Common use of Appropriateness Test Clause in Contracts

Appropriateness Test. 6.5.1 Before entering into any Transaction related to the Brokerage Services, the Broker will assess each Financial Instrument as being suitable and appropriate to the Client’s risk profile, related experience and financial situation. In addition, the Broker will assess if the financial instrument’s characteristics are consistent with the needs and characteristics of the Client. If, based on the information provided by the Client, certain Financial Instruments will be deemed as inappropriate, the Broker will inform the Client in a written form of any potential risks related to this Financial Instrument. Such Transaction may be executed only after such notification and subsequent receival of the confirmation from the Client of understanding all the indicated risks, unless the Client will provide special instructions.

Appropriateness Test. 6.5.1 Before entering into any Transaction related to the Brokerage Services, the Broker will assess each Financial Instrument as being suitable and appropriate to the Client’s risk profile, related experience and financial situation. In addition, the Broker will assess if the financial instrument’s characteristics are consistent with the needs and characteristics of the Client. If, based on the information provided by the Client, certain Financial Instruments will be deemed as inappropriate, the Broker will inform the Client in a written form of any potential risks related to this Financial Instrument. Such Transaction may be executed only after such notification and subsequent receival of the confirmation from the Client of understanding all the indicated risks, unless the Client will provide special instructions. мажорных обстоятельств, указанных в Статье 15 Основных условий.