Escalate to a Senior Officer Sample Clauses

Escalate to a Senior Officer. If your complaint is unresolved after following Step 1 or involves the conduct, standards or practices of the firm or its registered employees that are the subject of securities laws, rules or regulations, you may escalate to the Designated Complaints Officer, listed below: BMO Xxxxxxx Xxxxx, Retail Compliance Attention: Designated Complaints Officer 1 First Canadian Place P .O . Box 150 Toronto, ON M5X 1A1 Call: 0-000-000-0000 Within five (5) business days of receiving the complaint, the Compliance department will acknowledge receipt of your complaint in the form of a letter . The letter will provide you with the contact information for the person responsible for reviewing your concerns . It is the Compliance department’s goal to resolve the complaint within 90 days of receipt of the complaint letter . If it appears the complaint will not be resolved within 90 days, as may be the case when dealing with more complex complaints, the Compliance department will send a second letter advising you of the anticipated response date . All complaints will receive a substantive response letter . The letter will provide an outline of issues raised in your complaint and the firm’s findings . The letter will also address any requests for compensation . You will also be provided with additional information regarding your options to escalate your concerns further in the event that you are not satisfied with the outcome of the review . This includes the contact information for the BMO Financial Group’s Ombudsman Office, the Ombudsman for Banking Services and Investments ("OBSI") and IIROC .
Sample 1
AutoNDA by SimpleDocs
Escalate to a Senior Officer. If your complaint is unresolved after following Step 1, you may escalate to the appropriate business group Senior Officer, listed below: X.X.Xxx 3400 RPO Streetsville Mississauga, ON L5M 0S9 Call: 0-000-000-0000 Fax: 0-000-000-0000
Sample 1

Related to Escalate to a Senior Officer

  • CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER CERTIFICATION The undersigned Chief Executive Officer and Chief Fiscal Officer of the Recipient, as both are designated in Appendix B of the Agreement, hereby request the Director to disburse financial assistance moneys made available to Project in Appendix C of the Agreement (inclusive of any amendment thereto) to the payee as identified below in the amount so indicated which amount equals the product of the Disbursement Ratio and the dollar value of the attached cost documentation which was properly billed to the Recipient in exclusive connection with the performance of the Project. The undersigned further certify that:

  • President and Chief Executive Officer The president shall be the chief executive officer of the Trust, unless the Board of Trustees designates the chairman as chief executive officer. The chief executive officer shall see that all orders and resolutions of the Board of Trustees are carried into effect. The chief executive officer shall also be the chief administrative officer of the Trust and shall perform such other duties and have such other powers as the Board of Trustees may from time to time prescribe.

  • Chief Executive Officer The Chief Executive Officer shall, under the direction of the Member and Board of Managers, perform all duties incident to the office of Chief Executive Officer, have general charge of the business, affairs and property of the LLC and general supervision over the other Officers and any of the LLC's employees and agents and see that all orders and resolutions of the LLC are carried into effect.

  • OFFICER AND CHIEF FINANCIAL OFFICER CERTIFICATION Pursuant to Section 6(b) and 6(c) of the Agreement, the undersigned Chief Executive Officer and Chief Fiscal Officer of the Recipient, as both are designated in Appendix B of the Agreement, hereby request the Director to disburse financial assistance moneys made available to Project in Appendix C of the Agreement (inclusive of any amendment thereto) to the payee as identified below in the amount so indicated which amount equals the product of the Disbursement Ratio and the dollar value of the attached cost documentation which was properly billed to the Recipient in exclusive connection with the performance of the Project, or, in the case of a final disbursement request, the amount entered at Line V of this Appendix E. The undersigned further certify that:

  • Resignation as Officer or Director Upon a termination of employment for any reason, Executive shall, resign each position (if any) that Executive then holds as an officer or director of the Company and any of its affiliates. Executive’s execution of this Agreement shall be deemed the grant by Executive to the officers of the Company of a limited power of attorney to sign in Executive’s name and on Executive’s behalf any such documentation as may be required to be executed solely for the limited purposes of effectuating such resignations.

  • EEO Officer The contractor will designate and make known to the contracting officers an EEO Officer who will have the responsibility for and must be capable of effectively administering and promoting an active EEO program and who must be assigned adequate authority and responsibility to do so.

  • Certificate of Chief Financial Officer On the date of this Agreement and on the Closing Date or the Additional Closing Date, as the case may be, the Company shall have furnished to the Representatives a certificate, dated the respective dates of delivery thereof and addressed to the Underwriters, of its chief financial officer with respect to certain financial data contained in the Pricing Disclosure Package and the Prospectus, providing “management comfort” with respect to such information, in form and substance reasonably satisfactory to the Representatives.

  • Vice Chairman In the absence of the Chairman of the Board, the Vice Chairman shall preside at all meetings of the Board of Directors and of the unitholders of the MLP; and he shall have such other powers and duties as from time to time may be assigned to him by the Board of Directors.

  • Chief Operating Officer The Chief Operating Officer shall be responsible for managing the day to day operations of the Company and shall see to it that all orders of the Chief Executive Officer are carried into effect.

  • Officer An officer of Kaydon (or any related entity) with annual compensation greater than $150,000 in 2008 (as adjusted for future years as provided in Section 416 of the Internal Revenue Code);

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!