a particular matter, the actual knowledge, after reasonable inquiry, of the following persons at the Buyer: Xxxxx Xxxx, Xxxxx Xxxxxxx, Xxxxx Xxxxxxx, Xxxxxx Xxxxx, X.X. Xxxxxxx, and Xxxx Xxxxx.

  • Company’s Knowledge means the actual knowledge of the executive officers (as defined in Rule 405 under the 0000 Xxx) of the Company, after due inquiry.

  • Best Knowledge means both what a Person knew as well as what the Person should have known had the Person exercised reasonable diligence. When used with respect to a Person other than a natural person, the term "Best Knowledge" shall include matters that are known to the directors and officers of the Person.

  • the Company’s knowledge means the knowledge, after reasonable inquiry, of Pxxxxx Xxxxx, Lxxxxxxx Xxxxxx, Sxxxxxx XxXxxxxx and Kxxxxxx Xxxxx.

  • Required Disclosure Date means (x) if such Buyer authorized the delivery of such Confidential Information, either (I) if the Company and such Buyer have mutually agreed upon a date (as evidenced by an e-mail or other writing) of Disclosure of such Confidential Information, such agreed upon date or (II) otherwise, the seventh (7th) calendar day after the date such Buyer first received any Confidential Information or (y) if such Buyer did not authorize the delivery of such Confidential Information, the first (1st) Business Day after such Buyer’s receipt of such Confidential Information.

  • Knowledge of Parent means the actual knowledge of the individuals identified on Section 8.11 of the Parent Disclosure Letter.

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Parent’s Knowledge means the actual knowledge of those individuals identified in Section 1.1(b) of the Parent Disclosure Schedule.

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Rating Agency Inquiry As defined in Section 4.5(d).

  • disclosure period means the period commencing on 16 July 2012 (being the date 12 months prior to the commencement of the Offer Period) and ending on the disclosure date;

  • Disclosed Litigation has the meaning specified in Section 3.01(b).

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • to the Company’s knowledge means the actual knowledge after reasonable investigation of the Company’s officers and directors.

  • to the knowledge of a person means in the case of the Company, the actual knowledge of each persons listed on Schedule A after reasonable inquiry of the individuals with operational responsibility in the functional area of such person, and in the case of SPAC, the actual knowledge of the individuals listed on Schedule II, after reasonable inquiry.

  • Initial Filing Date means the date on which the Initial Registration Statement is filed with the SEC.