Underwriting Firm definition

Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (A) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public).
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Underwriting Firm means any firm that seeks to provide underwriting services for noncompetitive sales of revenue bonds for the Airport, Harbor, or Water and Power Departments as provided in Charter Section 609 in response to a solicitation from an awarding authority.
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Underwriting Firm means (a) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public and (b) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (a) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public). The Original Purchaser represents as follows:
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Examples of Underwriting Firm in a sentence

  • Probable Par IssuedMaximum Par IssuedHVAC and Energy Conservation Project Members of the financing team, including Bond Counsel, Financial Advisor, and Underwriting Firm, were previously selected in accordance with the State Procurement Code.

  • NEW BUSINESS The Board approved L.J. Hart as Bond Underwriting Firm, the FFA State Convention trip, the Band Trip to Silver Dollar City, the Choir trip to the Dixie Stampede and the Jr. Beta National trip.

  • Nevertheless, the State reserves the right to select more than one firm for this assignment.Respondents selected as special bracket senior managers will be notified on or about the date noted for Announcement of Selected Underwriting Firm in Section II.Proposals will be evaluated based on the responses to specifics outlined in the INFORMATION TO BE INCLUDED IN PROPOSAL section of this RFP.

  • That investment banking firms which are members of the Airports Authority’s primary underwriting pool approved by the Board in January 2019 and which meet the definition of an Emerging Underwriting Firm shall be allowed to voluntarily transfer into the initial Emerging Underwriter Pool established pursuant to this policy and to be among the five (or fewer) firms making up that initial pool; and 8.

  • The College seeks to retain the services of a qualified Underwriting Firm (the “Underwriter” or the “Firm”) to prepare and market Annual Appropriation Certificates of Participation (the “COP” or “Certificates”) in the amount of approximately $13.895 million.

  • As stated in Addendum #1, the Respondent shall replace the Sections -Schedule (on page 2) and the section titled “Underwriting Firm Requirements” (page 14) of the RFP package with the revised “schedule” and “Underwriting Firm Requirements” attached and replace Schedule-revised and Underwriting Firm Requirements- Revised as part of the sealed bid package.

  • The RegionalList of Subjects in 49 CFR Part 571Imports, Motor vehicle safety, Motor vehicles.PART 571—FEDERAL MOTOR VEHICLE SAFETY STANDARDS■ 1.

  • Underwriting CommissionMeaning, SEBI Guidelines 2000 for underwriting shares and Debentures, Underwriting Commission, Underwriting Agreement, Brokerage, Marked and Unmarked Application, Full and Partial Underwriting, Joint Underwriting, Firm Underwriting, Determination of Underwriters’ Liability,No of Lectures:- 122.

  • U n de r h i s lea de rs h ip, th e c ompa n y consistently experienced steady and remarkable accomplishments and he successfully transitioned the company from a Limited Liability Underwriting Firm to a Publicly Quoted Company in November 2006.

  • Baum & Company [on its own behalf and as representative of each Underwriting Firm].


More Definitions of Underwriting Firm

Underwriting Firm means (i) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (ii) any person that agrees pursuant to a written contract directly or indirectly
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Underwriting Firm means (A) any person that agrees pursuant to a written contract with the City (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (A) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public). The Purchaser represents and agrees on its own behalf and as representative of each Underwriting Firm as follows:
Sample 1
Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of
Sample 1
Underwriting Firm means any firm that seeks to provide underwriting services for noncompetitive sales of
Sample 1

Related to Underwriting Firm

  • Selling Firm has the meaning given to it in Section 2(1);

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Underwriting Fee has the meaning given to it in the eighth paragraph of this Agreement;

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Company prior to a Change in Control for purposes of making the applicable determinations hereunder and is reasonably acceptable to Executive, which firm shall not, without Executive’s consent, be a firm serving as accountant or auditor for the individual, entity or group effecting the Change in Control.

  • CPA Firm has the meaning set forth in Section 2.3(c).

  • Underwriting Agreement means the underwriting agreement, dated as of _________, 2024, among the Company and Xxxxx-Xxxxxx Capital Group LLC as representative of the underwriters named therein, as amended, modified or supplemented from time to time in accordance with its terms.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Lobbying firm means any business entity, including an individual contract lobbyist, which meets either of the following criteria: