Control and Compliance Sample Clauses

Control and Compliance. (1) Audit certain data and transactions of the Fund's custodian, transfer agent(s) and investment adviser by engaging in the following:
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Control and Compliance. (a) It is the intention of the parties that the management and operation of the System and the Business of the Owner be in compliance with the pertinent rules, regulations and policies of Polish law. Nothing in this Agreement shall serve, or shall be construed to serve, to prevent or hinder the Owner from retaining and exercising full and complete control over the System and the Business of the Owner, including but not limited to its assets, its policies and practices, its personnel and the advertising and broadcast on the System. In the event that the Polish government indicates to Owner, by formal or informal means, that any term or provision of this Agreement is objectionable under Polish law, the parties shall promptly make reasonable efforts to modify this Agreement to the extent necessary to remove the objection of the Polish government.
Control and Compliance 

Related to Control and Compliance

  • Performance and Compliance Purchaser shall have performed all of the covenants and complied, in all material respects, with all the provisions required by this Agreement to be performed or complied with by it on or before the Closing.

  • Legal and Regulatory Compliance The Consultant shall perform all services and prepare documents in compliance with the applicable requirements of laws, codes, rules, regulations, ordinances, and standards.

  • General Compliance This Agreement is intended to comply with Section 409A or an exemption thereunder and shall be construed and administered in accordance with Section 409A. Notwithstanding any other provision of this Agreement, payments provided under this Agreement may only be made upon an event and in a manner that complies with Section 409A or an applicable exemption. Any payments under this Agreement that may be excluded from Section 409A either as separation pay due to an involuntary separation from service or as a short-term deferral shall be excluded from Section 409A to the maximum extent possible. For purposes of Section 409A, each installment payment provided under this Agreement shall be treated as a separate payment. Any payments to be made under this Agreement upon a termination of employment shall only be made upon a “separation from service” under Section 409A. Notwithstanding the foregoing, the Company makes no representations that the payments and benefits provided under this Agreement comply with Section 409A, and in no event shall the Company be liable for all or any portion of any taxes, penalties, interest, or other expenses that may be incurred by the Executive on account of non-compliance with Section 409A.

  • Permits and Compliance 15 Section 3.9

  • Reporting Compliance The Company is subject to, and is in compliance in all material respects with, the reporting requirements of Section 13 and Section 15(d), as applicable, of the Exchange Act.

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