SEC Reporting Company definition

SEC Reporting Company means a Company subject to the reporting obligations under Section 13 or 15(d) of the Exchange Act.
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SEC Reporting Company any company with a class of common stock registered under Section 12 of the Exchange Act and that, as of the date hereof is, and for at least the ninety (90) day period immediately preceding the date hereof has been, subject to the periodic and other reporting requirements of either Section 13 or 15(d) of the Exchange Act.
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SEC Reporting Company means an issuer that is subject to the reporting requirements of Section 13 or Section 15(d) of the U.S. Securities Exchange Act of 1934.
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Examples of SEC Reporting Company in a sentence

  • If the Company is an SEC Reporting Company or a Regulation A Reporting Company, the Company shall publish, on EDGAR through SEC Form DEF 14A or Form 1-U respectively, copies of all proxies, proxy statements and all other material mailed by the Company to its shareholders with respect thereto, within 15 days of the mailing of such material.

  • If the Company is not an SEC Reporting Company or a Regulation A Reporting Company, the Company shall publish, through the OTC Disclosure & News Service, copies of all proxies, proxy statements and all other material mailed by the Company to its shareholders with respect thereto, within 15 days of the mailing of such material.

  • A Company that is an SEC Reporting Company must file with the SEC, on an ongoing basis, all annual, quarterly and other interim reports required to be filed on EDGAR, provided, however, that if under Section 12(i) of the Exchange Act the Company is required to file reports with a Bank Regulator and not on EDGAR, the Company must post such reports through the OTC Disclosure & News Service.

  • A Company that is an SEC Reporting Company must file, on an ongoing basis, all annual, quarterly and other interim reports required to be filed on EDGAR.

  • A Company that is an SEC Reporting Company must file, on an ongoing basis, all annual, quarterly and interim reports required to be filed under the Exchange Act.

  • U.S. that is not an SEC Reporting Company, Bank Reporting Company, Regulation A Reporting Company or International Reporting Company, and that makes disclosure available through the OTC Disclosure & News Service pursuant to the OTCQX and OTCQB Disclosure Guidelines.

  • A Company that is not an SEC Reporting Company or a Regulation A Reporting Company must comply, on an ongoing basis, with the annual, quarterly and current reporting obligations contained in the OTCQX U.S. Disclosure Guidelines, including but not limited to the financial report requirements contained therein.

  • Client acknowledges by the acceptance of this Agreement that all periodic or special reports required under The Securities Exchange Act of 1934 (As Amended) after Listing Vehicle becomes a US SEC Reporting Company are the responsibility of the Client unless otherwise agreed to in writing by YCSI & JCK.

  • A Company that is an SEC Reporting Company or Regulation A Reporting must also comply with the below requirements.

  • A Company that is not an SEC Reporting Company or a Regulation A Reporting Company must comply, on an ongoing basis, with the annual, quarterly and current reporting obligations contained in the Disclosure Guidelines, including but not limited to the financial report requirements contained therein.


More Definitions of SEC Reporting Company

SEC Reporting Company means an issuer that is subject to the reporting requirements of the Section 13 or Section 15(d) of the Exchange Act.
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SEC Reporting Company means a company that is subject to the applicable reporting requirements of Section 12, 13 or 15(d) of the Exchange Act (whether as a foreign private issuer or as a domestic US issuer).
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SEC Reporting Company means an issuer that is subject to the reporting requirements of the Section 13 or Section 15(d) of the
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Related to SEC Reporting Company

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • Public Company means any Person with a class or series of Voting Stock that is traded on a stock exchange or in the over-the-counter market.

  • Company Subsidiaries means the Subsidiaries of the Company.

  • Holding Company Transaction means the occurrence of (a) any transaction (including, without limitation, any acquisition, merger or consolidation) the result of which is that a “person” or “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, (i) becomes the direct or indirect ultimate “beneficial owner,” as defined in Rule 13d-3 under that Act, of common equity of the Issuer representing more than 50% of the voting power of the outstanding Common Stock or (ii) is otherwise required to consolidate the Issuer for purposes of generally accepted accounting principles in the United States, or (b) any consolidation or merger of the Issuer or similar transaction or any sale, lease or other transfer in one transaction or a series of related transactions of all or substantially all of the consolidated assets of the Issuer and its subsidiaries, taken as a whole, to any Person other than one of the Issuer’s subsidiaries; provided that, in the case of either clause (a) or (b), the Issuer or the Acquiror is or becomes a Bank Holding Company or Savings and Loan Holding Company.

  • Parent Disclosure Schedule means the disclosure schedule dated the date hereof regarding this Agreement that has been provided by Parent to the Company.

  • SEC means the Securities and Exchange Commission.

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • existing company means a company formed and registered under any of the previous companies laws…”

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Parent Disclosure Letter means the disclosure letter delivered by Parent to the Company simultaneously with the execution of this Agreement.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Current Financials means, at any time, the consolidated Financial Statements of the Companies most recently delivered to Administrative Agent under Section 7.1(a) or 7.1(b), as the case may be.

  • SECP or “Commission” means Securities and Exchange Commission of Pakistan established under Securities and Exchange Commission of Pakistan Act, 1997 and shall include its successor.