Stockholder Approval Rule definition

Stockholder Approval Rule means Rule 4310(c)(25)(H) of the Nasdaq SmallCap as in effect from time to time or any successor, replacement or similar rule or regulation of the Nasdaq SmallCap or any other principal securities market on which the Common Stock is listed for trading.
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Stockholder Approval Rule means Paragraph 312.03(c) of the NYSE Listed Company Manual as in effect from time to time or any successor, replacement or similar rule or regulation of the NYSE or any other principal securities market on which the Common Stock is listed for trading.
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Examples of Stockholder Approval Rule in a sentence

  • Aura has not issued any shares of Aura Common Stock or shares of any series of preferred stock or other securities convertible into, exchangeable for or otherwise entitling the holder to acquire shares of Aura Common Stock which are subject to the Stockholder Approval Rule and which could be integrated with the issuance of Aura Repricing Shares to the Holders under the Stockholder Approval Rule.

  • Required Stockholder Approval Rule 4350(i)(1)(A) of the Nasdaq Marketplace Rules requires an issuer listed on The Nasdaq Global Select Market to obtain stockholder approval when a stock option or purchase plan is to be established or materially amended pursuant to which stock may be acquired by officers, directors, employees, or consultants.

  • The transactions contemplated by this Agreement will not be subject to the rules adopted by Nasdaq which require stockholder approval of certain transactions, including issuances of common stock below the lower of book value or market price (the "Nasdaq Stockholder Approval Rule").

  • Notwithstanding any other provision herein, unless (i) the Company elects otherwise and (ii) if required, the Stockholder Approval shall have been obtained from the stockholders of the Company or waived by the Nasdaq SmallCap or other securities market on which the Common Stock is then listed which has a Stockholder Approval Rule, the Company shall not be required to issue upon conversion of this Note a number of shares of Common Stock in excess of the Maximum Share Amount.

  • Under the 2024 Notes Indenture, we are obligated to seek approval from our stockholders for the issuance of shares of common stock in connection with settlement of, and payment of interest on, the 2024 Notes for purposes of the Nasdaq Stockholder Approval Rule.

  • In addition, the Company shall promptly call a special meeting of stockholders to seek approval of the stockholders for the full exercise of this Warrant under the Stockholder Approval Rule and shall use its best efforts to obtain such stockholder approval.

  • Except as set forth on Schedule 4(o) attached hereto, the Company has not issued any shares of Common Stock or shares of any series of preferred stock or other securities convertible into, exchangeable for or otherwise entitling the holder to acquire shares of Common Stock which are subject to the Stockholder Approval Rule and which could be integrated with the issuance of the Warrant Shares to the Buyer under the Stockholder Approval Rule.

  • As described in the Riffkin Certification, Lazard and its affiliates comprise a preeminent international investment banking/financial advisory firm.

Related to Stockholder Approval Rule

  • Stockholder Approval means such approval as may be required by the applicable rules and regulations of the Nasdaq Stock Market (or any successor entity) from the stockholders of the Company with respect to issuance of all of the Warrants and the Warrant Shares upon the exercise thereof.

  • Company Stockholder Approval has the meaning set forth in Section 4.2(b).

  • Stockholder Approval Date means the date on which Stockholder Approval is received and deemed effective under Delaware law.

  • Required Shareholder Approval has the meaning in Section 2.20.

  • Shareholder Approval Date means the date on which this Plan is approved shareholders of the Company eligible to vote in the election of directors, by a vote sufficient to meet the requirements of Code Sections 162(m) (if applicable) and 422, Rule 16b-3 under the Exchange Act (if applicable), applicable requirements under the rules of any stock exchange or automated quotation system on which the Shares may be listed on quoted, and other laws, regulations and obligations of the Company applicable to the Plan.

  • Requisite Stockholder Approval means the affirmative vote of the holders of a majority of that company’s issued and outstanding shares entitled to vote on the Merger actually voting in favor of this Agreement and the Merger.

  • Parent Shareholder Approval means the approval of (a) the Parent Share Issuance at the Parent Shareholders Meeting by the affirmative vote of a majority of the total votes cast by the holders of Parent Common Stock entitled to vote thereon, (b) the Parent Charter Amendment at the Parent Shareholders Meeting by the affirmative vote of a majority of the shares of Parent Common Stock outstanding and entitled to vote thereon and (c) the Parent Bylaw Amendment at the Parent Shareholders Meeting by the affirmative vote of a majority of the outstanding shares of Parent Common Stock entitled to vote thereon.

  • Parent Stockholder Approval means the affirmative vote of the holders of a majority of the shares of Parent Stock entitled to vote with respect to the approval of the Parent Stock Issuance.

  • Company Shareholder Approval has the meaning set forth in Section 4.03(d).

  • Shareholder Approval means such approval as may be required by the applicable rules and regulations of the Nasdaq Capital Market (or any successor entity) from the shareholders of the Company to permit the exercise of the Warrants.

  • Requisite Shareholder Approval shall have the meaning set forth in Section 4.3(a).

  • Disinterested Shareholder Approval means approval by a majority of the votes cast by all the Company’s shareholders at a duly constituted shareholders’ meeting, excluding votes attached to Common Shares beneficially owned by Insiders who are Service Providers or their Associates;

  • Pre-approval means written notification via a pre-approval letter to Customer that Ameren Illinois has reviewed Customer's Application and determined that the project meets the program eligibility requirements for a maximum pre-approved incentive amount if the project is completed by the estimated completion date and all final application paperwork is submitted and approved.

  • Requisite Approval means the affirmative vote of the holders of at least a majority of the shares of outstanding Company Common Stock and outstanding Company Preferred Stock voting as a single class.

  • HSR Approval means expiration of all applicable waiting periods under the HSR Act (including any voluntary agreed extensions) or earlier termination thereof.

  • CPUC Approval means a final and non-appealable order of the CPUC, without conditions or modifications unacceptable to the Parties, or either of them, which contains the following terms:

  • Required Approval has the meaning specified in Section 2.2(b).

  • Board Approval has the meaning set out in Section 2.2(a)(ii);

  • Company Board Recommendation has the meaning set forth in Section 3.03(d).

  • Company Stockholder Meeting means the meeting of the holders of shares of Company Common Stock for the purpose of seeking the Company Stockholder Approval, including any postponement or adjournment thereof.

  • Parent Stockholders Meeting has the meaning set forth in Section 6.2(b).

  • IRB approval means the determination of the IRB that the research has been reviewed and may be conducted at an institution within the constraints set forth by the IRB and by other institutional and federal requirements.

  • Majority Shareholder Vote means a vote of “a majority of the outstanding voting securities” (as such term is defined in the 0000 Xxx) of the Trust with each class and series of Shares voting together as a single class, except to the extent otherwise required by the 1940 Act or this Declaration with respect to any one or more classes or series of Shares, in which case the applicable proportion of such classes or series of Shares voting as a separate class or series, as the case may be, also will be required.

  • Company Stockholders Meeting has the meaning set forth in Section 6.2(a).

  • Parent Board Recommendation has the meaning set forth in Section 5.11(a).

  • Common Share Reorganization has the meaning set forth in Section 4.1;