Financial Advisory Agreement. On the Closing Date, the Company shall execute a Financial Advisory Agreement with you for services, which shall include without limitation (i) advising the Company in connection with possible acquisitions (ii) facilitating shareholder communications and relations, including the preparation of the Company's annual report and (iii) advising and assisting the Company with long-term financial planning, corporate reorganization, expansion and capital structure and other financial matters. Such agreement shall have a term of two years and provide for compensation of $2,000 per month which amount shall be prepaid in full on the Closing Date. The Financial Advisory Agreement shall further provide that during the term of such agreement, in the event that you (i) introduce, negotiate or arrange on the Company's behalf a non-public equity financing or (ii) arrange on the Company's behalf a non-public debt financing or (iii) arrange for the purchase or sale of assets, or for a merger acquisition or joint venture for the Company, then the Company will compensate you (based on the Transaction Value, as defined below) for such services in an amount equal to: 5% on the first $1,000,000 of the Transaction Value; 4% on the amount from $1,000,001 to $2,000,000; 3% on the amount from $2,000,001 to $3,000,000; 2% on the amount from $3,000,001 to $4,000,000; 1% on the amount from $4,000,001 to $5,000,000; 1% on the amount in excess of $5,000,000.
Financial Advisory Agreement. The Company has entered into the Financial Advisory Agreement with the Representative (the “Advisory Agreement”), in form and substance satisfactory to the Representative, whereby FBW will serve as our exclusive financial advisor in connection with a Business Combination for a period of two years from the effective date of this offering.
Financial Advisory Agreement. Intentionally Omitted.
Financial Advisory Agreement. The Financial Advisory Agreement between Buyer and Keating Securities, LLC, in xxx xxxm of Exhibit B hereto, has been duly authorized and approved by Buyer's board of directors.
Financial Advisory Agreement. On or prior to the Final Initial Closing Date, the Company shall have entered into a Financial Advisory Agreement with The Fund LLC pursuant to which The Fund LLC shall provide services related to financial advice, mergers and acquisitions, capital formation and corporate finance, business advisory and related matters to the Company.
Financial Advisory Agreement. As of the date hereof, the Company and Xxxxxx have entered into a financial advisory agreement pursuant to which, among other things, the Company has agreed to pay Xxxxxx a fee equal to 3% of the aggregate consideration paid in connection with a transaction consummated by the Company with a third party if such third party was introduced to the Company by Xxxxxx and such transaction is consummated within 24 months after the date of such introduction.
Financial Advisory Agreement. On the Closing Date, the Company will enter into a Financial Advisory Agreement with HCFP in the form filed with the Commission as an exhibit to the Registration Statement pursuant to which HCFP shall receive an aggregate consulting fee of $60,000 for a six-month period following the Effective Date ("Financial Consulting Agreement"). These fees shall be paid in advance on the Closing Date.
Financial Advisory Agreement. Holdco, the other Acquiring Companies and certain Acquired Companies shall execute and deliver to Hicks, Muse & Co. Partners, L.P. a financxxx xdvisory agreement in the form attached hereto as Exhibit 4.1.1(xii) (the "Financial Advisory Agreement").
Financial Advisory Agreement. Upon the Final Closing Date, the Company and the Placement Agent will agree to an eighteen month extension of the Financial Advisory Agreement currently in effect between the Placement Agent and the Company, pursuant to which the Placement Agent is engaged as the Company's non-exclusive financial advisor. Such engagement will provide that the Placement Agent will receive (i) a monthly retainer of $2,500, (ii) out-of-pocket expenses and (iii) standard success fees. In addition, pursuant to the Financial Advisory Agreement, the Company will sell to the Placement Agent and/or its designees, for $.001 per option, options (the "Advisory Options") to acquire a number of newly issued Units equal to 15% of the Units issued in the Offering, exercisable for a period of ten years commencing six months after the Closing Date at an exercise price equal to 110% of the initial offering price of the Units. The Advisory Options will contain a cashless exercise feature, antidilution provisions and the right to have the Common Stock issuable upon exercise of the Warrants underlying the Advisory Options, such Warrants and the Common Stock issuable upon conversion of the Preferred Stock underlying the Advisory Options included in the Shelf Registration Statement and will otherwise have features identical to the Unit Purchase Options. The Company agrees with the Placement Agent and its successors and assigns that the securities underlying the Advisory Options will not be subject to redemption by the Company nor will they be callable or mandatorily convertible by the Company.
Financial Advisory Agreement. On the Closing Date, the Company shall execute a Financial Advisory Agreement with the Representatives for financial consulting services, which may include (i) advising the Company in connection with possible acquisitions (ii) facilitating shareholder communications and relations, and (iii) advising and assisting the Company with long-term financial planning, corporate reorganization, expansion and capital structure and other financial matters. Such agreement shall have a term of two years and provide for compensation of $23,500 per year which amount shall be prepaid in full on the Closing Date. The Financial Advisory Agreement shall further provide that if a Representative, directly or indirectly, introduces the Company, during the term of such agreement, to any person or entity that during the term thereof or within 18 months following the term thereof, provides any investment capital, loan or any other equity or debt financing to the Company or any affiliate thereof, or becomes a party to a merger, acquisition, joint venture, private placement or other similar transaction with the Company or any affiliate thereof, then the Company shall pay to such Representative a cash finder's fee. Each cash finder's fee payable to a Representative under this Agreement shall be calculated as a percentage of the Transaction Value (as defined herein and therein) in accordance with the following scale: 6% on the first $5,000,000 of the Transaction Value; 5% on the amount from $5,000,001 to $6,000,000; 4% on the amount from $6,000,001 to $7,000,000; 3% on the amount from $7,000,001 to $8,000,000; 2% on the amount from $8,000,001 to $9,000,000; 1% on the amount in excess of $9,000,000.
