SFC Code definition

SFC Code means the SFC Code on Unit Trusts and Mutual Funds, as amended or supplemented from time to time;
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SFC Code means the Code of Conduct For Persons Licensed by or Registered with the Securities and Futures Commission;
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SFC Code means the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission in force from time to time;
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Examples of SFC Code in a sentence

  • This notice to prospective investors is a summary of certain obligations the SFC Code imposes on such CMIs, which require the attention and cooperation of prospective investors.

  • If a prospective investor is otherwise affiliated with any relevant Dealer, such that its order may be considered to be a “proprietary order” (pursuant to the SFC Code), such prospective investor should indicate to the relevant Dealer when placing such order.

  • Certain CMIs may also be acting as “overall coordinators” (“OCs”) for a CMI Offering and are subject to additional requirements under the SFC Code.

  • Prospective investors who are the directors, employees or major shareholders of the Issuer, the Guarantor, a CMI or its group companies would be considered under the SFC Code as having an association (“Association”) with the Issuer, the Guarantor, the CMI or the relevant group company.

  • An Options Exchange Participant shall, upon the request of the Exchange or any designated HKEX staff disclose (or where appropriate, cause its clients to disclose) to the Exchange or such designated HKEX staff, all information regarding the identity of a client about which the Options Exchange Participant is required to be satisfied on reasonable grounds in accordance with the SFC Code of Conduct and the Client Identity Guidance Note, within such period as is specified in the Client Identity Guidance Note.


More Definitions of SFC Code

SFC Code means the SFC Code on MPF Products issued by the SFC as amended from time to time.
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SFC Code means the Code of Conduct for Persons Licensed by or Registered with the SFC, issued and updated by the SFC from time to time; and
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SFC Code means the Code of Conduct for Persons Licensed by or Registered with the SFC;
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Related to SFC Code

  • Grid Code / “IEGC” or “State Grid Code” shall mean the Grid Code specified by the Central Commission under clause (h) of sub-section (1) of Section 79 of the Electricity Act and/or the State Grid Code as specified by the concerned State Commission referred under clause (h) of sub-section (1) of Section 86 of the Electricity Act, as applicable;

  • Building Code Act means the Building Code Act, 1992, S.O. 1992, c.23, as amended;

  • Erasmus Code A unique identifier that every higher education institution that has been awarded with the Erasmus Charter for Higher Education receives. It is only applicable to higher education institutions located in Programme Countries. 5 Country code: ISO 3166-2 country codes available at: xxxxx://xxx.xxx.xxx/obp/ui/#search. 6 Any Programme Country enterprise or, more generally, any public or private organisation active in the labour market or in the fields of education, training and youth (training of staff members from Programme Country HEIs in Partner Country non-academic partners is not eligible).

  • Network Code means the document now known as the Network Code and formerly known as the Railtrack Track Access Conditions 1995;