Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 20 contracts
Samples: Fund Administration and Accounting Agreement (Versus Capital Infrastructure Income Fund), Sub Administration and Accounting Agreement (KKR US Direct Lending Fund-U), Fund Administration and Accounting Agreement (Polen Credit Opportunities Fund)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. APPENDIX I
Appears in 5 contracts
Samples: Fund Administration and Accounting Agreement (Third Avenue Variable Series Trust), Fund Administration and Accounting Agreement (Versus Capital Real Assets Fund LLC), Fund Administration and Accounting Agreement (Versus Capital Real Assets Fund LLC)
Compliance Support Services. o Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 4 contracts
Samples: Administration and Accounting Agreement (Federated Hermes ETF Trust), Administration and Accounting Agreement (Federated Hermes ETF Trust), Administration and Accounting Agreement (Federated Hermes ETF Trust)
Compliance Support Services. ● Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 4 contracts
Samples: Fund Administration and Accounting Agreement (Matthews International Funds), Fund Administration and Accounting Agreement (Matthews International Funds), Administration and Accounting Agreement
Compliance Support Services. ● Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. 2 Separate fees will apply for the noted services.
Appears in 4 contracts
Samples: Fund Administration and Accounting Agreement (Precidian ETFs Trust), Administration and Accounting Agreement (Bitwise Funds Trust), Fund Administration and Accounting Agreement (Simplify Exchange Traded Funds)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. 2 Separate fees will apply for the noted services.
Appears in 4 contracts
Samples: Fund Administration and Accounting Agreement (Emerge ETF Trust), Fund Administration and Accounting Agreement (USCF ETF Trust), Fund Administration and Accounting Agreement (BNY Mellon ETF Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. SCHEDULE II Information Security
Appears in 3 contracts
Samples: Sub Administration and Accounting Agreement (Touchstone Strategic Trust), Sub Administration and Accounting Agreement (Touchstone Variable Series Trust), Sub Administration and Accounting Agreement (Touchstone Funds Group Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. All regulatory services are subject to the review and approval of Fund’s Counsel.
Appears in 3 contracts
Samples: Electronic Access Services Agreement (Franklin Alternative Strategies Funds), Administration and Accounting Services (Franklin Alternative Strategies Funds), Administration and Accounting Services (Franklin Alternative Strategies Funds)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. APPENDIX I
Appears in 2 contracts
Samples: Fund Administration and Accounting Agreement (StoneCastle Financial Corp.), Fund Administration and Accounting Agreement (Metropolitan West Funds)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. _____________________ 2 Separate fees will apply for the noted services.
Appears in 2 contracts
Samples: Fund Administration and Accounting Agreement (BNY Mellon ETF Trust II), Fund Administration and Accounting Agreement (BNY Mellon ETF Trust II)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters; due diligence coordination; and periodic reasonable access to BNY Mellon's chief compliance professionals and other BNY Mellon management in order for the Fund's CCO to be able to fulfill the Fund CCO's responsibilities under Rule 38a-1.
Appears in 2 contracts
Samples: Fund Accounting Agreement (Cascades Trust), Fund Accounting Agreement (Aquila Funds Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. 2 Separate fees will apply for the noted services. SCHEDULE II Information Security
Appears in 1 contract
Samples: Fund Sub Administration and Accounting Agreement (Touchstone ETF Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. · Annually host CCO group meetings on regulatory issues and industry best practices. 2 Separate fees will apply for the noted services.
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (EGA Frontier Diversified Core Fund)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. 2 Separate fees will apply for the noted services. SCHEDULE II
Appears in 1 contract
Samples: Sub Administration and Accounting Agreement (Touchstone ETF Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereofsummaries of such policies and procedures; and periodic certification letters.. APPENDIX I
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (Bridgeway Funds Inc)
Compliance Support Services. Provide compliance policies and procedures related to certain ce1tain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 1 contract
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. · Annually host CCO group meetings on regulatory issues and industry best practices. APPENDIX I
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (THL Credit Senior Loan Fund)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (Exchange Listed Funds Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.. · Monitoring for Section 18 Asset Segregation
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (Forethought Variable Insurance Trust)
