Securities Act Effective Date definition

Securities Act Effective Date means the date and time as of which the Rights Offering Registration Statement, or the most recent post-effective amendment thereto, was declared effective by the Commission.
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Securities Act Effective Date means the date and time as of which the Rights Offering Registration Statement, or the most recent post-effective amendment thereto, was declared effective by the Commission; and (vii) the term “Proxy Statement” means the proxy statement, and all amendments or supplements thereto, if any, soliciting the approval of the Company’s stockholders of the issuance and sale of the Offered Shares pursuant to the Rights Offering, the issuance and sale of the Unsubscribed Shares to the Investors pursuant to the terms hereof, and the issuance of the Exchange Shares (including the Investor Exchange Shares) to holders of outstanding Notes pursuant to the Debt Exchange in accordance with the rules of The Nasdaq Stock Market, including a recommendation of the Board that the stockholders vote to approve the issuance and sale of the Unsubscribed Shares to the Investors pursuant to the terms hereof and the issuance of the Investor Exchange Shares to the Investors pursuant to the terms hereof, if any.
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Securities Act Effective Date means the date and time as of which the Registration Statement, or the most recent post-effective amendment thereto, was declared effective by the Commission; and (vii) the term “Proxy Statement” means the proxy statement, and all amendments or supplements thereto, if any, soliciting the approval of, among other proposals, the Company’s stockholders of the Transaction Proposals.
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Examples of Securities Act Effective Date in a sentence

  • Each Additional Investor Agreement shall contain each Ultimate Purchaser's agreement to be bound by this Agreement and a confirmation by each Ultimate Purchaser of the accuracy with respect to it of the representations set forth in Section 4 and a copy of such confirmation shall be provided to the Company prior to the Securities Act Effective Date.

  • The Company shall use its reasonable efforts to (A) list and maintain the listing of the Common Stock, including the Offered Shares, on the New York Stock Exchange (the “NYSE”) and (B) list and maintain the listing of the Rights on the NYSE commencing on the first Business Day after the Securities Act Effective Date of the and, in the case of this clause (B), until 4:00 p.m., New York City time on the last trading day immediately preceding the Expiration Date.

  • NFI will generally make available to NFI's security holders as soon as practicable an earnings statement of NFI covering a twelve-month period beginning after the Securities Act Effective Date in a manner which satisfies the provisions of Section 11(a) of the Securities Act and Rule 158 thereunder.

  • The Company acknowledges that the Investors and certain persons and entities (collectively, the "Ultimate Purchasers") have entered into an agreement and may, prior to the Securities Act Effective Date, enter into one or more new agreements or amend existing agreements (collectively, the "Additional Investor Agreement"), pursuant to which the Investors have arranged for a number of Ultimate Purchasers to purchase certain of the Unsubscribed Shares and the Direct Subscription Shares.

  • Section 1 (c)(ii) Securities Act Effective Date............................

  • The Company acknowledges that the Investors and certain persons and entities (collectively, the "ULTIMATE PURCHASERS") have entered into an agreement and may, prior to the Securities Act Effective Date, enter into one or more new agreements or amend existing agreements (collectively, the "ADDITIONAL INVESTOR AGREEMENT"), pursuant to which the Investors have arranged for a number of Ultimate Purchasers to purchase certain of the Unsubscribed Shares and the Direct Subscription Shares.

  • The Company acknowledges that the Investors and certain persons and entities (collectively, the “ Ultimate Purchasers”) have entered into an agreement and may, prior to the Securities Act Effective Date, enter into one or more new agreements or amend existing agreements (collectively, the “Additional Investor Agreement”), pursuant to which the Investors have arranged for a number of Ultimate Purchasers to purchase certain of the Unsubscribed Shares and the Direct Subscription Shares.

  • Section 1 (c)(ii) Securities Act Effective Date.....................

  • Each Additional Investor Agreement shall contain each Ultimate Purchaser’s agreement to be bound by this Agreement and a confirmation by each Ultimate Purchaser of the accuracy with respect to it of the representations set forth in Section 4 and a copy of such confirmation shall be provided to the Company prior to the Securities Act Effective Date.


More Definitions of Securities Act Effective Date

Securities Act Effective Date means the date and time as of which the Rights Offering Registration Statement, or the most recent post-effective amendment thereto, was declared effective by the Commission. The Rights Offering Registration Statement and the Investment Decision Package, and all of the documents incorporated by reference therein, at the time they become effective and at the Closing Date and Rights Offering Closing Date, as applicable, (i) will not include any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made not misleading and (ii) will comply in all material respects with the applicable provisions of the Securities Act and the Exchange Act.
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Related to Securities Act Effective Date

  • SEC Effective Date means the date the Registration Statement is declared effective by the Commission.

  • First Restatement Effective Date means the “Restatement Effective Date” as defined in the First Amendment Agreement.

  • Target Effective Date has the meaning specified in Section 2.01(a).

  • Initial Effective Date means the date that the Initial Registration Statement has been declared effective by the SEC.

  • Merger Effective Date means the date on which the Merger is consummated.

  • Amendment Effectiveness Deadline Date has the meaning set forth in Section 2(d) hereof.

  • IPO Effective Date means the date upon which the Securities and Exchange Commission declares the initial public offering of the Company's common stock as effective.

  • Order Form Effective Date means the date on which an Order Form comes into effect as indicated in that Order Form.

  • Amendment No. 8 Effective Date has the meaning assigned to such term in Amendment No. 8.

  • Original Effective Date means the Effective Date under, and as defined in, the Original Credit Agreement.

  • Required Effective Date means the relevant Initial Required Effective Date or Increased Required Effective Date (as those terms are defined below).

  • Amendment No. 5 Effective Date has the meaning set forth in Amendment No. 5.

  • Amendment No. 4 Effective Date has the meaning assigned to such term in Amendment No. 4.

  • Transfer Effective Date shall have the meaning set forth in each Commitment Transfer Supplement.

  • Initial Effectiveness Deadline means the date which is (i) in the event that the Initial Registration Statement is not subject to a full review by the SEC, sixty (60) calendar days after the Closing Date or (ii) in the event that the Initial Registration Statement is subject to a full review by the SEC, ninety (90) calendar days after the Closing Date.

  • Restatement Effective Date means the date on which the conditions specified in Section 4.01 are satisfied (or waived in accordance with Section 9.02).

  • Contract Effective Date means the date agreed upon by the parties for beginning the period of performance under the contract. In no case shall the effective date precede the date on which the contracting officer or designated higher approval authority signs the document.

  • Amendment No. 7 Effective Date has the meaning assigned to such term in Amendment No. 7.

  • Additional Effectiveness Deadline means the date which is the earlier of (x) (i) in the event that the Additional Registration Statement is not subject to a full review by the SEC, thirty (30) calendar days after the earlier of the Additional Filing Date and the Additional Filing Deadline or (ii) in the event that the Additional Registration Statement is subject to a full review by the SEC, fifty (50) calendar days after the earlier of the Additional Filing Date and the Additional Filing Deadline and (y) the fifth (5th) Business Day after the date the Company is notified (orally or in writing, whichever is earlier) by the SEC that such Additional Registration Statement will not be reviewed or will not be subject to further review; provided, however, that if the Additional Effectiveness Deadline falls on a Saturday, Sunday or other day that the SEC is closed for business, the Additional Effectiveness Deadline shall be extended to the next Business Day on which the SEC is open for business.

  • Amendment No. 2 Effective Date has the meaning specified in Amendment No. 2.

  • Additional Effective Date means the date the Additional Registration Statement is declared effective by the SEC.

  • Amendment No. 1 Effective Date has the meaning specified in Amendment No. 1.

  • Resignation Effective Date has the meaning specified in Section 9.06(a).

  • Amendment No. 6 Effective Date has the meaning set forth in Amendment No. 6.