Financial and Related Reporting Sample Clauses

Financial and Related Reporting. BNYM shall provide the following financial reporting services: Financial Statement Preparation & Review • Prepare a Fund’s annual and semi-annual shareholder reports in accordance with U.S. GAAP for shareholder delivery and for inclusion in Form N-CSR; • Prepare a Fund’s quarterly schedule of portfolio holdings for inclusion in Form N-Q; • Prepare, circulate and control a Fund’s financial reporting production calendar; and • Prepare and coordinate the EDGARIZATION and filing of a Fund’s SEC Forms N-SAR, N-CSR, N-PX (as applicable) and N-Q and with the Fund’s financial printer.
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Financial and Related Reporting. Subject to the review and approval of Fund counsel, the Treasurer, Secretary and/or accountants of each Fund, BNYM-AIS shall provide the following financial reporting services: Financial Statement Preparation & Review • Prepare a Fund’s annual and semi-annual shareholder reports in accordance with U.S. GAAP for shareholder delivery and for inclusion in Form N-CSR; • Prepare a Fund’s quarterly schedule of portfolio holdings for inclusion in form N-Q; • Prepare, circulate and control a Fund’s financial reporting production calendar; • Prepare and coordinate the EDGARIZATION and filing of a Fund’s SEC Forms N-SAR, N-CSR and N-Q and with the Fund’s financial printer; Schedule TO • With respect to a Fund’s periodic tender offers, assist in drafting the Schedule TO and any amendments to Schedule TO and coordinate the EDGARIZATION and filing of same with the Fund’s financial printer
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Financial and Related Reporting. Subject to the review and approval of Fund counsel, the Treasurer, Secretary and/or accountants of each Fund, BNYM shall provide the following financial reporting services: Financial Statement Preparation & Review • Prepare a Fund’s annual and semi-annual shareholder reports in accordance with U.S. GAAP for shareholder delivery and for inclusion in Form N-CSR; • Prepare a Fund’s quarterly schedule of portfolio holdings for inclusion in form N-Q; • Prepare, circulate and control a Fund’s financial reporting production calendar; • Prepare and coordinate the EDGARIZATION and filing of a Fund’s SEC Forms N-SAR, N-CSR and N-Q and with the Fund’s financial printer;
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Financial and Related Reporting. Subject to the review and approval of Fund counsel, the Treasurer, Secretary, and/or independent registered public accounting firm of the Fund, BNYM shall provide the following financial reporting services: Financial Statement Preparation & Review ● Prepare the Fund’s annual and semiannual shareholder reports in accordance with U.S. GAAP for shareholder delivery and for inclusion in Form N-CSR; ● Prepare the Fund’s quarterly schedule of portfolio holdings for inclusion in form N-Q; ● Prepare, circulate and control the Fund’s financial reporting production calendar; ● Request necessary certifications and prepare and coordinate the EDGARization and filing of the Fund’s reports on Forms N-SAR, N-CSR and N-Q with the Fund’s financial printer; and ● Form N-PX Services: ● Fund will provide to BNYM proxy voting data in a form agreed upon by BNYM and the Fund; ● BNYM will draft Form N-PX, inserting proxy voting data provided by the Fund; ● BNYM will coordinate the EDGARization and filing of Form N-PX with the Fund’s financial printer; and ● BNYM is not responsible for the Fund’s maintaining voting records.
Sample 1
Financial and Related Reporting. Subject to the review and approval of Fund counsel, the Treasurer, Secretary and/or accountants of each Fund, BNYM shall provide the following financial reporting services:
Sample 1
Financial and Related Reporting. You must submit to Able Oil an annual financial statement prepared at your own expense which shall include an income statement and balance sheet prepared in accordance with generally accepted accounting principles and copies of federal and state tax returns for the Franchised Business within ninety (90) days of the completion of the fiscal year of the Franchised Business. Each annual financial statement and tax return shall be compiled by an independent certified public accounting firm and signed by you or your President or Treasurer attesting that the statement is true and correct. Able Oil also reserves the right to require you to submit to Able Oil certified financial statements for any period or periods of any fiscal year, which shall be certified by your accounting firm and attested to by your treasurer or chief financial officer, where applicable. You shall also submit to Able Oil, upon request, a copy of any of your periodic federal and state sales or income tax returns applicable to the Franchised Business.
Sample 1
Financial and Related Reporting. During the term of this Agreement, the Franchisee shall, at the Franchisee's expense, submit to the Franchisor a quarterly balance sheet and monthly profit and loss statement, which may be unaudited, for the Franchised Business in the form prescribed by the Franchisor. The report shall include, but not be limited to, a statement of the sources of all income. The report shall be due within fifteen (15) days of the end of each month of each year for which the Franchised Business is open for business to the general public pursuant to the terms of this Agreement. The Franchisee shall also submit, at the Franchisee's expense, an annual financial statement which shall include an income statement and balance sheet prepared in accordance with generally accepted accounting principles and copies of federal and state tax returns for the Franchisee within ninety (90) days of the completion of the fiscal year of the Franchise.
Sample 1
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Financial and Related Reporting. During the term of this Agreement, the Licensees shall, at the Licensees' expense, submit to the Licensor an annual financial statement which shall include an income statement and balance sheet prepared in accordance with generally accepted accounting principles and copies of federal and state tax returns for the Licensees within ninety (90) days of the completion of the fiscal year of the Licensees. Each annual financial statement and tax return shall be compiled by an independent certified public accounting firm and signed by the Licensees attesting that the statement is true and correct. The Licensor also reserves the right to require the Licensees to submit to the Licensor certified financial statements for any period or periods of any fiscal year, which shall be certified by the Licensees' accounting firm and attested to by the Licensees. In addition, Licensees shall submit exact copies of the Licensees' invoices for goods purchased from suppliers and copies of the Licensees' operating reports to its landlord, immediately following the Licensor's request for such information.
Sample 1
Financial and Related Reporting 
Sample 1

Related to Financial and Related Reporting

  • Financial Information and Reporting (a) The Company will maintain true books and records of account in which full and correct entries will be made of all its business transactions pursuant to a system of accounting established and administered in accordance with generally accepted accounting principles consistently applied (except as noted therein or as disclosed to the recipients thereof), and will set aside on its books all such proper accruals and reserves as shall be required under generally accepted accounting principles consistently applied.

  • Information and Reporting The Adviser shall provide the Trust and its respective officers with such periodic reports concerning the obligations the Adviser has assumed under this Agreement as the Trust may from time to time reasonably request.

  • Accounting and Reporting SECTION 7.1 LESSEE agrees to furnish to KCS audited copies of the financial reports of Watco Companies, Inc. or any company which directly or indirectly owns a majority interest in LESSEE audited by an independent accounting firm on an annual basis on or before May 1 of each year for the term of this lease. Copies of unaudited financial reports pertaining to LESSEE and the Leased Premises prepared in the normal course of LESSEE’s business shall be provided to Lessor on a quarterly basis. KCS shall take the same precautions to protect the confidentiality of non-public financial information provided under this Section that it uses to protect its own confidential non-public financial information.

  • Financial and Tax Reporting A. Prepare management reports and Board of Trustees materials, such as unaudited financial statements and summaries of dividends and distributions.

  • Basic Financial Information and Reporting (a) The Company will maintain true books and records of account in which full and correct entries will be made of all its business transactions pursuant to a system of accounting established and administered in accordance with generally accepted accounting principles consistently applied, and will set aside on its books all such proper accruals and reserves as shall be required under generally accepted accounting principles consistently applied.

  • Financial and Business Information The Company shall deliver to each holder of Notes that is an Institutional Investor:

  • Record Keeping and Reporting 2.8. The Buyer agrees that during the period whilst further Contingent Consideration is payable in accordance with this Schedule 5 it shall, and shall procure that each other Buyer’s Group Undertaking shall:

  • Information and Reporting Requirements 57 7.1 Financial and Business Information............................................................................. 57 7.2

  • Monitoring and Reporting Monitoring shareholder transactions and identifying and reporting suspicious activities that are required to be so identified and reported, including suspicious activity reports or Form 8300 reports, and provide other reports of shareholder activity to the Securities and Exchange Commission, the U.S. Treasury Department, the Internal Revenue Service, and other appropriate authorities, in each case consistent with the Unified AML Program.

  • Accounting and Reports (a) The Fund shall adopt for tax accounting purposes any accounting method that the Board of Managers shall decide in its sole discretion is in the best interests of the Fund. The Fund's accounts shall be maintained in U.S. currency.

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