Examples of Volcker Rule in a sentence
Also, it will not approve any investment involving a fund vehicle serviced or sponsored by BNY Mellon or one of its subsidiaries or affiliates that is a Volcker Covered Fund, unless your job duties are directly related to providing investment advisory, commodity trading advisory or “other services” to the fund, as described under the Volcker Rule.
You should be aware that under the Volcker Rule, neither you nor your immediate family, may make such an investment unless your job duties are directly related to providing investment advisory, commodity trading advisory or “other services” to the fund.
If the holding is not permitted under the Volcker Rule, the employee will be required to divest the ownership interest.
Contact your Compliance Officer if you have questions regarding requirements related to the Volcker Rule.
If the holding is not permitted under the Volcker Rule, the employee will be required to divest the ownership interest.Contact your Compliance Officer if you have questions regarding requirements related to the Volcker Rule.