Examples of Wholesale Client in a sentence
If requested by you, the Broker will, if required under the Market Integrity Rules, give you a statement of all the individual prices of the relevant transactions which are accumulated and averaged in a Confirmation.If you are a Wholesale Client for the purposes of the Market Integrity Rules, the Broker may elect not to give any Confirmations to you in relation to Transactions executed for you.
The IE should contact its assigned Wholesale Client Services Representative with any queries that are not related to the interconnection studies.
Wholesale Investor In the case of a New Zealand investor, means a Wholesale Client who also meets the definition of wholesale investor under clause 3(2) of Schedule 1 of the Financial Markets Conduct Act 2013 (New Zealand).
Signature of Accountant Business AddressName of Accountant Name of FirmDate Guidance Notes of completing the Wholesale Client Certificate:In determining the net assets of the person, the net assets of a company or trust controlled by the person may be included in the calculations.In determining the gross income of the person, the gross income of a company or trust controlled by the person may be included in the calculations.
Wholesale Client Persons or entities defined as such under section 761G of the Corporations Act.