Client Qualification Sample Clauses

Client Qualification. The Client warrants that his, her or its application is true and complete; and he/she/it will promptly notify CN First of any information changes. The Client authorizes CN First to make any inquiry to verify information they provide. 客户资质：客户保证其申请数据是真实、完整的；如任何数据出现变化，将立即通知中一；客户还授权中一进行任何调查以核实所提供的信息。 A. Natural Persons: The Client warrants that the Client is over 18; is under no legal incapacity; and has sufficient knowledge and experience to understand the nature and risks of the products to be traded. A. 自然人：客户保证已年满 18 周岁、具有所有法定资格、具有足够的知识与经验理解其所将要进行交易的产品的性质与风险。 B. Organizations: The Client and its authorized representatives warrant that the Client: (i) is authorized under its governing document(s) and in the jurisdictions in which it is organized and/or regulated to enter this Agreement and trade; (ii) is under no legal incapacity; and (iii) that persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded.
Sample 1
AutoNDA by SimpleDocs
Client Qualification. To the extent applicable, the Client and its authorised representatives warrant that the Client: (a) is authorised under its governing document(s) and in the jurisdictions in which it is organised and/or regulated to enter this Agreement and trade (including on margin if applicable); (b) is under no legal incapacity; and (c) that persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded.
Sample 1
Client Qualification a. The Client shall be required to maintain in the Client's account with Prime Broker such minimum net equity in cash or securities as may be required, from time to time, by Prime Broker (the "Minimum Net Equity"), which shall in no event be less than the minimum net equity required by IBIE, if a minimum is required. The Client further understands that, in the event that the Client's account falls below such Minimum Net Equity, the Client shall bring the Client's account into compliance in a timely fashion. Each time the Client enters an order with IBIE, the Client hereby represents that the Client shall be in compliance with such Minimum Net Equity or will notify IBIE otherwise. b. In the event that Prime Broker indicates its intention to disaffirm or fail to take up any trade, the Client hereby authorises and instructs Prime Broker to provide to IBIE, upon the request of IBIE, the following information: (i) the account or accounts to which any of the Client's orders or trades relate; (ii) the instructions, if any, provided to Prime Broker regarding the allocation of any orders or trades to any subaccounts; and (iii) information available to Prime Broker with respect to any net equity in the account. In addition, this Agreement will serve as further authorisation and instruction to Prime Broker to furnish to IBIE in the event of a disaffirmance or failure to take up all such further and additional information concerning an account as IBIE shall request. This paragraph shall remain in effect so long as this Agreement is in effect, shall survive the termination of this Agreement and shall apply to all orders and trades given by the Client to IBIE for clearance and settlement through Prime Broker. The Client hereby agrees to release and discharge Prime Broker from all responsibility and liability arising out of or incurred in connection with Prime Broker furnishing any information to IBIE pursuant to this paragraph.
Sample 1
Client Qualification. Client and its authorized representatives warrant and covenant that: (i) Client is authorized under its governing document(s) and in the jurisdictions in which it is organized and/ or regulated to enter this Agreement and trade (including on margin if applicable) and, when executed, this Agreement constitutes a legally binding obligation of Client; (ii) Client is conducting, and will conduct, its business in compliance with applicable laws and regulations; (iii) persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded and (iv) Client agrees that SPC is not acting as an advisor or fiduciary with respect to any SPC services and all trading, investment and order routing decisions are made exclusively by Client.
Sample 1
Client Qualification. 7.3.1 Pursuant to our regulatory obligations, we will require you to, during the account opening procedure, provide the necessary information to enable us to determine whether you have prior experience and/or knowledge of our products.
Sample 1
Client Qualification. Client warrants that his, her or its application is true and complete; and it/he/she will promptly notify DagPay of any information changes; and authorizes DagPay to make any inquiry to verify information. To be eligible for our Services, Client must: 4.1. have full legal capacity and, if necessary, authorization to enter into a contract; and 4.2. if Client is an individual, be at least 18 years old. 5. DagPay Account: 5.1. Client’s DagPay Account allows Client to use the Platform. 5.2. DagPay Account information and security: 5.2.1. In order to engage in any services, Client must create a DagPay Account and provide any requested information. DagPay may request Client to provide additional information if necessary. 5.2.2. Client shall be responsible for any wrong information given during Account opening. 5.2.3. DagPay may suspend or freeze the account or any privileges of the account if the Client has provided false information during registration. 5.2.4. Client shall create unique passwords and keep them secret and secure for reasons of account security.
Sample 1
Client Qualification. The Client represents and warrants to the Bank that it qualifies as a ‘Business Customer’ as defined in the Glossary of defined terms within the QFCRA Interpretation and Application Rulebook and the QFCRA Conduct of Business Rulebook, and has completed the Client Declaration, Undertaking and Authorisation set out in the customer application xxxx.Xx protection available to retail customers may be available to the Client.
Sample 1
AutoNDA by SimpleDocs
Client Qualification. 客戶資格: a. Client warrants that the information provided in his, her or its application is true and complete; will promptly notify ADSS HK of any information changes; and authorizes ADSS HK to make any inquiry to verify information. 客戶保證其在申請書中提供的資料真實且完整；任何資料出現變化，將立即通知 ADSS 香港；並授權 ADSS 香港進行任何審核資料的調查。 b. Natural Persons: Client warrants that Client is over 18; is under no legal incapacity; and has sufficient knowledge and experience to understand the nature and risks of the products to be traded. 客戶保證其已滿 18 週歲；沒有喪失法定資格；並有足夠知識和經驗來理解即將交易產品的性質與風險。 Client Agreement- ADSS HK v.2 20181030 5 Client and its authorized representatives warrant that Client: 客戶及其授權代表保證，客戶： i. is authorized under its governing document(s) and in the jurisdictions in which it is organized and/or regulated to enter this Agreement and trade (including on margin if applicable); 已獲其行政管理章程及其註冊成立時所在的及/或受到監管的司法管轄區的授權訂立本協議並進行交易（包括保證金 交易，如適用）； ii. is under no legal incapacity; and 沒有喪失法定資格；以及 iii. that persons identified to enter orders have proper authority and have sufficient knowledge and experience to understand the nature and risks of the products to be traded. 指定發出交易指令的人擁有適當授權且有足夠知識和經驗來理解即將交易產品的性質與風險。 c. Trusts: 信託：
Sample 1

Related to Client Qualification

  • Tax Qualification Each Employee Benefit Plan intended to be qualified under Section 401(a) of the Code has been determined to be so qualified by the Internal Revenue Service and nothing has occurred since the date of the last such determination which resulted or is likely to result in the revocation of such determination.

  • Organization; Qualification The Company is a corporation duly organized and validly existing under the laws of the State of Delaware and is in good standing under such laws. The Company has all requisite corporate power and authority to own, lease and operate its properties and assets, and to carry on its business as presently conducted. The Company is qualified to do business as a foreign corporation in each jurisdiction in which the ownership of its property or the nature of its business requires such qualification, except where failure to so qualify would not have a material adverse effect on the Company.

  • Audit qualification The Auditors of the Group qualify the audited annual consolidated financial statements of the Borrower.

  • REIT Qualification The Company will use its best efforts to continue to meet the requirements for qualification and taxation as a REIT under the Code, subject to any future determination by the Company’s board of directors that it is no longer in the Company’s best interests to qualify as a REIT.

  • Foreign Qualification Prior to the Company’s conducting business in any jurisdiction other than Delaware, the Majority Members shall cause the Company to comply, to the extent procedures are available and those matters are reasonably within the control of the Majority Members, with all requirements necessary to qualify the Company as a foreign limited liability company in that jurisdiction.

  • Due Qualification Seller is duly qualified to do business as a foreign corporation, is in good standing, and has obtained all necessary licenses and approvals in all jurisdictions in which the ownership or lease of its property or the conduct of its business requires such qualification.

  • Organization, Qualification, Etc (a) The Company is a corporation duly organized, validly existing and in good standing under the Laws of the jurisdiction of its incorporation and has the corporate power and authority to own its assets and to carry on its business as it is now being conducted, and is duly qualified to do business and is in good standing in each jurisdiction in which the ownership of its assets or the conduct of its business requires such qualification, except for jurisdictions in which such failure to be so qualified or to be in good standing would not, individually or in the aggregate, have a Material Adverse Effect (as hereinafter defined) on the Company. As used in this Agreement, any reference to any state of facts, circumstance, event, change, occurrence, development or effect ("Event") having a "Material Adverse Effect on the Company" means an Event that (i) has had, or would reasonably be expected to have, a material adverse effect on the assets, liabilities, business, results of operations or condition (financial or otherwise) of the Company and its Subsidiaries, taken as a whole, or (ii) would reasonably be expected to prevent or substantially delay consummation of the transactions contemplated by this Agreement; provided that none of the following shall be taken into account in determining whether there has been or will be a Material Adverse Effect on the Company: (x) any change in the market price or trading volume of the Company Common Stock after the date hereof; or (y) any adverse effect on the Company (provided there is not a materially disproportionate effect on the Company), attributable solely to conditions affecting the industries in which the Company participates, the U.S. economy as a whole or foreign economies in any locations where the Company or any of its Subsidiaries has material operations or sales, including as a result of a worsening of current conditions caused by acts of terrorism or war (whether or not declared) occurring after the date hereof. The copies of the Company's certificate of incorporation and bylaws which have been delivered to CNT are complete and correct and in full force and effect. (b) Each of the Company's Subsidiaries is an entity duly organized, validly existing and in good standing (where applicable) under the Laws of its jurisdiction of incorporation or organization, has the corporate power and authority to own its assets and to carry on its business as it is now being conducted, and is duly qualified to do business and is in good standing in each jurisdiction in which the ownership of its assets or the conduct of its business requires such qualification, except for jurisdictions in which such failure to be so organized, existing, qualified or in good standing would not, individually or in the aggregate, have a Material Adverse Effect on the Company. All the outstanding shares of capital stock of, or other ownership interests in, the Company's Subsidiaries are validly issued, fully paid and non-assessable and are owned by the Company, directly or indirectly, free and clear of all liens, claims, security interests, charges or other encumbrances ("Encumbrances"), except for Encumbrances which would not, individually or in the aggregate, have a Material Adverse Effect on the Company. There are no existing options, warrants, rights of first refusal, conversion rights, preemptive rights, calls, commitments, arrangements or obligations of any character ("Share Arrangements") relating to the issued or unissued capital stock or other securities of, or other ownership interests in, any Subsidiary of the Company. None of the certificates of incorporation or bylaws or other organizational documents of any of the Company's Subsidiaries purport to grant rights to any person other than (1) customary rights given to all shareholders pro rata in accordance with their holdings and (2) standard rights of indemnification of directors and officers. The Company has delivered to CNT complete and correct copies of the certificate of incorporation and bylaws or other organizational documents of each of the Company's Subsidiaries. A complete listing of the Company's Subsidiaries is set forth in Section 3.1(b) of the Company Disclosure Letter. Except for the Company's Subsidiaries listed in Section 3.1(b) of the Company Disclosure Letter, the Company does not directly or indirectly own any equity or similar interest in, or any interest convertible into or exchangeable or exercisable for any equity or similar interest in, any corporation, partnership, joint venture or other business association or other person.

  • Tax-Free Qualification (a) Each of Trident, Parent and Merger Subs shall use its respective reasonable best efforts to, and cause each of their respective Subsidiaries to, (i) cause the Mergers, taken together, to be treated as an “exchange” described in Section 351(a) of the Code, (ii) cause the Trident Merger to qualify as a “reorganization” within the meaning of Section 368(a) of the Code and (iii) to obtain the opinion of counsel referred to in Exhibit C (including by taking the actions described in Exhibit C). Each of Trident, Parent and Merger Subs shall use its respective reasonable best efforts not to, and shall use its reasonable best efforts not to permit any of its respective Subsidiaries to, take any action (including any action otherwise permitted by this Section 6.16) that would prevent or impede (A) the Mergers, taken together from being treated as an “exchange” described in Section 351(a) of the Code and (B) the Trident Merger from qualifying as a “reorganization” within the meaning of Section 368(a) of the Code. (b) Sun shall use its reasonable best efforts to, and cause each of its Subsidiaries to, (i) cause the Mergers, taken together, to be treated as an “exchange” described in Section 351(a) of the Code and (ii) to obtain the opinion of counsel referred to in Exhibit C (including by taking the actions described in Exhibit C). Sun shall use its reasonable best efforts not to, and shall use its reasonable best efforts not to permit any of its Subsidiaries to, take any action (including any action otherwise permitted by this Section 6.16) that would prevent or impede the Mergers, taken together, from qualifying as an “exchange” described in Section 351(a) of the Code. (c) Unless otherwise required pursuant to a “determination” within the meaning of Section 1313(a) of the Code, each of the parties shall report the Mergers for U.S. federal income tax purposes collectively as an “exchange” within the meaning of Section 351(a) of the Code. Parent will (and following the Closing will cause the Trident Surviving Corporation and the Sun Surviving Corporation, as applicable, to) file all required information with its Tax Returns and maintain all records required for Tax purposes.

  • Minimum Qualifications If applicable pursuant to Article 3, I acknowledge that the Bidder meets the minimum qualification requirements established for this solicitation.

  • STAFF QUALIFICATIONS CONTRACTOR shall ensure that all individuals employed, contracted, and/or otherwise hired by CONTRACTOR to provide classroom and/or individualized instruction or related services hold a license, certificate, permit, or other document equivalent to that which staff in a public school are required to hold in the service rendered consistent with Education Code section 56366.1(n)(1) and are qualified pursuant to Title 34 of the Code of Federal Regulations sections 200.56 and 200.58, and Title 5 of the California Code of Regulations sections 3001(y), 3064 and 3065. Such qualified staff may only provide related services within the scope of their professional license, certification or credential and ethical standards set by each profession, and not assume responsibility or authority for another related services provider or special education teacher’s scope of practice. CONTRACTOR shall ensure that all staff are appropriately credentialed to provide instruction and services to students with the disabling conditions placed in their program/school through documentation provided to the CDE (5 CCR 3064 (a)).

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!