Form of Unit Certificates Sample Clauses

Form of Unit Certificates. Each Unit Certificate referred to in Section 2.3 is, and each Unit Certificate hereafter issued shall be, in substantially the form hereinabove recited, numbered serially for identification, transferable only on the books of the Trustee as herein provided, executed in facsimile by the Chairman, President or one of the Vice Presidents of the Depositor-Sponsor and manually by an authorized officer of the Trustee dated the date of execution and delivery by the Trustee.
Sample 1
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Form of Unit Certificates. Unit Certificates ------------------------- representing Units offered and sold in reliance on Rule 144A shall be issued initially in the form of one or more permanent Global Units (the "Global ------ Units"). Units offered and sold in reliance on any other exemption from ----- registration under the Securities Act other than as described in the preceding sentence shall be issued in the form of definitive Unit Certificates (the "Definitive Units"). The Unit Certificates evidencing the Global Units or the ---------------- Definitive Units to be delivered pursuant to this Agreement shall be substantially in the form set forth in Exhibit A attached hereto (in the case of --------- the Global Units, including footnote 1 thereto). Such Global Units shall represent such of the outstanding Units as shall be specified therein and each shall provide that it shall represent the aggregate amount of outstanding Units from time to time endorsed thereon and that the aggregate amount of outstanding Units represented thereby may from time to time be reduced or increased, as appropriate. Any endorsement of a Global Unit to reflect the amount of any increase or decrease in the amount of outstanding Units represented thereby shall be made by the Unit Agent and Depositary (as defined below) in accordance with instructions given by the holder thereof. The Depository Trust Company shall act as the Depositary (the "Depositary") with respect to the Global Units ---------- until a successor shall be appointed by the Company. Upon written request, a Unit holder may receive from the Unit Agent Definitive Units as set forth in Section 1.08 hereof.
Sample 1
Form of Unit Certificates. 4 2.4. Execution of Unit Certificates........................................................................5 2.5. Form of Warrant Certificates..........................................................................5 2.6. Execution of Warrant Certificates.....................................................................5 2.7. Exchange of Unit Certificates.........................................................................5 2.8. Transfer of Units and Warrants........................................................................6 ARTICLE III WARRANT EXERCISE PRICE AND EXERCISE OF WARRANTS....................................................6 3.1.
Sample 1
Form of Unit Certificates. The Unit Certificates shall be issued in registered form only and, together with the assignment form to be printed on the reverse thereof, shall be substantially in the form of Exhibit A attached hereto and, in addition, may have such letters, numbers or other marks of identification or designation and such legends, summaries or endorsements stamped, printed, lithographed or engraved thereon as the Company may deem appropriate and as are not inconsistent with the provisions of this Agreement or as, in any particular case, may be required, in the opinion of counsel for the Company, to comply with any law or with any rule or regulation of any regulatory authority or agency made pursuant thereto or with any rule or regulation of the NASD, AMEX or any stock exchange or automated quotation
Sample 1
Form of Unit Certificates. The Unit Certificates will be issued in global form substantially in the form of Exhibit A hereto. The Unit Certificates may have notations, legends or endorsements required by law, stock exchange rule or usage; provided, that any such notations, legends or endorsements are in a form acceptable to the Company. Each Unit Certificate shall be dated the date of its issuance and shall show the date of its countersignature. The terms and provisions contained in the Units, annexed hereto as Exhibit A, shall constitute, and are hereby expressly made, a part of this Agreement. The Company, the Holders of the Units and the Unit Agent, by their execution and delivery of this Agreement (or their acceptance of Units transferred to them), expressly agree to such terms and provisions and to be bound thereby. However, to the extent any provision of any Unit conflicts with the express provisions of this Agreement, the provisions of this Agreement shall govern and be controlling. The Units will be issued by the Company in reliance on Section 4(2) of the Securities Act. Units may thereafter be transferred to, among others, QIBs, IAIs and purchasers in reliance on Regulation S, subject to the restrictions on transfer set forth herein. Units resold pursuant to Rule 144A shall be issued initially in the form of a permanent global Unit in fully registered form (the “Rule 144A Global Unit”); Units resold to IAIs shall be issued in the form of a permanent global Unit in fully registered form (the “IAI Global Unit”); and Units resold pursuant to Regulation S shall be issued in the form of a permanent global Unit in fully registered form (the “Regulation S Global Unit”), in each case with the global securities legend and the applicable restricted securities legend set forth in Exhibit A hereto, which shall be deposited on behalf of the purchasers of the Units represented thereby with the Custodian and registered in the name of the Depository or a nominee of the Depository, duly executed by the Company and countersigned by the Unit Agent as provided in this Agreement. Beneficial ownership interests in the Regulation S Global Unit may be exchanged for interests in a Rule 144A Global Unit or an IAI Global Unit only upon (i) certification in form reasonably satisfactory to the Unit Agent that beneficial ownership interests in such Regulation S Global Unit are owned either by non-U.S. Persons or U.S. Persons who purchased such interests in a transaction that did not require registration...
Sample 1
Form of Unit Certificates. In the event the General Partners deem it necessary or appropriate for the Units of the Partnership to be evidenced by a physical instrument, they may adopt a form of Unit Certificate to represent the Units. Each Unit Certificate shall be signed in the name of the Partnership by each of the General Partners and shall certify the number of Units owned by the Limited Partner. Any or all of the signatures on a Unit Certificate may be facsimile. There shall also appear conspicuously on the Unit Certificates (i) a statement to the effect that the Units are subject to restrictions upon transfer; (ii) a reference to the existence and holders of any liens on the Units in respect of Note Capital Contributions relating to the Units; and (iii) any required federal or state securities legends. The Units shall be issued only in registered form.
Sample 1

Related to Form of Unit Certificates

  • Unit Certificates The number of authorized Units shall initially be one thousand (1,000). Units may be represented by one or more certificates in such form as the Majority Members may from time to time approve, and shall be subject to such rules for the issuance thereof as the Majority Members may from time to time determine.

  • Form of Warrant Certificates The Warrant Certificate, together with the form of election to purchase Common Stock (“Notice of Exercise”) and the form of assignment to be printed on the reverse thereof, shall be in the form of Exhibit 1 hereto.

  • FORM OF SECRETARY’S CERTIFICATE This Secretary’s Certificate (the “Certificate”) is being delivered pursuant to Section 7(k) of that certain Common Stock Purchase Agreement dated as of , (the “Common Stock Purchase Agreement”), by and between DYNAVAX TECHNOLOGIES CORPORATION, a Delaware corporation (the “Company”) and ASPIRE CAPITAL FUND, LLC (the “Buyer”), pursuant to which the Company may sell to the Buyer up to Thirty Million Dollars ($30,000,000) of the Company’s Common Stock, par value $0.001 per share (the “Common Stock”). Terms used herein and not otherwise defined shall have the meanings ascribed to them in the Common Stock Purchase Agreement. The undersigned, , Secretary of the Company, hereby certifies as follows:

  • Form of Warrant Certificate [Reverse]

  • Certificates Describing Partnership Units At the request of a Limited Partner, the General Partner, at its option, may issue a certificate summarizing the terms of such Limited Partner’s interest in the Partnership, including the number of Partnership Units owned and the Percentage Interest represented by such Partnership Units as of the date of such certificate. Any such certificate (i) shall be in form and substance as approved by the General Partner, (ii) shall not be negotiable and (iii) shall bear a legend to the following effect: This certificate is not negotiable. The Partnership Units represented by this certificate are governed by and transferable only in accordance with the provisions of the Second Amended and Restated Limited Partnership Agreement of Strategic Storage Operating Partnership, L.P., as amended from time to time.

  • Trust Certificates and Transfer of Interests Section 3.01

  • Form of Securities and Trustee’s Certificate The Securities of any series and the Trustee’s certificate of authentication to be borne by such Securities shall be substantially of the tenor and purport as set forth in one or more indentures supplemental hereto or as provided in a Board Resolution, and set forth in an Officer’s Certificate, and they may have such letters, numbers or other marks of identification or designation and such legends or endorsements printed, lithographed or engraved thereon as the Company may deem appropriate and as are not inconsistent with the provisions of this Indenture, or as may be required to comply with any law or with any rule or regulation made pursuant thereto or with any rule or regulation of any securities exchange on which Securities of that series may be listed, or to conform to usage.

  • Form of Right Certificates 11 Section 5. Countersignature and Registration...............................12

  • Form of Legend for Global Securities Unless otherwise specified as contemplated by Section 301 for the Securities evidenced thereby, every Global Security authenticated and delivered hereunder shall bear a legend in substantially the following form: THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.

  • Certificate of Secretary The Company shall have delivered to Parent a certificate executed by the Secretary of the Company certifying: (i) resolutions duly adopted by the Board of Directors and stockholders of the Company authorizing this Agreement and the Merger; (ii) the Certificate of Incorporation and Bylaws of the Company as in effect immediately prior to the Effective Time, including all amendments thereto; (iii) the Merger Consideration Certificate; and (iv) the incumbency of the officers of the Company executing this Agreement and all agreements and documents contemplated hereby.

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