United Kingdom Securities definition

United Kingdom Securities means all United Kingdom Government Securities.
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United Kingdom Securities means securities of the government of the United Kingdom, of any public or local authority in the United Kingdom or of any company or other body resident in the United Kingdom or of any company or other body resident in the United Kingdom, but does not include … United Kingdom equities.”
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United Kingdom Securities means any securities issued by or on behalf of Her Majesty’s Government in the United Kingdom or the Government of Northern Ireland and any securities of a body corporate incorporated in any part of the United Kingdom.
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Examples of United Kingdom Securities in a sentence

  • Each person seeking to register as an Investment Company and Variable Contracts Products Principal shall, prior to or concurrent with such registration, become registered, pursuant to paragraph (b)(2) of this Rule, as a General Securities Representative, United Kingdom Securities Representative or Canada Securities Representative or, pursuant to paragraph (b)(9) of this Rule, as an Investment Company and Variable Contracts Products Representative.

  • As adopted, rule 17f–7 mirrorsa requirement imposed in the United Kingdom that custodians be subject to a ‘‘continuing risk assessment.’’ See United Kingdom Securities and Futures Authority, Board Notice 433, New Safekeeping Rules, Custody Rule 4–107(1), Assessment of Custodian (July 21, 1997) (after a firm makes an appropriate risk assessment of an eligible custodian, it must undertake a ‘‘continuing risk assessment’’).

  • Each person seeking to register as a Direct Participation Program Principal shall, prior to or concurrent with such registration, become registered, pursuant to paragraph (b)(2) of this Rule, as a General Securities Representative, United Kingdom Securities Representative or Canada Securities Representative or, pursuant to paragraph (b)(10) of this Rule, as a Direct Participation Programs Representative.

  • Manchester M2 3AE United Kingdom Securities and Exchange Commission Washington, D.C. 20549 15 March 2018 Ladies and Gentlemen We were previously principal accountants for Innospec Inc.

  • Each person seeking to register as an Equity Trader shall, prior to or concurrent with such registration, become registered pursuant to paragraph (b)(2) of this Rule as a General Securities Representative, United Kingdom Securities Representative, Canada Securities Representative or pursuant to paragraph (b)(11) of this Rule as a Corporate Securities Representative.

  • Subject to the exception in paragraph (a)(6)(C) of this Rule, each person required to register as a Registered Options Principal shall, prior to or concurrent with such registration, become registered, pursuant to paragraph (b)(2) of this Rule, as a General Securities Representative, United Kingdom Securities Representative or Canada Securities Representative.

  • Each person seeking to register as a Compliance Officer shall, prior to or concurrent with such registration, become registered, pursuant to paragraph (b)(2) of this Rule, as a General Securities Representative, United Kingdom Securities Representative or Canada Securities Representative.

  • Each person seeking to register as a Research Principal shall, prior to or concurrent with such registration, become registered, pursuant to paragraph (b)(2) of this Rule, as a General Securities Representative, United Kingdom Securities Representative or Canada Securities Representative.

  • MSIL is a member firm of the United Kingdom Securities and Futures Authority (the "SFA").

  • Each person seeking to register as a Government Securities Principal shall, prior to or concurrent with such registration, become registered, pursuant to paragraph (b)(2) of this Rule, as a General Securities Representative, United Kingdom Securities Representative or Canada Securities Representative or, pursuant to paragraph (b)(12) of this Rule, as a Government Securities Representative.

Related to United Kingdom Securities

  • United Kingdom means Great Britain and Northern Ireland;

  • the United Kingdom means Great Britain and Northern Ireland;

  • Hong Kong Stock Exchange means The Stock Exchange of Hong Kong Limited;

  • Belgium means the Kingdom of Belgium; used in a geographical sense, it means the territory of the Kingdom of Belgium, including the territorial sea and any other area in the sea and in the air within which the Kingdom of Belgium, in accordance with international law, exercises sovereign rights or its jurisdiction;

  • Ireland means the Republic of Ireland.

  • Spain means the Kingdom of Spain.

  • Principal Financial Centre means, in relation to any currency, the principal financial centre for that currency provided, however, that:

  • Malaysia means the territories of the Federation of Malaysia, the territorial waters of Malaysia and the sea-bed and subsoil of the territorial waters, and includes any area extending beyond the limits of the territorial waters of Malaysia, and the sea-bed and subsoil of any such area, which has been or may hereafter be designated under the laws of Malaysia and in accordance with international law as an area over which Malaysia has sovereign rights for the purposes of exploring and exploiting the natural resources, whether living or non-living;

  • Cayman Islands means the Cayman Islands, a British overseas territory.

  • South Africa means the Republic of South Africa;

  • Malta means the Island of Malta, the Island of Gozo and the other islands of the Maltese Archipelago, including the territorial waters thereof;

  • France means the European and overseas departments of the French Republic including the territorial sea, and any area outside the territorial sea within which, in accordance with international law, the French Republic has sovereign rights for the purpose of exploring and exploiting the natural resources of the seabed and its subsoil and the superjacent waters;

  • the Netherlands means the part of the Kingdom of the Netherlands located in Europe.

  • Korea means the Republic of Korea.

  • Hong Kong means the Hong Kong Special Administrative Region of the People’s Republic of China;

  • Switzerland means the Swiss Confederation;

  • India means the territory of India and includes the territorial sea and airspace above it, as well as any other maritime zone in which India has sovereign rights, other rights and jurisdiction, according to the Indian law and in accordance with international law, including the U.N. Convention on the Law of the Sea;

  • the London Stock Exchange means London Stock Exchange plc;

  • London Stock Exchange means London Stock Exchange plc;

  • Norway means the Kingdom of Norway, and includes the land territory and internal waters, the territorial sea and the area beyond the territorial sea where the Kingdom of Norway, according to Norwegian legislation and in accordance with international law, may exercise her rights with respect to the seabed and subsoil and their natural resources; the term does not comprise Svalbard, Jan Mayen and the Norwegian dependencies (“xxxxxx”);

  • Treaty on European Union means the Treaty of Rome of March 25, 1957, as amended by the Single Xxxxxxxx Xxx 0000 and the Maastricht Treaty (which was signed at Maastricht on February 1, 1992 and came into force on November 1, 1993), as amended from time to time.

  • Bidder from a country which shares a land border with India for the purpose of this Order means: -

  • European Union means the member nations of the European Union established by the Treaty of European Union, signed at Maastricht on February 2, 1992, which amended the Treaty of Rome establishing the European Community.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Relevant Member State means each Member State of the European Economic Area which has implemented the Prospectus Directive, except Luxembourg; and

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock