Shareholder Servicing Agreement definition

Shareholder Servicing Agreement means an agreement appointing a Shareholder Servicing Agent as a shareholder servicing agent of the Company or any Fund;
Sample 1Sample 2Sample 3
Shareholder Servicing Agreement means the agreement dated 13 May 2015 between LMIS and LMI Europe and any subsequent amendments thereto; the agreement dated 13 May 2015 between LMI Europe and Legg Mason Asset Management Singapore Pte. Limited and any subsequent amendments thereto; the agreement dated 13 May 2015 between LMI Europe and Legg Mason Asset Management Hong Kong Limited and any subsequent amendments thereto; and/or the agreement dated 13 May 2015 between LMI Europe and Legg Mason Investments (Taiwan) Ltd. and any subsequent amendments thereto;
Sample 1Sample 2
Shareholder Servicing Agreement means the agreement dated 21 December 2018 between the Manager and LMIS and any subsequent amendments thereto;
Sample 1

Examples of Shareholder Servicing Agreement in a sentence

  • Agent represents and warrants that it is a corporation duly organized and existing and in good standing under the laws of the State of Missouri, that it is duly qualified to carry on its business in the State of Kansas and wherever its duties require, that it has the power and authority under laws and by its Articles of Incorporation and Bylaws to enter into this Shareholder Servicing Agreement and to perform the services contemplated by this Agreement.

  • To effect the expense reimbursement provided for in this Agreement, the Fund may offset the appropriate Reimbursement Amount against the management fees, Rule 12b-1 fees and/or shareholder servicing fees payable under the Investment Management Agreement, Rule 12b-1 Plan and/or the Shareholder Servicing Agreement.

  • To effect the expense reimbursement provided for in this Agreement, the Fund may offset the appropriate Reimbursement Amount against the Rule 12b-1 fees and/or shareholder servicing fees payable under the Rule 12b-1 Plan and/or the Shareholder Servicing Agreement.

  • Any question of interpretation of any term or provision of this Agreement, including but not limited to the 12b-1 Plan and shareholder servicing fees, the computations of net asset values, and the allocation of expenses, having a counterpart or otherwise derived from the terms and provisions of the 12b-1 Plan, the Shareholder Servicing Agreement or the 1940 Act, shall have the same meaning as and be resolved by reference to the 12b-1 Plan, the Shareholder Servicing Agreement or the 1940 Act.

  • WRIMCO, or an affiliate of WRIMCO, may also act as (i) transfer agent or shareholder servicing agent of the Fund and/or as (ii) accounting services agent of the Fund if at the time in question there is a separate agreement, "Shareholder Servicing Agreement" and/or "Accounting Services Agreement," covering such functions between the Fund and WRIMCO or such affiliate.

  • To effect the expense reimbursement provided for in this Agreement, the Fund may offset the appropriate Reimbursement Amount against the 12b-1 and/or shareholder servicing fees payable under the 12b-1 Plan and/or the Shareholder Servicing Agreement.

  • To the extent any payments made by a Fund pursuant to a Shareholder Servicing Agreement are deemed to be payments for the financing of any activity primarily intended to result in the sale of shares within the context of Rule 12b-1 under the 1940 Act, such payments shall be deemed to have been approved pursuant to the Plan.

  • To effect the expense reimbursement provided for in this Agreement, the Fund, on behalf of the applicable Class of shares, may offset the appropriate Reimbursement Amount against the management fees, 12b-1 fees and/or shareholder servicing fees payable under the Investment Management Agreement, 12b-1 Plan and/or the Shareholder Servicing Agreement.

  • The Trust shall preserve copies of the Plan, any Rule 12b-1 or Shareholder Servicing Agreement and all reports made pursuant to Section 3 hereof for a period of not less than six years from the date of this Plan, any such Rule 12b-1 or Shareholder Servicing Agreement or such reports, as the case may be, the first two years in an easily accessible place.

  • This Agreement shall terminate with respect to the applicable Class of shares of the Fund upon termination of the Fund’s Investment Management Agreement, Rule 12b-1 Plan and/or the Shareholder Servicing Agreement or on July 31, 2020, whichever comes first.


More Definitions of Shareholder Servicing Agreement

Shareholder Servicing Agreement means the agreement dated 26 March 2003 between the Company and LMI Europe and any subsequent amendments thereto; the agreement dated 30 November 2006 between the Company and LMIS and any subsequent amendments thereto; the agreement dated 19 December 2006 between the Company and LMAMHK and any subsequent amendments thereto; and/or the agreement dated 19 December 2006 between the Company and Legg Mason Asset Management Singapore Pte. Limited and any subsequent amendments thereto.
Sample 1

Related to Shareholder Servicing Agreement

  • Sub-Servicing Agreement The written contract between the Servicer and a Sub-Servicer relating to servicing and administration of certain Mortgage Loans as provided in Section 3.02.

  • Servicing Agreement means such subsequent Servicing Agreement; provided, however, that until a replacement Servicing Agreement has been entered into (and such written confirmation has been obtained), the Note A-1 Holder shall cause the Mortgage Loan to be serviced pursuant to the provisions of the Servicing Agreement as if such agreement was still in full force and effect with respect to the Mortgage Loan; provided, further, however, that until a replacement Servicing Agreement is in place, the actual servicing of the Mortgage Loan may be performed by any Qualified Servicer appointed by the Note A-1 Holder and does not have to be performed by the service providers set forth under the Servicing Agreement that was previously in effect.

  • Sale and Servicing Agreement means the Sale and Servicing Agreement, dated as of the Closing Date, between the Seller, the Issuer, the Servicer and the Indenture Trustee, as the same may be amended, modified or supplemented from time to time.