Underwriter Cutback definition

Underwriter Cutback shall have the meaning set forth in Section 2.1(e).
Underwriter Cutback shall have the meaning set forth in Section 6(b).
Underwriter Cutback shall have the meeting set forth in Section 3(b).

Examples of Underwriter Cutback in a sentence

  • In the event that any registration pursuant to this Section 9.1(b) shall be, in whole or in part, an underwritten public offering of Common Stock, the number of shares of Registrable Securities to be included in such an underwriting may be reduced pursuant to an Underwriter Cutback.

  • Upon the written request of any Control Block Holder, given within 20 Business Days after such Control Block Holder’s receipt of such notice, the Company will, subject to the Underwriter Cutback, use its reasonable best efforts to cause to be included in and sold pursuant to the prospectus all of the Registrable Securities which each such Control Block Holder has requested be included in the filing.

  • Once homeland security grants staff incorporates approved application information into the final IJ' s and all investment categories are completed the state's HSGP application is ready for submission to DHS.DHS receives the state application and approves the grant awards through a web-based grant award notification system.


More Definitions of Underwriter Cutback

Underwriter Cutback has the meaning set forth in Section 9.1(a)(i) of this Agreement.
Underwriter Cutback means the right of the underwriters to exclude Registrable Securities in an underwritten offering pursuant to Section 7.4;
Underwriter Cutback has the meaning set forth in Section 8(c) hereof.
Underwriter Cutback means in any Demand Registration the advice of the managing underwriter or underwriters thereof, if such registration is underwritten, to the Company in writing that in its or their reasonable opinion the number of securities proposed to be sold in such Demand Registration exceeds the number that can be sold in such offering without having a material adverse effect on the success of the offering, including an impact on the selling price and other terms of such offering.
Underwriter Cutback. Notwithstanding anything to the contrary set forth in this Section 5, if the managing underwriters for an underwritten offering advise the Company that their opinion that the inclusion of all Registrable Shares proposed to be included in any registration by any Holder would significantly jeopardize the success of such offering (including selling at a price per share that is an unreasonable discount to the price that could be achieved taking into account any prices quoted on any national securities exchange, if applicable, for the Registrable Shares), then the number of such Registrable Shares proposed to be included in such registration by each Holder shall be reduced to such lower number of Registrable Shares that the managing underwriters advise such Holder may sell; provided, however, that any such reduction shall be done on a pro rata basis in accordance with the Proportionate Percentages (assuming for the purposes of this calculation that the Conversion has occurred) of such Holders immediately prior to such offering, except, if (i) a Principal Stockholder has the right to request the selection of a Selected Underwriter with respect to such underwritten offering and has made a request for such selection, (ii) a Selected Underwriter has been selected pursuant to such request and (iii) such Selected Underwriter agrees that (A) such pro rata reduction would significantly jeopardize the success of such offering (including selling at a price per share that is an unreasonable discount to the price that could be achieved taking into account any prices quoted on any national securities exchange, if applicable, for the Registrable Shares) and (B) that the proposed reduction is as close to pro rata as is feasible without significantly jeopardizing the success of such offering (including selling at a price per share that is an unreasonable discount to the price that could be achieved taking into account any prices quoted on any national securities exchange, if applicable, for the Registrable Shares).”
Underwriter Cutback shall have the meeting set forth in 2.2.

Related to Underwriter Cutback

  • Underwriters’ Maximum Number means, for any Piggyback Registration, Demand Registration or other registration which is an underwritten registration, that number of securities to which such registration should, in the opinion of the managing underwriters of such registration in the light of marketing factors, be limited.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Underwriter Group shall have the meaning set forth in Section 9.2(b) hereof.

  • Underwritten Takedown has the meaning set forth in Section 2(d)(ii).

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Piggy-Back Registration is defined in Section 2.2.1.

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Piggyback Registration Statement has the meaning set forth in Section 3(a).

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Shelf Takedown means an Underwritten Shelf Takedown or any proposed transfer or sale using a Registration Statement, including a Piggyback Registration.

  • Piggyback Request has the meaning set forth in Section 2(b).

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • Demand Registration shall have the meaning given in subsection 2.1.1.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.