Client Qualification. The Client warrants that his, her or its application is true and complete; and he/she/it will promptly notify CN First of any information changes. The Client authorizes CN First to make any inquiry to verify information they provide. 客户资质：客户保证其申请数据是真实、完整的；如任何数据出现变化，将立即通知中一；客户还授权中一进行任何调查以核实所提供的信息。 A. Natural Persons: The Client warrants that the Client is over 18; is under no legal incapacity; and has sufficient knowledge and experience to understand the nature and risks of the products to be traded.
A. 自然人：客户保证已年满 18 周岁、具有所有法定资格、具有足够的知识与经验理解其所将要进行交易的产品的性质与风险。
B. Organizations: The Client and its authorized representatives warrant that the Client: (i) is authorized under its governing document(s) and in the jurisdictions in which it is organized and/or regulated to enter this Agreement and trade; (ii) is under no legal incapacity; and (iii) that persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded.
Client Qualification. 7.3.1 Pursuant to our regulatory obligations, we will require you to, during the account opening procedure, provide the necessary information to enable us to determine whether you have prior experience and/or knowledge of our products.
Client Qualification. Client and its authorized representatives warrant and covenant that: (i) Client is authorized under its governing document(s) and in the jurisdictions in which it is organized and/ or regulated to enter this Agreement and trade (including on margin if applicable) and, when executed, this Agreement constitutes a legally binding obligation of Client; (ii) Client is conducting, and will conduct, its business in compliance with applicable laws and regulations; (iii) persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded and (iv) Client agrees that SPC is not acting as an advisor or fiduciary with respect to any SPC services and all trading, investment and order routing decisions are made exclusively by Client.
Client Qualification. Client warrants that his, her or its application is true and complete; and it/he/she will promptly notify DagPay of any information changes; and authorizes DagPay to make any inquiry to verify information. To be eligible for our Services, Client must:
4.1. have full legal capacity and, if necessary, authorization to enter into a contract; and
4.2. if Client is an individual, be at least 18 years old. 5. DagPay Account:
5.1. Client’s DagPay Account allows Client to use the Platform.
5.2. DagPay Account information and security:
5.2.1. In order to engage in any services, Client must create a DagPay Account and provide any requested information. DagPay may request Client to provide additional information if necessary.
5.2.2. Client shall be responsible for any wrong information given during Account opening.
5.2.3. DagPay may suspend or freeze the account or any privileges of the account if the Client has provided false information during registration.
5.2.4. Client shall create unique passwords and keep them secret and secure for reasons of account security.
Client Qualification. The Client represents and warrants to the Bank that it qualifies as a ‘Business Customer’ as defined in the Glossary of defined terms within the QFCRA Interpretation and Application Rulebook and the QFCRA Conduct of Business Rulebook, and has completed the Client Declaration, Undertaking and Authorisation set out in the customer application xxxx.Xx protection available to retail customers may be available to the Client.
Client Qualification. To the extent applicable, the Client and its authorised representatives warrant that the Client: (a) is authorised under its governing document(s) and in the jurisdictions in which it is organised and/or regulated to enter this Agreement and trade (including on margin if applicable); (b) is under no legal incapacity; and (c) that persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded.
Client Qualification a. The Client shall be required to maintain in the Client's account with Prime Broker such minimum net equity in cash or securities as may be required, from time to time, by Prime Broker (the "Minimum Net Equity"), which shall in no event be less than the minimum net equity required by IBIE, if a minimum is required. The Client further understands that, in the event that the Client's account falls below such Minimum Net Equity, the Client shall bring the Client's account into compliance in a timely fashion. Each time the Client enters an order with IBIE, the Client hereby represents that the Client shall be in compliance with such Minimum Net Equity or will notify IBIE otherwise.
b. In the event that Prime Broker indicates its intention to disaffirm or fail to take up any trade, the Client hereby authorises and instructs Prime Broker to provide to IBIE, upon the request of IBIE, the following information: (i) the account or accounts to which any of the Client's orders or trades relate; (ii) the instructions, if any, provided to Prime Broker regarding the allocation of any orders or trades to any subaccounts; and (iii) information available to Prime Broker with respect to any net equity in the account. In addition, this Agreement will serve as further authorisation and instruction to Prime Broker to furnish to IBIE in the event of a disaffirmance or failure to take up all such further and additional information concerning an account as IBIE shall request. This paragraph shall remain in effect so long as this Agreement is in effect, shall survive the termination of this Agreement and shall apply to all orders and trades given by the Client to IBIE for clearance and settlement through Prime Broker. The Client hereby agrees to release and discharge Prime Broker from all responsibility and liability arising out of or incurred in connection with Prime Broker furnishing any information to IBIE pursuant to this paragraph.
Client Qualification. 客戶資格:
a. Client warrants that the information provided in his, her or its application is true and complete; will promptly notify ADSS HK of any information changes; and authorizes ADSS HK to make any inquiry to verify information. 客戶保證其在申請書中提供的資料真實且完整；任何資料出現變化，將立即通知 ADSS 香港；並授權 ADSS 香港進行任何審核資料的調查。 b. Natural Persons: Client warrants that Client is over 18; is under no legal incapacity; and has sufficient knowledge and experience to understand the nature and risks of the products to be traded. 客戶保證其已滿 18 週歲；沒有喪失法定資格；並有足夠知識和經驗來理解即將交易產品的性質與風險。 Client Agreement- ADSS HK v.2 20181030 5 Client and its authorized representatives warrant that Client: 客戶及其授權代表保證，客戶：
i. is authorized under its governing document(s) and in the jurisdictions in which it is organized and/or regulated to enter this Agreement and trade (including on margin if applicable); 已獲其行政管理章程及其註冊成立時所在的及/或受到監管的司法管轄區的授權訂立本協議並進行交易（包括保證金 交易，如適用）；
ii. is under no legal incapacity; and 沒有喪失法定資格；以及
iii. that persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded. 指定發出交易指令的人擁有適當授權且有足夠知識和經驗來理解即將交易產品的性質與風險。
c. Trusts: 信託：
Client Qualification. Client represents and warrants that Client’s account application is true and complete and that Client will immediately provide written Notice to GPS of any information materially changes. Client authorizes each of GPS and IBKR to make any inquiry (with third parties or otherwise) to verify information. Client represents that all assets held in Client’s account belong to Client, and that all trading in Client’s account is conducted solely for the benefit of Client.
