ACCOUNT INVESTMENT PROFILE Sample Clauses

ACCOUNT INVESTMENT PROFILE. Annual Income Net Worth Liquid Net Worth Risk Tolerance Tax Bracket  Under $25,000  $25,001 - $50,000  $50,001 - $100,000  $100,001 - $200,000  $200,001 - $500,000  $500,001 - $1 million  Over $1 million (specify)_____________ (excluding residence)  Under $50,000  $50,001 - $100,000  $100,001 - $500,000  $500,001 - $1 million  $1,000,001 - $3 million  Over $3 million (specify)_______________  Under $25,000  $25,001 - $50,000  $50,001 - $100,000  $100,001 - $200,000  $200,001 - $500,000  $500,001 - $1 million  $1,000,001 - $3 million  Over $3 million (specify)_______________  Low  Moderate  Aggressive  Speculative  0%  10%  15%  25%  28%  33%  35%  39.6% Estimated Value of Investments Liquidity Needs Time Horizon Annual Expenses Special Expenses  under $10,000  up to $24,000  up to $50,000  up to $200,000  up to $500,000  over $500,000  less than 1 year  1 – 5 years  5 – 10 years  10 – 15 years  Over 15 years  Not applicable  Undefined  less than 1 year  1 – 5 years  5 – 10 years  10 – 15 years  Over 15 years  $50,000 and under  $50,001 - $100,000  $100,001 - $250,000  $250,001 - $500,000  Over $500,000  $50,000 and under  $50,001 - $100,000  $100,001 - $250,000  $250,001 - $500,000  Over $500,000 Timeframe  Within 2 years  3 – 5 years  6 – 10 years Investment Knowledge  Limited  Good  Excellent Investment ObjectiveCurrent Income (A) - Preservation of capital with a primary consideration on current income  Balanced (F)- A balance between capital appreciation and current income with the primary consideration being current income  Growth & Income (G) - A balance between capital appreciation and current income with the primary consideration being capital appreciation  Growth (H) - Capital appreciation through quality equity investment and little or no income  Maximum Growth (I) - Maximum capital appreciation with higher risk and little to no income.  Speculation (J)- Maximum total return potential, involving a higher degree of risk through investment in a broad spectrum of securities. Investment Experience Investment Years of Experience Transactions per year Mutual Funds/Exchange Traded Funds  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Individual Stocks  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Bonds  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Options  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Securities Futures  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Annuitie...
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ACCOUNT INVESTMENT PROFILE. Annual income Net Worth (excluding residence) Liquid Net Worth Tax Bracket  Under $25,000  Under $50,000  Under $25,000  0%  $25,001 - $50,000  $50,001 - $100,000  $25,001 - $50,000  15%  $50,001 - $100,000  $100,001 - $500,000  $50,001 - $100,000  28%  $100,001 – $200,000  $500,001 - $1,000,000  $100,001 - $200,000  31%  $200,001 - $500,000  $1,000,001 - $3,000,000  $200,001 - $500,000  38%  $500,001 - $1,000,000  Over $3,000,000 (specify)  $500,001 - $1,000,000  Above 38%  Over $1,000,000  $1,000,001 - $3,000,000  Other (specify) (specify)_______________ _______________________  Over $3,000,000 (specify) _____________ _____________ Risk Exposure Investment Knowledge Liquidity Needs Annual Expenses  Low  Moderate  Aggressive  Speculative  Limited  Good  Excellent  less than 1 year  1 – 5 years  5 – 10 years  10 – 15 years  Over 15 years  Not applicable  $50,000 and under  $50,001 - $100,000  $100,001 - $250,000  $250,001 - $500,000  Over $500,000 Special Expenses Time Horizon Investment Objective  $50,000 and under  $50,001 - $100,000  $100,001 - $250,000  $250,001 - $500,000  Over $500,000 Timeframe for special  Undefined  less than 1 year  1 – 5 years  5 – 10 years  10 – 15 years  Over 15 years  Current Income Preservation of capital with a primary consideration on current income  Balanced A balance between capital appreciation and current income with the primary consideration being current income  Growth & Income A balance between capital appreciation and current income with the primary consideration being capital appreciation  Growth Capital appreciation through quality equity investment and little or no income  Maximum Growth Maximum capital appreciation with higher risk and little to no income.  Speculation Maximum total return potential, involving a higher degree of risk through investment in a broad spectrum of securities. expenses  Within 2 years  3 – 5 years  6 – 10 years Individual Stocks  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Options  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Bonds  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Mutual Funds/ETFs  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Insurance/Annuities  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Securities Futures  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Alternative*  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Margin  0  1 - 5  Over 5  0 - 5  6 - 15  Over 15 Investment Experience Inv...
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Related to ACCOUNT INVESTMENT PROFILE

  • Investment Promotion 1. Each Contracting Party shall promote investments in its territory by investors of the other Contracting Party and admit such investments in accordance with its legislation.

  • Accounts Carried as Clearing Broker The Customer understands that you are carrying the accounts of the Customer as clearing broker by arrangement with the Customer's Introducing Broker through whose courtesy the account of the Customer has been introduced to you. Until receipt from the Customer of written notice to the contrary, you may accept from and rely upon the Customer’s Introducing Broker for (a) orders for the purchase or sale in said account of securities and other property, and (b) any other instructions concerning the Customer's accounts. The Customer represents that the Customer understands that you act only to clear trades introduced by the Customer's Introducing Broker and to effect other back office functions for the Customer's introducing broker. The Customer confirms to you that the Customer is relying for any advice concerning the Customer's accounts solely on the Customer's Introducing Broker. The Customer understands that all representatives, employees and other agents with whom the Customer communicates concerning the Customer's account are agents of the Introducing Broker, and not your representatives, employees or other agents and the Customer will in no way hold you liable for any trading losses that the Customer may incur. The Customer understands that you are not a principal of or partner with, and do not control in any way, the Introducing Broker or its representatives, employees or other agents. The Customer understands that you will not review the Customer's accounts and will have no responsibility for trades made in the Customer's accounts. You shall not be responsible or liable for any acts or omissions of the Introducing Broker or its representatives, employees or other agents. Notwithstanding the foregoing, in the event that the Customer initiates a claim against you in your capacity as clearing broker and does not prevail, the Customer shall be responsible for the costs and expenses associated with your defense of such claim. The Customer understands you shall be entitled to exercise and enforce directly against the Customer all rights granted to the Introducing Broker.

  • Account Information The account balance and transaction history information may be limited to recent account information involving your accounts. Also, the availability of funds for transfer or withdrawal may be limited due to the processing time for any ATM deposit transactions and our Funds Availability Policy.

  • Multiple Accounts 3.2.1 Calculations, reporting and administration may be performed by us separately for each of your Accounts, so that (without limitation):

  • Investment of Account Assets a. All contributions to the custodial account shall be invested in the shares of the Provident Trust Mutual Funds, Inc. or, if available, any other series of Provident Trust Mutual Funds, Inc. or other regulated investment companies for which Provident Trust Company serves as Investment Advisor or designates as being eligible for investment. Shares of stock of an Investment Company shall be referred to as “Investment Company Shares”. To the extent that two or more funds are available for investment, contributions shall be invested in accordance with the depositor’s investment election.

  • PJM E-Accounts Buyer and Seller shall work with PJM to establish any PJM E-Accounts necessary for Seller to provide Full Requirements Service. In a timely manner, Xxxxx shall establish PJM E-Account contract(s) for the entire duration of the Transaction(s) and Seller shall confirm the PJM E-Account contract(s) for the entire duration of the Transaction(s).

  • CUSTODIAL ACCOUNTS It is agreed that all accounts opened under the Uniform Gift to Minors Act (UGMA), the Uniform Transfers to Minors Act (UTMA), or similar state statutes will be properly created and that all property so transferred will be done in compliance with such applicable statutes. There will be good faith reliance upon the instructions given, representations made and actions taken by a transferor or custodian. Further, the custodian represents and warrants that the assets in the account belong to the minor and that all such assets, whether or not transferred out of the UGMA or UTMA account, will only be used for the benefit of the minor.

  • Linked Accounts All accounts with the Bank that you enroll in a service will be linked by the tax identification numbers of the persons authorized to access the account. The linked accounts will appear together without regard to the ownership of the accounts. For example, if an authorized user of a linked account accesses the Service, that authorized user will be able to view and access at a single time the following accounts: • the accounts of the business for which that person is an authorized user; • the accounts of any other business for which that person is an authorized user; and • any consumer accounts for which the person is a co-owner or authorized signer.

  • Financial Institution with Only Low-Value Accounts An Estonian Financial Institution satisfying the following requirements:

  • Accounts Excluded from Financial Accounts The following accounts are excluded from the definition of Financial Accounts and therefore shall not be treated as U.S. Reportable Accounts.

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