Arranging Custody. Custodial services or arranging for third parties to provide safe custody for the preparation, auditing and keeping of records pertaining to the Investment Account.
Arranging Custody. The DIFC Branch will arrange for the Booking Centre and sub-custodians to provide custodian services to clients. The range of custody services will be determined by the Booking Centre, which will also ensure safe custody of the client’s investments. Clients will be onboarded by the DIFC Branch for the purpose of providing the service of Arranging Custody in or from the DIFC. Clients will also be onboarded by the Booking Centre in Switzerland to receive services in Switzerland.
Arranging Custody. 1.2.1 Brompton does not provide administration and custody services in respect of the investments held in your portfolio. We will, however, make arrangements on your behalf for the provision of custody services to you. We set out in terms 1.2.2 - 1.2.4 and 1.4 below, how we will act and what this means for you.
1.2.2 In order to protect the investments in your portfolio and any cash belonging to you that you would like us to manage, you need to have custody arrangements in place with a custodian. A custodian can also help you exercise certain rights that you may have in respect of your investments.
1.2.3 So we can put the necessary arrangements in place for you, you hereby give Brompton authority to appoint, as agent on your behalf, Multrees Investor Services Limited (Multrees) as your custodian or any other person whom we from time to time and in our full discretion, consider to have the necessary skill, knowledge and expertise to act as your custodian (Custodian). In selecting a custodian for you, we will act in good faith and with reasonable skill, care and due diligence.
1.2.4 You agree and acknowledge that the custody agreement that we will enter into with the Custodian on your behalf (Custody Agreement) will be binding on you. It is important that you read the Custody Agreement carefully which we will provide to you together with various other documents. A copy of the Custody Agreement and Customer Custody Notification is available on request or it can be downloaded at xxx.xxxxxxxxxx.xxx/xxxxxxx- clients/multrees
1.2.5 The Custodian will treat you as its client for regulatory purposes and you will be classified as a “retail client”. Your Custodian will not, however, interact with you directly and will communicate exclusively with Brompton as your agent. This means that, where your Custodian is obliged to notify you of something or obtain your consent it may do so by notifying or receiving consent from or through Brompton.
Arranging Custody. As an agent, the Company acts on behalf of its clients to buy or sell investments. The Company’s role involves the following:
Arranging Custody. Subject to the Client’s obligations under the Operative Agreements being fulfilled, the Company may enter into Transactions with the Client in Instruments specified on the Company website xxx.xxxxxxx.xxx/xx- ae/uae .
