Examples of Third Party Manager in a sentence
No Supervised Person shall consider a Covered Account to be a Third Party Manager Account until written approval from the Compliance Department has been granted.
The Compliance Department reserves the right to revoke its approval of a Third Party Manager Account at any time, for any reason.
Whether a Covered Account is considered a Third Party Manager Account rests in the discretion of the CCO or the Compliance Designee.
The Compliance Department reserves the right to request confirmations and statements on such Third Party Manager Account.
Whether a Covered Account is considered a Third Party Manager Account rests in the discretion of the Compliance Department, in consultation with Legal, based on its assessment of the risks presented by such arrangement.