Secondary Equity Offering definition

Secondary Equity Offering is defined in the fourth recital.
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Secondary Equity Offering is defined in the second recital.
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Secondary Equity Offering means the closing of one or more public offerings for shares of capital stock or other equity interests of the Borrower after December 8, 2009.”
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Examples of Secondary Equity Offering in a sentence

  • Expenses related to a Secondary Equity Offering, which are included in marketing, general and administrative expense.

  • Secondary Equity Offering expenses are included in marketing, general and administrative expense.

  • Its stock price having been hyped, on May 30-31, 1996, ProNet successfully completed both the Secondary Equity Offering and Senior Note Offering, raising approximately $220,000,000 before underwriter commissions and fees.

  • Xxxxxxxx Title: President/CEO [Underwriting Agreement – Secondary Equity Offering] APPLE TREE PARTNERS I, L.P. By: APPLE TREE VENTURES I, LLC General Partner By: /s/ Xxxx X.

  • On or about May 30, 1996, plaintiff purchased 5,000 shares of ProNet common stock on the Secondary Equity Offering (defined herein) pursuant to the Stock Prospectus and Registration Statement (defined herein) at a price of $25.00 per share.

  • In April 1999, the Company received $533,041 of gross proceeds from the sale of the Company's Common Stock (Secondary Equity Offering).

  • By: /s/ Sri Xxxxxxxx Authorized Signatory Sri Xxxxxxxx Executive Director [Underwriting Agreement — Secondary Equity Offering] Schedule 1 Underwriter Number of Shares X.X. Xxxxxx Securities LLC 675,000 Canaccord Genuity Inc.

  • Xxxxxxxx Title: Managing Member [Underwriting Agreement — Secondary Equity Offering] Accepted: December 9, 2010 X.X. XXXXXX SECURITIES LLC For itself and on behalf of the several Underwriters listed in Schedule 1 hereto.

  • On or about May 30, 1996, plaintiff purchased 5,000 shares of ProNet common stock on the Secondary Equity Offering pursuant to the Stock Prospectus and Registration Statement at a price of $25.00 per share.

  • In the Secondary Equity Offering, the underwriting syndicate reaped fees and discounts of $4,720,000.


More Definitions of Secondary Equity Offering

Secondary Equity Offering means a secondary public offering of shares of CNV;
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Related to Secondary Equity Offering

  • Equity Offering means any public or private sale of common stock or Preferred Stock of the Issuer or any of its direct or indirect parent companies (excluding Disqualified Stock), other than:

  • Public Equity Offering means an underwritten primary public offering of common stock of the Company pursuant to an effective registration statement under the Securities Act.

  • Qualified Equity Offering means the sale and issuance for cash by the Corporation to persons other than the Corporation or any of its subsidiaries after the Original Issue Date of shares of perpetual Preferred Stock, Common Stock or any combination of such stock, that, in each case, qualify as and may be included in Tier 1 capital of the Corporation at the time of issuance under the applicable risk-based capital guidelines of the Corporation’s Appropriate Federal Banking Agency (other than any such sales and issuances made pursuant to agreements or arrangements entered into, or pursuant to financing plans which were publicly announced, on or prior to October 13, 2008).

  • Qualifying Public Offering means a firm commitment underwritten public offering of Stock for cash where the shares of Stock registered under the Securities Act are listed on a national securities exchange.

  • Secondary Offering means an offering of securities of a publicly traded company that prior to the offering were not registered under the Securities Act of 1933, as amended.

  • Subsequent Offering means any further issuance of Interests in any Series, excluding any Initial Offering or Transfer.

  • Qualified Initial Public Offering means a firm underwritten offering of the Company pursuant to a registration statement under the Securities Act (i) of common Capital Stock having an aggregate gross offering price of at least $50,000,000 and (ii) reasonably expected to result in more than 100 holders of record of Voting Stock of the Company (exclusive of holdings of Affiliates and employees of the Company).

  • Community Offering means the offering for sale by the Holding Company of any shares of Conversion Stock not subscribed for in the Subscription Offering to such Persons within or outside the State of Louisiana as may be selected by the Holding Company and the Bank in their sole discretion and to whom a copy of the Prospectus is delivered by or on behalf of the Holding Company.

  • Public Offering means the sale in an underwritten public offering registered under the Securities Act of equity securities of the Company or a corporate successor to the Company.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Next Equity Financing means the next sale (or series of related sales) by the Company of its Preferred Stock following the Date of Issuance from which the Company receives gross proceeds of not less than $1,000,000 (excluding the aggregate amount of securities converted into Preferred Stock in connection with such sale (or series of related sales)).

  • Net Proceeds Offer Trigger Date has the meaning set forth in Section 4.16.

  • Rights Offering Amount means $50 million.

  • Periodic Offering means an offering of Securities of a series from time to time, the specific terms of which Securities, including, without limitation, the rate or rates of interest, if any, thereon, the stated maturity or maturities thereof and the redemption provisions, if any, with respect thereto, are to be determined by the Issuer or its agents upon the issuance of such Securities.

  • Initial Public Offering means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Delayed Offering means an offering of securities pursuant to Rule 415 which does not commence promptly after the effective date of a registration statement, with the result that only information required pursuant to Rule 415 need be included in such registration statement at the effective date thereof with respect to the securities so offered. Whether the offering of the Securities is a Non-Delayed Offering or a Delayed Offering shall be set forth in Schedule I hereto.

  • Qualified Equity Financing means the first sale (or series of related sales) by the Company of its Preferred Stock following the Date of Issuance from which the Company receives gross proceeds of not less than $1,000,000 (excluding the aggregate amount of securities converted into Preferred Stock in connection with such sale or series of related sales).

  • Initial Offering means the Company’s first firm commitment underwritten public offering of its Common Stock registered under the Securities Act.

  • Initial Public Offering” (“IPO means an offering of securities registered under the 1933 Act, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the 1934 Act.

  • TERMINATION OF THE INITIAL PUBLIC OFFERING means the earlier of (i) the date on which the Initial Public Offering expires or is terminated by the Company or (ii) the date on which all shares of stock offered in the Initial Public Offering are sold, excluding warrants, if any, offered thereunder and shares that may be acquired upon exercise of such warrants and shares offered thereunder that may be acquired pursuant to the Reinvestment Plan.

  • Net Proceeds Offer Payment Date has the meaning set forth in Section 4.16.

  • IPO means the Company’s first underwritten public offering of its Common Stock under the Securities Act.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Primary Offering means the portion of an Offering other than the Shares offered pursuant to the Company’s distribution reinvestment plan.

  • Qualifying Offering means a private offering of *****’s equity securities (or securities convertible into or exercisable for *****’s equity securities) for cash (or in satisfaction of debt issued for cash) having its final closing on or after the date of this Agreement and which includes investment by one or more venture capital, professional angel, corporate or other similar institutional investors other than Stanford. For the avoidance of doubt, if ***** is a limited liability company, then “equity securities” means limited liability company interests in *****.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.