Examples of SEF Rules in a sentence
Unless otherwise specifically provided in the SEF Rules or the context otherwise requires, the following terms have the meanings specified herein.
Governing Law The laws of the State of New York govern the MarketAxess SEF Rules.
If any such no-action relief is extended, upon and to the extent of such extension, the relevant Package Transaction will continue to be a Package Transaction (Order Book Exempt) for purposes of the SEF Rules.
Identification of Authorized Traders Each Authorized Trader shall be identified to the MarketAxess SEF, in the manner prescribed by the MarketAxess SEF, and shall be subject to the MarketAxess SEF Rules.
Participants are prohibited from violating the Javelin SEF Rules.
Participants may submit RFQ inquiries on a disclosed or anonymous basis, as provided by the Javelin SEF Rules.
Except as otherwise provided by Javelin SEF Rules, Participants are prohibited from engaging in non-competitive trades and accommodation trades.
Unless agreed to in writing by Javelin SEF, no agreement between (a) Participants, (b) market participants, or (c) Participants and market participants may supersede the Javelin SEF Rules.
The delegation of such responsibility and authority shall in no way limit the authority of the Board with respect to all Rule violations.Participants are deemed to know, consent to and be bound by all CME SEF Rules.
The Board has created committees to which it has delegated responsibility for the investigation, hearing and imposition of penalties for violations of CME SEF Rules.