Underwriting Firm definition

Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (A) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public).
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Underwriting Firm means any firm that seeks to provide underwriting services for noncompetitive sales of revenue bonds for the Airport, Harbor, or Water and Power Departments as provided in Charter Section 609 in response to a solicitation from an awarding authority.
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Underwriting Firm means (a) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public and (b) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (a) of this definition to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public). The Original Purchaser represents as follows:
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Examples of Underwriting Firm in a sentence

  • Any separate agreement among any Underwriting Firm related to the sale of an Undersold Maturity during the Holding Period contained the agreement referenced in (d) above.*]The representations set forth in this certificate are limited to factual matters only.

  • As of the Effective Time there were no Undersold Maturities.*][*For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity.

  • As of the Effective Time there were no Undersold Maturities.*][*For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity*].

  • For example in 1875, Joseph Rothrock, a botanist with the expedition called the Wheeler Survey (predecessor of the U.S. Geological Survey), wrote of the re- gion just south of Gallup, New Mexico: “… at an altitude of about 8,000 ft.

  • NEW BUSINESS The Board approved L.J. Hart as Bond Underwriting Firm, the FFA State Convention trip, the Band Trip to Silver Dollar City, the Choir trip to the Dixie Stampede and the Jr. Beta National trip.

  • The College seeks to retain the services of a qualified Underwriting Firm (the “Underwriter” or the “Firm”) to prepare and market Annual Appropriation Certificates of Participation (the “COP” or “Certificates”) in the amount of approximately $13.895 million.

  • The papers should be considered by the Lord Ordinary, who will not normally require an oral hearing.

  • When calculating the horizontal motion, acceleration is taken as 0ms⎯² as there are no forces acting in the horizontal direction.

  • For any Undersold Maturity, during the Holding Period each Underwriting Firm did not offer nor sell unsold Bonds of the Undersold Maturity to the Public at a price that is higher than the respective Initial Offering Price for that Undersold Maturity.5. Any separate agreement among any Underwriting Firm related to the sale of an Undersold Maturity during the Holding Period contained the agreement referenced in 4 above.]MORGAN STANLEY & CO.

  • Any separate agreement among any Underwriting Firm related to the sale of an Undersold Maturity during the Holding Period does or shall contain the agreement referenced in (iii) above.


More Definitions of Underwriting Firm

Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Series 2018 Bonds to the Public, and (B) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause
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Underwriting Firm means (A) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of
Sample 1
Underwriting Firm means any firm that seeks to provide underwriting services for noncompetitive sales of
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Related to Underwriting Firm

  • Underwriters has the meaning set forth in the Underwriting Agreement.

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Corporation prior to a Change in Control for purposes of making the applicable determinations hereunder.

  • Underwriting Agreement means the Underwriting Agreement, dated ______ __, 19__, among the Trust, the Depositor and the underwriters named therein.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.