Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 29 contracts
Samples: Fund Administration and Accounting Agreement (Versus Capital Infrastructure Income Fund), Sub Administration and Accounting Agreement (KKR US Direct Lending Fund-U), Fund Administration and Accounting Agreement (Polen Credit Opportunities Fund)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 13 contracts
Samples: Fund Administration and Accounting Agreement (BNY Mellon ETF Trust II), Fund Administration and Accounting Agreement (BNY Mellon ETF Trust II), Fund Administration and Accounting Agreement (BNY Mellon ETF Trust II)
Compliance Support Services. ● Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 10 contracts
Samples: Fund Administration and Accounting Agreement (Precidian ETFs Trust), Fund Administration and Accounting Agreement (2023 ETF Series Trust), Fund Administration and Accounting Agreement (2023 ETF Series Trust)
Compliance Support Services. o Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 4 contracts
Samples: Fund Administration and Accounting Agreement (Federated Hermes ETF Trust), Fund Administration and Accounting Agreement (Federated Hermes ETF Trust), Fund Administration and Accounting Agreement (Federated Hermes ETF Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. All regulatory services are subject to the review and approval of Fund’s Counsel.
Appears in 3 contracts
Samples: Subcontract for Fund Administration and Accounting Services (Franklin Alternative Strategies Funds), Subcontract for Fund Administration and Accounting Services (Franklin Alternative Strategies Funds), Subcontract for Fund Administration and Accounting Services (Franklin Alternative Strategies Funds)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters; due diligence coordination; and periodic reasonable access to BNY Mellon's chief compliance professionals and other BNY Mellon management in order for the Fund's CCO to be able to fulfill the Fund CCO's responsibilities under Rule 38a-1.
Appears in 2 contracts
Samples: Fund Accounting Agreement (Cascades Trust), Fund Accounting Agreement (Aquila Funds Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. 2 Separate fees will apply for the noted services.
Appears in 2 contracts
Samples: Fund Sub Administration and Accounting Agreement (Touchstone ETF Trust), Fund Sub Administration and Accounting Agreement (Touchstone ETF Trust)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. · Annually host CCO group meetings on regulatory issues and industry best practices.
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (THL Credit Senior Loan Fund)
Compliance Support Services. Provide compliance policies and procedures related to certain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereofsummaries of such policies and procedures; and periodic certification letters.
Appears in 1 contract
Samples: Fund Administration and Accounting Agreement (Bridgeway Funds Inc)
Compliance Support Services. Provide compliance policies and procedures related to certain ce1tain services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters.
Appears in 1 contract
