Position Limits definition
Position Limits means the limits applied from time to time by the Exchange whether generally or in relation to a particular Member Firm imposing limits on the number of Contracts of any type that may be held by a Member Firm;
Position Limits. We may, in our absolute discretion, require you to limit the number of open positions which you may have with us at any time and/or only allow you to enter into closing transactions or we may close out any one or more positions or reverse Transactions and/or Contracts in order to ensure that the position limits we have imposed are maintained.
Position Limits means a preset level of ownership established by exchanges or regulators that limits the number of shares or derivative contracts that a trader, or any affiliated group of traders and investors, may own
Examples of Position Limits in a sentence
The Client is advised to read the Guidance Note on Position Limits and Large Open Position Reporting Requirements issued by the SFC which can be downloaded from the SFC’s website at ▇▇▇.▇▇▇.▇▇.
Please refer to the Position Limits and LOPR Rules and the Guidance Notes for more details and respective requirements.
Contract Type Limits and Position Limits may be more restrictive than the limits imposed under Applicable Law (if any) and, with respect to Position Limits, may be set to zero.
For the avoidance of doubt, DBSI may set different Position Limits for one or more types of Contracts.
DBSI may require Customer to liquidate any open positions carried in the Account in order to comply with such Contract Type Limits or Aggregate Position Limits (as they may be amended from time to time) or may refuse to accept any order of Customer establishing a new position in order to comply with such Contract Type Limits or Position Limits (as they may be amended from time to time).
More Definitions of Position Limits
Position Limits has the meaning set out in Clause 22(d).
Position Limits means a preset ownership levels established by exchanges or regulators that
Position Limits means the limits applied from time to time by t2e whether generally or in relation to a particular Participant imposing limits on the value of Environmental Commodities (either in monetary or tonnage terms or as otherwise appropriate) of any type which may be registered in an Account;
Position Limits means the limits applied from time to time by Turquoise whether generally or in relation to a particular Member imposing limits on the number of Contracts of any type which may be executed by a Member;
Position Limits. NAFDAK may, in its absolute discretion, require you to limit the number of open positions which you may have with the company at any time and/or only allow you to enter into closing transactions or it may close out any one or more positions or reverse Transactions and/or Contracts in order to ensure that the position limits that have been imposed are maintained.
Position Limits. We may require you to limit the number of Open Positions which you may have with us at any time and we may in our sole discretion close out any one or more Transactions in order to ensure that such position limits are maintained. Trade Reporting: Under Applicable Regulations, we may be obliged to make information about certain Transactions public. You agree and acknowledge that any and all proprietary rights in such Transaction information are owned by us and you waive any duty of confidentiality attaching to the information which we reasonably disclose. ACCOUNT OPENING Account Establishment: An Account must be opened prior to entering into any Transaction with us. No Orders can be placed until an Account has been opened and cleared Funds received. Without prejudice to the foregoing, if we permit you to place an order notwithstanding that an Account has not been opened, or cleared Funds received, this shall not limit your liability to us pursuant to this Agreement in respect of the Order placed. We may, at our absolute discretion, refuse to accept you as a client for whatever reason but will notify you of any such refusal, without giving any reasons, promptly following your application. Credit Assessment: To assess your creditworthiness, manage credit risk and to prevent fraud (or other criminal activity) you acknowledge and agree that we or agents acting on our behalf may: make periodic searches and enquiries about you and any related party at credit reference agencies and your employers, if applicable; disclose information to organisations involved in fraud prevention; and investigate any current and past investment activity and obtain information in connection therewith and disclose information to other dealers, or investment managers which deal in or manage investments for clients, concerning any payment or security default or concerning any investment which is related to or connected with the Transactions.
Position Limits means any limit or condition communicated by OTC Clearing Member to Customer and Executing Party on the Agreed OTC Transactions it will accept for give-up, clearing and settlement for Customer’s Account.