Securities Margin Financing definition

Securities Margin Financing has the meaning given to that term in the Securities and Futures Ordinance
Securities Margin Financing. (證券保證金融資) means providing a financial accommodation in order to facilitate-
Securities Margin Financing means providing financial accommodation to facilitate the acquisition, or the continued holding, of securities listed on any stock market, whether or not those or other securities are pledged as security for the accommodation. A corporation licensed for regulated activity Type 8 is prohibited from carrying on any other business other than business which is necessarily incidental to its securities margin financing business (Section 118(d)).

Examples of Securities Margin Financing in a sentence

  • In the wake of the collapse of C.A. Pacific Securities Limited and its finance arm in January 1998, the Hong Kong Government and the SFC introduced the Securities (Margin Financing) (Amendment) Bill 1999 (“SMF Bill”) into the Legislative Council whereby the provision of securities margin financing by unregulated finance companies was brought within the regulatory framework administered by the SFC by requiring all SMF providers to be licensed.

  • Guidelines for securities margin financing activities In April 2019, the SFC issued its conclusions to its consultation from August 2018 which proposed new Guidelines for Securities Margin Financing Activities.

  • Then I am going to warn the Senate, right now, the minute she is through, I want the floor back, and I have a right to have it as the leader on the majority side.

  • Before such permit is issued, an application shall be filed with the District signed by the owner of the premises on which the proposed work is to be done or by his duly authorized agent accompanied by such plans, specifications and permit fee as provided for herein.

  • Broking and Securities Margin Financing Looking forward, more than a year into the COVID-19, lots of uncertainties are still hovering over the path of health and economy.

  • For example, we may have such right when due to adverse market conditions the market value of your investments drops significantly and/or your investments cease to be eligible for Securities Margin Financing and/or we need to cover any shortfall and/or reduce your potential exposure to unacceptable risks or heavy losses and/or where you have not complied with your obligations in relation to Securities Margin Financing.

  • The synagogue was very likely the source of information for officials of the Jewish tax (comparable to the central role it played with regard to the temple tax before 70).377 This tax was collected for the benefit of a pagan temple in the capital city of the empire.

  • As such, the SFC issued the Guidelines for Securities Margin Financing Activities (the ‘‘Guidelines for SMF’’) in April 2019 to provide guidance for margin lending policies and risk controls on securities margin financing activities.

  • The advance will be provided within 15 days from determination of the person authorized to damages.

  • This Section shall be read in conjunction with Section A for Securities Margin Financing Transactions.


More Definitions of Securities Margin Financing

Securities Margin Financing means providing accommodation in order to facilitate acquisitions etc. It may be reasonable to cover (a) the situation where the lender intends the accommodation to facilitate an acquisition, and (b) the situation where at the time of agreeing to provide accommodation, the lender knows, or a reasonable lender would have known given the circumstances, the borrower’s purpose. The position can be made clearer.
Securities Margin Financing means the provision of financial accommodation by a licensed entity to its client to facilitate-
Securities Margin Financing means providing financial accommodation in order to facilitate the acquisition of securities listed on a stock exchange and, where applicable, the continued holding of those securities, whether or not those or other securities are pledged as security for the accommodation.
Securities Margin Financing means providing financial accommodation in order to facilitate acquisitions, etc. This appears potentially to introduce the somewhat unwelcome concept of subjectivity into the question of whether a person is engaging in securities margin financing.
Securities Margin Financing. (證券保證金融資) means providing financial
Securities Margin Financing has the meaning given to that term in the Securities and Futures Ordinance. 「證券保證金融資」- 指《證券及期貨條例》內所賦予該詞語之定義。 “SFC” - the Securities and Futures Commission of Hong Kong. 「證監會」- 指香港證券及期貨事務監察委員會。

Related to Securities Margin Financing

  • Capital Markets Indebtedness means any Indebtedness consisting of bonds, debentures, notes or other similar debt securities issued in (a) a public offering registered under the Securities Act, (b) a private placement to institutional investors that is resold in accordance with Rule 144A or Regulation S of the Securities Act, whether or not it includes registration rights entitling the holders of such debt securities to registration thereof with the SEC or (c) a placement to institutional investors. The term “Capital Markets Indebtedness” shall not include any Indebtedness under commercial bank facilities or similar Indebtedness, Capitalized Lease Obligation or recourse transfer of any financial asset or any other type of Indebtedness incurred in a manner not customarily viewed as a “securities offering.”

  • Securitization Financing means any transaction or series of transactions that may be entered into by the Company or any of its Subsidiaries pursuant to which the Company or any of its Subsidiaries may sell, convey or otherwise transfer to (a) a Securitization Subsidiary (in the case of a transfer by the Company or any of its Subsidiaries) and (b) any other Person (in the case of a transfer by a Securitization Subsidiary), or may grant a security interest in, any Securitization Assets (whether now existing or arising in the future) of the Company or any of its Subsidiaries, and any assets related thereto including, without limitation, all collateral securing such Securitization Assets, all contracts and all guarantees or other obligations in respect of such Securitization Assets, proceeds of such Securitization Assets and other assets which are customarily transferred or in respect of which security interests are customarily granted in connection with asset securitization transactions involving Securitization Assets and any Hedging Obligations entered into by the Company or any such Subsidiary in connection with such Securitization Assets.

  • Debt Financing has the meaning set forth in Section 5.7.

  • Refinancing Notes means any secured or unsecured notes or loans issued by the Borrower or any Subsidiary Loan Party (whether under an indenture, a credit agreement or otherwise) and the Indebtedness represented thereby; provided, that (a) (i) 100% of the Net Proceeds of such Refinancing Notes that are secured on a pari passu basis with the Term B-1 Loans are used to permanently reduce Loans and/or replace Commitments substantially simultaneously with the issuance thereof or (ii) 90% of the Net Proceeds of any other Refinancing Notes are used to permanently reduce Loans and/or replace Commitments substantially simultaneously with the issuance thereof; (b) the principal amount (or accreted value, if applicable) of such Refinancing Notes does not exceed the principal amount (or accreted value, if applicable) of the aggregate portion of the Loans so reduced and/or Commitments so replaced (plus unpaid accrued interest and premium (including tender premiums) thereon and underwriting discounts, defeasance costs, fees, commissions and expenses); (c) the final maturity date of such Refinancing Notes is on or after the Term Facility Maturity Date or the Revolving Facility Maturity Date, as applicable, of the Term Loans so reduced or the Revolving Facility Commitments so replaced; (d) the Weighted Average Life to Maturity of such Refinancing Notes is greater than or equal to the Weighted Average Life to Maturity of the Term Loans so reduced or the Revolving Facility Commitments so replaced, as applicable; (e) in the case of Refinancing Notes in the form of notes issued under an indenture, the terms thereof do not provide for any scheduled repayment, mandatory redemption or sinking fund obligations prior to the Term Facility Maturity Date of the Term Loans so reduced or the Revolving Facility Maturity Date of the Revolving Facility Commitments so replaced, as applicable (other than customary offers to repurchase or mandatory prepayment provisions upon a change of control, asset sale or event of loss and customary acceleration rights after an event of default); (f) the other terms of such Refinancing Notes (other than interest rates, fees, floors, funding discounts and redemption or prepayment premiums and other pricing terms), taken as a whole, are substantially similar to, or not materially less favorable to the Borrower and its Subsidiaries than the terms, taken as a whole, applicable to the Term B-1 Loans (except for covenants or other provisions applicable only to periods after the Latest Maturity Date in effect at the time such Refinancing Notes are issued), as determined by the Borrower in good faith (or, if more restrictive, the Loan Documents are amended to contain such more restrictive terms to the extent required to satisfy the foregoing standard); (g) there shall be no obligor in respect of such Refinancing Notes that is not a Loan Party; and (h) Refinancing Notes that are secured by Collateral shall be subject to the provisions of a Permitted Pari Passu Intercreditor Agreement or a Permitted Junior Intercreditor Agreement, as applicable.

  • Special Purpose Financing means any financing or refinancing of assets consisting of or including Receivables of the Company or any Restricted Subsidiary that have been transferred to a Special Purpose Entity or made subject to a Lien in a Financing Disposition.

  • Refinancing Debt means Debt that refunds, refinances, renews, replaces or extends any Debt permitted to be Incurred by the Company or any Restricted Subsidiary pursuant to the terms of this Indenture, whether involving the same or any other lender or creditor or group of lenders or creditors, but only to the extent that

  • New Financing means the Indebtedness incurred or to be incurred by Holdings and its Subsidiaries under the Credit Documents (assuming the full utilization of the Revolving Commitments) and all other financings contemplated by the Credit Documents, in each case after giving effect to the Transaction and the incurrence of all financings in connection therewith.