Xxxxx Notice definition

Xxxxx Notice means the Notice of Grant of Stock Option accompanying the Agreement, pursuant to which Optionee has been informed of the basic terms of the option evidenced hereby.

Xxxxx Notice means, with respect to any Person, a written notice by the staff of the Securities and Exchange Commission (the “SEC”) to the effect that the staff has completed an investigation of such Person and intends to recommend that the SEC take enforcement action against such Person in respect of alleged securities laws violations.

Xxxxx Notice has the meaning set forth in Clause 5.8.

Examples of Xxxxx Notice in a sentence

• Xxxxx Notice to the Trust shall be sent to: ETFis Series Trust I 0 X.

• On February 21, 2013, the Staff notified ABCW, via Xxxxx Notice, that it intended to recommend that the Commission bring a civil injunctive action against ABCW, alleging that it violated Sections 10(b), 13(b)(5), 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20 and 13a-13 thereunder.

• ABCW’s former CFO, Xxxx Xxxxxxxxxxx, who is represented by separate counsel, also received a Xxxxx Notice alleging substantially the same violations.

• Employee may also provide confidential information in connection with an administrative or regulatory proceeding commenced by a Xxxxx Notice or non-party proceeding and to respond to subpoenas issued in connection therewith.

• Xxxxx Notice to the Trust shall be sent to: ETFis Series Trust I 0000 Xxxxxxxx, Xxxxx 0000 Xxx Xxxx, XX 00000 Attention: Xxxxxxx X.

More Definitions of Xxxxx Notice

Xxxxx Notice shall have the meaning set forth in Section 6.12(b).

Xxxxx Notice has the meaning given in Clause 11.4;

Xxxxx Notice means a communication (whether written or by phone) from the staff of the SEC or FINRA to a Person that (1) informs such Person that the staff intends to recommend filing an action or instituting a proceeding against such person; (2) identifies the proposed charges; and (3) notifies such Person of the opportunity to make a submission concerning the proposed charges.

Xxxxx Notice means the Notice of Grant of Share Option accompanying the Waiver, pursuant to which Optionee has been informed of the basic terms of the Option evidenced hereby.

Xxxxx Notice has the meaning specified in Section 1.3.

Xxxxx Notice means a written notice substantially in the form of Exhibit L-1 to the Agreement.

Xxxxx Notice shall have the meaning set forth in the Section 7.2.