Compliance with Limits Sample Clauses

Compliance with Limits. The undersigned will not, either alone or in concert with others, violate the positions or exercise limits which applicable exchanges or clearing houses may set from time to time.
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Compliance with Limits. The Merchant shall observe all Transaction Limits set out in the Merchant Application or otherwise notified to the Merchant by the Bank from time to time with respect to all Card Transactions. The Bank may vary or establish new Transaction Limits from time to time in its absolute discretion and Merchant agrees to promptly comply with such Transaction Limits as varied or established by the Bank.
Sample 1
Compliance with Limits. The Trading Advisor shall not enter into or own, hold, or control any position in any Financial Instrument or control any other Financial Instrument account (either alone or aggregated with the positions of any other person if such aggregation shall be required by any law, rule, regulation or any regulatory or self-regulatory authority having jurisdiction) or render trading advice to any other person or otherwise engage in activity which would cause Series J or the Trading Advisor to be in violation of any applicable position limits (“Limits”).
Sample 1
Compliance with Limits. The Trading Advisor shall not enter into or own, hold, or control any position in any Financial Instrument or control any other Financial Instrument account (either alone or aggregated with the positions of any other person if such aggregation shall be required by any law, rule, regulation or any regulatory or self-regulatory authority having jurisdiction) or render trading advice to any other person or otherwise engage in activity which would cause Series J or the Trading Advisor to be in violation of any applicable position limits (“Limits”), provided that for purposes of this Section 7(a) the Trading Advisor shall not be required to aggregate the positions managed by any other trading advisor for the Managing Owner, Series J or any other series, if any, of the Trust. The Managing Owner represents that the trading engaged in by the other trading advisors for the Managing Owner, Series J or any other series, if any, of the Trust is not required to be aggregated with the Trading Advisor’s trading on behalf of Series J under the CE Act or applicable exchange rules.
Sample 1

Related to Compliance with Limits

  • Compliance with FCPA Each of the Credit Parties and their Subsidiaries is in compliance with the Foreign Corrupt Practices Act, 15 U.S.C. §§ 78dd-1, et seq., and any foreign counterpart thereto. None of the Credit Parties or their Subsidiaries has made a payment, offering, or promise to pay, or authorized the payment of, money or anything of value (a) in order to assist in obtaining or retaining business for or with, or directing business to, any foreign official, foreign political party, party official or candidate for foreign political office, (b) to a foreign official, foreign political party or party official or any candidate for foreign political office, and (c) with the intent to induce the recipient to misuse his or her official position to direct business wrongfully to such Credit Party or its Subsidiary or to any other Person, in violation of the Foreign Corrupt Practices Act, 15 U.S.C. §§ 78dd-1, et seq.

  • Compliance with OFAC None of the Company and its Subsidiaries or, to the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company and its Subsidiaries or any other person acting on behalf of the Company and its Subsidiaries, is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury (“OFAC”), and the Company will not, directly or indirectly, use the proceeds of the Offering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.

  • Compliance with Local Laws Any resale of the Securities during the ‘distribution compliance period’ as defined in Rule 902(f) to Regulation S shall only be made in compliance with exemptions from registration afforded by Regulation S. Further, any such sale of the Securities in any jurisdiction outside of the United States will be made in compliance with the securities laws of such jurisdiction. The Investor will not offer to sell or sell the Securities in any jurisdiction unless the Investor obtains all required consents, if any.

  • Compliance with Rules To comply with, and to require the Contractors to comply with, all rules, regulations, ordinances and laws bearing on the conduct of the work on the Improvements, including the requirements of any insurer issuing coverage on the Project and the requirements of any applicable supervising boards of fire underwriters.

  • Compliance with Law, Etc No Loan Party or any of its Subsidiaries is in violation of (i) any of its Governing Documents, (ii) any Requirement of Law, or (iii) any material term of any Contractual Obligation (including, without limitation, any Material Contract) binding on or otherwise affecting it or any of its properties, and no default or event of default has occurred and is continuing thereunder.

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