Sungard PTA definition

Sungard PTA means the Sungard Personal Trading Assistant System used by Access Persons for pre-clearing and reporting personal securities transactions.
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Sungard PTA means the application that is used to administer compliance with this Code.
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Sungard PTA means the SunGard PTA system for electronic preclearance of personal securities.
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Examples of Sungard PTA in a sentence

  • In accordance with its duties as an investment adviser, Baird supplies each Access Person with a Personal Securities Transaction Attestation Statement via Sungard PTA.

  • Prior to making, soliciting, or coordinating a political contribution of any amount, all WellsCap Team members must submit a pre-clearance request to the WellsCap COE Team via the Sungard PTA system.

  • Pre-clearance requests for political contributions may be submitted via the Sungard PTA system (Attestationsà Submit Disclosures à Personal Political Contribution Request).

  • Prior to providing any gift or entertainment to a government entity prospect or client, a pre-clearance request must be submitted via the Sungard PTA system (Attestationsà Submit Disclosures à Gift/Entertainment Form).

  • Gift pre-clearance requests may be submitted via the Sungard PTA system (Attestationsà Submit Disclosures à Giftsand Entertainment Form).

  • New OBA requests may be submitted via the Sungard PTA system (Attestations àSubmit Disclosures à Outside Activity Approval Form).

  • Access Persons are then required to submit the various documents mentioned below via Sungard PTA.

  • New OBA requests may be submitted via the Sungard PTA system (Attestations gSubmit Disclosures g Outside Activity Approval Form).

  • Taft-Hartley gifts and entertainment may be submitted via the Sungard PTA system (Attestationà Submit Disclosures àGift/Entertainment Form).

  • Pre-clearance requests for political contributions may be submitted via the Sungard PTA system (Attestationsg Submit Disclosures g Personal Political Contribution Request).


More Definitions of Sungard PTA

Sungard PTA means Sungard Personal Trading Assistant, a web browser-based automated personal trading compliance platform used by the Compliance Department to administer this Code.
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Related to Sungard PTA

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