Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS") at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT") under an escrow agreement, a form of which is attached to this Agreement as Exhibit "A" (the "ESCROW AGREEMENT"), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership. (b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"): (i) receipt and acceptance of subscriptions for 600,000 Units; (ii) 2005, if subscriptions for 20,000 Units ($2,000,000), excluding Units sold to the General Partner and its "AFFILIATES," as that term is defined in the Partnership Agreement, and to Iowa and Pennsylvania residents and after any discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"), have not been received and accepted by that date; or (iii) 2006; provided, however, no subscriptions will be accepted after _____________, 2005 from subscribers in any jurisdiction in which renewal, requalification or other consent by a securities administrator to the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem Securities, Inc. 1 Dealer-Manager Agreement
Appears in 2 contracts
Samples: Dealer Manager Agreement (Lease Equity Appreciation Fund II, L.P.), Dealer Manager Agreement (Lease Equity Appreciation Fund II, L.P.)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests the units in the Partnership (the "UNITSUnits") at a price of $100 per Unit, Unit subject to the discounts set forth in Section 4(c) of this Agreement for certain investors (the "OFFERING")investors. Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that such term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNTEscrow Account") under pursuant to an escrow agreement, a form of which is attached to this Agreement hereto as Exhibit "A" (the "ESCROW AGREEMENTEscrow Agreement"), ) until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, Amount (as that such term is defined below in paragraph (b) belowthis Section 1). At that timeUpon such receipt and acceptance, the Escrow Account will terminate and the subscription proceeds will shall be delivered to the Partnership.
(b) . No subscriptions to the Partnership will be accepted after whichever of the following events occurs first first, (the "OFFERING TERMINATION DATEOffering Termination Date"):
(ia) receipt and acceptance of subscriptions for 600,000 of 500,000 Units;
(iib) 20052003, if subscriptions for 20,000 Units ($2,000,000)Units, excluding Units sold to the General Partner and its "AFFILIATES," as that term is defined in the Partnership Agreement, affiliates and to Iowa and Pennsylvania residents and after any discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNTMinimum Offering Amount"), have not been received and accepted by that such date; or
(iiic) 20062004; provided, however, no subscriptions will be accepted after _____________, 2005 2003 from subscribers in any jurisdiction in which renewal, requalification or other consent by a securities administrator to the continuance of the registration or qualification of the Offering offering is required, unless the renewal, such renewal or requalification or other consent has been obtained. Anthem Securities, Inc. 1 Dealer-Manager Agreement.
Appears in 1 contract
Samples: Dealer Manager Agreement (Lease Equity Appreciation Fund I Lp)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS"“Units”) at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"“Offering”). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT"“Escrow Account”) under an escrow agreement, a form of which is attached to this Agreement as Exhibit "“A" ” (the "ESCROW AGREEMENT"“Escrow Agreement”), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership.
(b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"“Offering Termination Date”):
(i) receipt and acceptance of subscriptions for 600,000 Units1,200,000 Units ($120 million);
(ii) 2005200__, if subscriptions for 20,000 Units ($2,000,0002 million), excluding Units sold to the General Partner and its "AFFILIATES“Affiliates," ” as that term is defined in the Partnership Agreement, and Units sold to Iowa and Pennsylvania residents and after any the subscription price discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"“Minimum Offering Amount”), have not been received and accepted by that date; or
(iii) 2006200__; provided, however, no subscriptions will be accepted after _____________, 2005 200__ from subscribers in any jurisdiction in which renewal, requalification or other consent by a securities administrator to the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem Xxxxxxxx Securities, Inc. 1 Dealer-Manager Agreement
Appears in 1 contract
Samples: Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS"“Units”) at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"“Offering”). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT"“Escrow Account”) under an escrow agreement, a form of which is attached to this Agreement as Exhibit "“A" ” (the "ESCROW AGREEMENT"“Escrow Agreement”), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership.
(b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"“Offering Termination Date”):
(i) receipt and acceptance of subscriptions for 600,000 Units1,200,000 Units ($120 million);
(ii) 2005200__, if subscriptions for 20,000 Units ($2,000,0002 million), excluding Units sold to the General Partner and its "AFFILIATES“Affiliates," ” as that term is defined in the Partnership Agreement, and Units sold to Iowa and Pennsylvania residents and after any the subscription price discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"“Minimum Offering Amount”), have not been received and accepted by that date; or
(iii) 2006200__; provided, however, no subscriptions will be accepted after _____________, 2005 200__ from subscribers in any jurisdiction in which renewal, requalification or other consent by a securities administrator to the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem Xxxxxxxx Securities, Inc. 1 Dealer-Manager Agreement
Appears in 1 contract
Samples: Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS"“Units”) at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"“Offering”). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT"“Escrow Account”) under an escrow agreement, a form of which is attached to this Agreement as Exhibit "“A" ” (the "ESCROW AGREEMENT"“Escrow Agreement”), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership.
(b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"“Offering Termination Date”):
(i) receipt and acceptance of subscriptions for 600,000 Units1,200,000 Units ($120 million);
(ii) 2005200__, if subscriptions for 20,000 Units ($2,000,0002 million), excluding Units sold to the General Partner and its "AFFILIATES“Affiliates," ” as that term is defined in the Partnership Agreement, and Units sold to Iowa and Pennsylvania residents and after any the subscription price discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"“Minimum Offering Amount”), have not been received and accepted by that date; or
(iii) 2006200__; provided, however, no subscriptions will be accepted after _____________, 2005 200__ from subscribers in any jurisdiction in which renewal, requalification or other consent by a securities administrator to Xxxxxxxx Securities, Inc. 1 Dealer-Manager Agreement the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem Securities, Inc. 1 Dealer-Manager Agreement.
Appears in 1 contract
Samples: Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS") at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT") under an escrow agreement, a form of which is attached to this Agreement as Exhibit "A" (the "ESCROW AGREEMENT"), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership.
(b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"):
(i) receipt and acceptance of subscriptions for 600,000 Units;
(ii) 2005, if subscriptions for 20,000 Units ($2,000,000), excluding Units sold to the General Partner and its "AFFILIATES," as that term is defined in the Partnership Agreement, and to Iowa and Pennsylvania residents and after any discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"), have not been received and accepted by that date; or
(iii) 2006; provided, however, no subscriptions will be accepted after _____________, 2005 from subscribers in any jurisdiction in which renewal, requalification or other consent by a securities administrator to the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem SecuritiesXxxxx Funding, Inc. 1 Dealer-Manager AgreementAgreement 2
Appears in 1 contract
Samples: Dealer Manager Agreement (Lease Equity Appreciation Fund II, L.P.)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS"“Units”) at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"“Offering”). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT"“Escrow Account”) under an escrow agreement, a the form of which is attached to this Agreement as Exhibit "“A" ” (the "ESCROW AGREEMENT"“Escrow Agreement”), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership.
(b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"“Offering Termination Date”):
(i) receipt and acceptance of subscriptions for 600,000 Units2,000,000 Units ($200 million);
(ii) 20052009, if subscriptions for 20,000 Units ($2,000,0002 million), excluding Units sold to the General Partner and its "AFFILIATES“Affiliates," ” as that term is defined in the Partnership Agreement, and as that term is defined in Section 2(f), Units sold to Iowa and Pennsylvania residents and after any the subscription price discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"“Minimum Offering Amount”), have not been received and accepted by that date; or
(iii) 20062010, if the Minimum Offering has been received and accepted by , 2009; provided, however, no subscriptions will be accepted after _____________, 2005 2009 from subscribers in any jurisdiction in which renewal, requalification or other consent by a Cxxxxxxx Securities, Inc. Dealer-Manager Agreement securities administrator to the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem Securities, Inc. 1 Dealer-Manager Agreement.
Appears in 1 contract
Samples: Dealer Manager Agreement (LEAF Equipment Finance Fund 4, L.P.)
Description of Units. (a) The Partnership proposes to issue and sell limited partner interests in the Partnership (the "UNITS"“Units”) at a price of $100 per Unit, subject to the discounts set forth in Section 4(c) for certain investors (the "OFFERING"“Offering”). Except as provided in Section 4(f) relating to the Iowa and Pennsylvania Escrow Account, as that term is defined therein, the proceeds of any sales of the Units will be held in an escrow account (the "ESCROW ACCOUNT"“Escrow Account”) under an escrow agreement, a the form of which is attached to this Agreement as Exhibit "“A" ” (the "ESCROW AGREEMENT"“Escrow Agreement”), until the Partnership has received and accepted subscriptions for the Minimum Offering Amount, as that term is defined in paragraph (b) below. At that time, the Escrow Account will terminate and the subscription proceeds will be delivered to the Partnership.
(b) No subscriptions to the Partnership will be accepted after whichever of the following events occurs first (the "OFFERING TERMINATION DATE"“Offering Termination Date”):
(i) receipt and acceptance of subscriptions for 600,000 Units2,000,000 Units ($200 million);
(ii) 20052009, if subscriptions for 20,000 Units ($2,000,0002 million), excluding Units sold to the General Partner and its "AFFILIATES“Affiliates," ” as that term is defined in the Partnership Agreement, and as that term is defined in Section 2(f), Units sold to Iowa and Pennsylvania residents and after any the subscription price discounts set forth in Section 4(c) for certain investors (the "MINIMUM OFFERING AMOUNT"“Minimum Offering Amount”), have not been received and accepted by that date; or
(iii) 20062010, if the Minimum Offering has been received and accepted by , 2009; provided, however, no subscriptions will be accepted after _____________, 2005 2009 from subscribers in any jurisdiction in which renewal, requalification or other consent by a Xxxxxxxx Securities, Inc. Dealer-Manager Agreement securities administrator to the continuance of the registration or qualification of the Offering is required, unless the renewal, requalification or other consent has been obtained. Anthem Securities, Inc. 1 Dealer-Manager Agreement.
Appears in 1 contract
Samples: Dealer Manager Agreement (LEAF Equipment Finance Fund 4, L.P.)