Unlawful action definition

Unlawful action means any of the actions, engaged in by an access person of the Adviser listed in paragraphs 1 through 4 of the Introduction to this code.
Sample 1Sample 2Sample 3
Unlawful action means any of the actions, engaged in by an access person of the Trust, the Adviser, the Subadviser, any Other Adviser or the Distributor, listed in paragraphs 1 through 4 of the Introduction to this code.
Sample 1Sample 2
Unlawful action means any of the actions, engaged in by an access person of the Adviser listed in paragraphs 1 through 4 of the Introduction to this code. PROHIBITED PURCHASES AND SALESA. Timing of Personal Transactions. No access person may purchase or sell, directly or indirectly, any covered security in which the access person has, or by reason of the transaction acquires, any direct or indirect beneficial ownership if the access person knows or reasonably should know that the covered security, at the time of the purchase or sale:
Sample 1Sample 2

Examples of Unlawful action in a sentence

  • It is established to provide guidelines to be followed in the event of any of the following events:o Aircraft incidento Aircraft accidento Fire or other emergencyo Natural disastero Unlawful action affecting operationsThey are prefaced on the state and local emergency services being activated by eyewitnesses who would contact emergency services as a first action.

  • Unlawful action by a business entity is a well-established basis for the revocation of a municipal business permit.

  • Unlawful action (or negligence) of a taxpayer, tax agent and other person for which certain liability is stipulated by the code is considered as infringement of tax legislation.

  • Amendments may only be made to Contractual Instruments which are not yet terminated or expired.

  • Unlawful action by a business entity isa well-established basis for the revocation of a municipal business permit.

  • Unlawful action will be referred to the appropriate Federal agency for prosecution.

  • Unlawful action refers to any action that contradicts the foundations of the rule of law.


More Definitions of Unlawful action

Unlawful action means any of the actions, engaged in by an Access Person or Employee of the Adviser or the Distributor, listed in paragraphs 1 through 4 of Section I (General Principles) of this Code.
Sample 1

Related to Unlawful action

  • unlawful activity means activities that violate the laws of this state, including but not limited to any activity that violates a state criminal statute.

  • Improper governmental action means any action by a district officer or employee:

  • Unlawful debt means any money or other thing of value constituting principal or interest

  • Unlawful discrimination means any complaint of unlawful discrimination based on a category protected under Title 5, section 59300, including sexual harassment and retaliation.

  • Governmental Action means all authorizations, consents, approvals, waivers, exceptions, variances, orders, licenses, exemptions, publications, filings, notices to and declarations of or with any Governmental Authority (other than requirements the failure to comply with which will not affect the validity or enforceability of any Loan Document or have a material adverse effect on the transactions contemplated by any Loan Document or any material rights, power or remedy of any Person thereunder or any other action in respect of any Governmental Authority).

  • Unlawful conduct means the same as that term is defined in Sections 58-1-501 and 58-17b-501.

  • Criminal proceeding means a proceeding instituted by means of the swearing of an information, the laying of a charge or the return of an indictment, before a Court of competent jurisdiction in Canada with jurisdiction to hear and determine the charges referred to therein, alleging or charging that the "Insured" has contravened the provisions of any Provincial or Federal statute, including the Criminal Code, R.S.C. 1985 ch. C-46 as amended, which creates an offence or crime and which provides for conviction thereunder, whether by way of summary conviction or indictment, and as a result of which the "Insured" is liable to be convicted, fined or sentenced to some form of imprisonment or other punishment.

  • third party proceeding means any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative, or investigative, other than an action by or in the right of the corporation.

  • Current Proceeding means any proceeding conducted under any provisions of this subsection that

  • Illegal Activity means the wilful possession of an illegal drug, dangerous object, or stolen item.

  • Wrongful Act means:

  • Adjudicative proceeding means the procedure to be followed in contested cases, as set forth in RSA 541-A:31 through RSA 541-A:36.

  • Unlawful means not specifically authorized by law.

  • Legal Action means and includes any claim, counterclaim, demand, action, suit, counterclaim, arbitration, inquiry, proceeding or investigation before any

  • Disciplinary proceeding means an adjudicative proceeding permitted under this

  • Competent Court of Law means any court or tribunal or any similar judicial or quasi- judicial body in India that has jurisdiction to adjudicate upon issues relating to this Agreement;

  • Administrative proceeding means a non-judicial process that is adjudicatory in nature in order to make a determination of fault or liability (e.g., Securities and Exchange Commission Administrative Proceedings, Civilian Board of Contract Appeals Proceedings, and Armed Services Board of Contract Appeals Proceedings). This includes administrative proceedings at the Federal and State level but only in connection with performance of a Federal contract or grant. It does not include agency actions such as contract audits, site visits, corrective plans, or inspection of deliverables.

  • Child custody proceeding means a proceeding in which legal custody, physical custody, or visitation with respect to a child is an issue. The term includes a proceeding for divorce, separation, neglect, abuse, dependency, guardianship, paternity, termination of parental rights, and protection from domestic violence in which the issue may appear. The term does not include a proceeding involving juvenile delinquency, contractual emancipation, or enforcement under Part 3 of this Article.

  • Governmental Actions means any and all consents, approvals, permits, orders, authorizations, waivers, exceptions, variances, exemptions or licenses of, or registrations, declarations or filings with, any Governmental Authority required under any Governmental Rules.

  • Lawsuit means any lawsuit, arbitration or other dispute resolution filed by either party herein pertaining to any of this Warrant, the Facility Agreement and the Registration Rights Agreement.

  • Environmental Action means any action, suit, demand, demand letter, claim, notice of non-compliance or violation, notice of liability or potential liability, investigation, proceeding, consent order or consent agreement relating in any way to any Environmental Law, Environmental Permit or Hazardous Materials or arising from alleged injury or threat of injury to health, safety or the environment, including, without limitation, (a) by any governmental or regulatory authority for enforcement, cleanup, removal, response, remedial or other actions or damages and (b) by any governmental or regulatory authority or any third party for damages, contribution, indemnification, cost recovery, compensation or injunctive relief.

  • Substantial action means adopting, publicizing, and implementing a formal plan to cease scrutinized business operations within 1 year and to refrain from any new business operations.

  • Interrelated Wrongful Acts means Wrongful Acts that have as a common nexus any fact, circumstance, situation, event, transaction, cause or series of causally connected facts, circumstances, situations, events, transactions or causes.

  • Commercial activity means any activity or employment of the vessel for which a contract or charter party is in force and includes the carriage of any cargo or persons for reward;

  • ADR Proceeding means either an Arbitration or a Mediation.

  • Official action means a decision, recommendation, approval, disapproval or other action or failure to act which involves the use of discretionary authority.