UBS Investment Bank definition

UBS Investment Bank means UBS Securities LLC, a New York limited liability company.
Sample 1Sample 2Sample 3
UBS Investment Bank. ' or ''UBS'' means UBS Limited, a wholly-owned subsidiary of UBS AG
Sample 1
UBS Investment Bank means UBS Securities LLC and UBS Limited, each of which is a subsidiary of UBS AG, and acting through UBS AG’s global investment banking and securities business.
Sample 1

Examples of UBS Investment Bank in a sentence

  • The information contained herein will be superseded by the description of the mortgage loans contained and/or incorporated by reference in the Prospectus Supplement relating to the Certificates and supersedes all information contained in any collateral term sheets relating to the mortgage pool previously provided by UBS Investment Bank.

  • Affiliated Underwriter managing or participating in syndicate: UBS Investment Bank 6.

  • From 2009 to 2012, Mr. Glenday was an Associate at Morgan Stanley in the Financial Institutions Group, Investment Banking Division, and from 2005 through 2009, Mr. Glenday was an Analyst and Associate Director in the Financial Institutions Group at UBS Investment Bank.

  • From 2008 to 2010, Mr. Feller was a Managing Director at UBS Investment Bank, a global financial institution.

  • As stated in Cadbury’s formal response document: “Your Board, which has been so advised by Goldman Sachs International, Morgan Stanley & Co. Limited and UBS Investment Bank (“the Advisers”), believes that Kraft’s offer substantially undervalues Cadbury.

  • Name of Affiliated Underwriter (as defined in the Rule 10f-3 procedures) managing or participating in syndicate (attach list of all members of syndicate): UBS Investment Bank.

  • No broker, finder or investment banker (other than UBS Investment Bank and Lazard) is entitled to any brokerage, finder’s or other fee or commission in connection with the Transaction based upon arrangements made by or on behalf of the Company.

  • The Purchaser is neither a person associated nor affiliated with UBS Investment Bank or, to its actual knowledge, any other member of the Financial Industry Regulatory Authority that is participating as an underwriter in the IPO.

  • The Company has heretofore furnished to CIG and the NBCU Entity a complete and correct copy of all agreements between the Company and UBS Investment Bank and Lazard pursuant to which such firm would be entitled to any payment relating to the Transaction.

  • Affiliated Underwriter managing or participating in syndicate UBS Investment Bank 6.

Related to UBS Investment Bank

  • Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Goldman Sachs means Goldman, Sachs & Co.

  • Treasury Management Bank means (a) any Person that is a Lender or an Affiliate of a Lender at the time that it becomes a party to a Treasury Management Agreement with any Loan Party and (b) any Lender or Affiliate of a Lender that is a party to a Treasury Management Agreement with any Loan Party in existence on the Closing Date.

  • Barclays shall have the meaning assigned to such term in the preamble to this Agreement.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Settlement Bank means a participant whose PM account or sub-account is used to settle AS payment instructions,

  • CGMI means Citigroup Global Markets Inc.

  • Replacement Bank shall have the meaning provided in Section 1.13.

  • Wachovia means Wachovia Bank, National Association.

  • Cash Management Bank means any Person that, at the time it enters into a Cash Management Agreement, is a Lender or an Affiliate of a Lender, in its capacity as a party to such Cash Management Agreement.

  • Independent Investment Banker means one of the Reference Treasury Dealers appointed by the Company.

  • Mizuho means Mizuho Bank, Ltd.

  • BofA means Bank of America, N.A.

  • Canadian Investment Manager designation means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

  • JPMorgan means JPMorgan Chase Bank, N.A.

  • Natixis means Natixis Real Estate Capital LLC and its successors in interest.

  • Citigroup means Citigroup Global Markets Inc.

  • JPM shall have the meaning assigned to such term in the preamble to this Agreement.

  • UBS shall have the meaning assigned to such term in the preamble to this Agreement.

  • Investment Banker means, with respect to an issue of Bonds, an underwriter, placement agent or structuring agent who is under contract with the Corporation and whose primary purpose is to either:

  • MUFG means MUFG Bank, Ltd.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Goldman means Xxxxxxx, Sachs & Co.

  • BTMU means The Bank of Tokyo-Mitsubishi UFJ, Ltd.

  • KeyBank means KeyBank National Association.