SEC Inquiry definition

SEC Inquiry means that certain inquiry initiated by the Securities and Exchange Commission on or around January 11, 2018 regarding Quantum’s accounting practices and internal controls related to revenue recognition for transactions commencing April 1, 2016.
SEC Inquiry means the inquiry by the Securities and Exchange Commission and other matters described (a) under the caption “SEC Non-public Fact Finding Inquiry” in the report of Holdings on Form 10-Q for the Fiscal Quarter ended September 30, 2004 and (b) in the report of Holdings on Form 8-K filed with the Securities and Exchange Commission on March 14, 2005.
SEC Inquiry means the pending Securities and Exchange Commission

Examples of SEC Inquiry in a sentence

  • SEC Inquiry As previously disclosed, by letter dated September 30, 2013, the SEC Division of Enforcement notified us that it was conducting an investigation regarding us, including matters relating to our public statements regarding Digital China Information Service Company Limited and our distribution relationships in China.

  • Jeff Franks, Enron Says SEC Inquiry Now Full-Scale Probe, Reuters (Nov.

  • This means that the cost of the 800 MHz band spectrum in Australia has been taken into account calculating overall spectrum costs.

  • SEC Inquiry By letter dated September 30, 2013, the SEC Division of Enforcement notified us that it is conducting an investigation regarding us, including matters relating to our public statements regarding Digital China Information Services Company Limited (“Digital China”) and our distribution relationships in China.

  • SEC Inquiry No. Item No. _ Clause DESCRIPTIONTable 3: Technical Data Schedule 1.

  • ECHNICAL DATA SCHEDULE Table 5: Technical Data ScheduleSEC Inquiry No: Item No: 37-SDMS-01 REV.04 Molded-Case Circuit Breaker (MCCB) SEC Inquiry No: Item No: • Additional Technical Information or Features Specified by SEC • Additional Supplementary Data or Features Proposed by Bidder/Vendor/Supplier.

  • SEC Inquiry No. Item No. (Sheet 1 of 4)SEC REF SEC DISTRIBUTION MATERIALS SPECIFICATION 4.

  • SEC Inquiry On August 22, 2017, the Company received a letter from the Division of Enforcement, U.S. Securities & Exchange Commission (the “SEC”).

  • SEC Inquiry The SEC has notified us that it is conducting an informal inquiry into our policies and practices concerning impairment of investment in real estate assets.

  • SEC Inquiry No: Item No: Saudi Electricity CompanyDistribution Services Sector - Power Frequency Withstand Voltage, kV Saudi Electricity CompanyDistribution Services Sector Date TestedTable 4: Technical Data Schedule Saudi Electricity CompanyDistribution Services Sector Pole-Mounted Metering Unit SEC Inquiry No: Item No:  Additional Technical Information or Features Specified by SEC  Additional Supplementary Data or Features Proposed by Bidder/Vendor/Supplier.


More Definitions of SEC Inquiry

SEC Inquiry means that certain inquiry and investigation by the SEC into the Issuer’s historical quarterly earnings per share calculations and rounding practices during the period 2014- 2017, as further described in that certain order entered by the SEC on September 28, 2020 (the “SEC Order”), which matter was previously settled by the Issuer with the SEC, together with any related agreement or agreement in principle in respect of the settlement thereof between the Issuer and/or any of its Subsidiaries and the SEC, and any related order.

Related to SEC Inquiry

  • Reasonable inquiry means an inquiry designed to uncover any information in the entity's possession about the identity of the producer or provider of covered telecommunications equipment or services used by the entity that excludes the need to include an internal or third-party audit.

  • Acquisition Inquiry means an inquiry, indication of interest or request for information (other than an inquiry, indication of interest or request for information made or submitted by Parent) that could reasonably be expected to lead to an Acquisition Proposal.

  • preliminary inquiry or "intake" means a mandatory, preadjudicatory interview of the juvenile and, if available, the parents, legal guardian, or other custodian of the juvenile, which is performed by a duly authorized individual to determine whether a juvenile comes within the purview of the Oklahoma Juvenile Code, whether nonadjudicatory alternatives are available and appropriate, and if the filing of a petition is necessary;

  • disclosure date means either of the following:

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Company SEC Documents has the meaning set forth in Section 3.5(a).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Knowledge of the Buyer means, as to a particular matter, the actual knowledge, after reasonable inquiry, of the following persons at the Buyer: Xxxxx Xxxx, Xxxxx Xxxxxxx, Xxxxx Xxxxxxx, Xxxxxx Xxxxx, X.X. Xxxxxxx, and Xxxx Xxxxx.

  • Company’s Knowledge means the actual knowledge of the executive officers (as defined in Rule 405 under the 0000 Xxx) of the Company, after due inquiry.

  • Best Knowledge means both what a Person knew as well as what the Person should have known had the Person exercised reasonable diligence. When used with respect to a Person other than a natural person, the term "Best Knowledge" shall include matters that are known to the directors and officers of the Person.

  • the Company’s knowledge as used herein shall mean the actual knowledge of Xxxx Xxxxxxx, Xxxx XxXxxxxx and Xxxxx Xxxxxxxxx.

  • Knowledge of Parent means the actual knowledge of the individuals identified on Section 8.11 of the Parent Disclosure Letter.

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Parent’s Knowledge means the actual knowledge of the individuals set forth in Section 1.1(d) of the Disclosure Schedule.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • disclosure period means the period commencing on 22 February 2012 (being the date 12 months prior to the commencement of the Offer Period) and ending on the disclosure date;

  • Disclosed Litigation has the meaning specified in Section 3.01(b).

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • to the Company’s knowledge means the actual knowledge after reasonable investigation of the Company’s officers and directors.

  • to the knowledge or "knowledge" of a party (or similar phrases) means to the extent of matters which are actually known by such party and when used in respect of the Company or the Company Subsidiary, the term "to the knowledge" or "knowledge" shall mean the matters which are known or reasonably should be known by Guy Fietz, or Gordon Ellison after due inquiry.

  • Initial Filing Date means the date on which the Initial Registration Statement is filed with the SEC.

  • to the best knowledge of means, when modifying a representation, warranty or other statement of any Person, that the fact or situation described therein is known by the Person (or, in the case of a Person other than a natural Person, known by a Responsible Official of that Person) making the representation, warranty or other statement, or with the exercise of reasonable due diligence under the circumstances (in accordance with the standard of what a reasonable Person in similar circumstances would have done) would have been known by the Person (or, in the case of a Person other than a natural Person, would have been known by a Responsible Official of that Person).

  • Knowledge means actual knowledge after reasonable investigation.