Investment Advisors Sample Clauses
Investment Advisors. No broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or similar fee or commission in connection with this Agreement and the transactions contemplated hereby based on arrangements made by or on behalf of Parent.
Investment Advisors. 46 3.8 Tax-Free Reorganization................................................46
Investment Advisors. Purchaser represents that no investment advisor or purchaser representative has been consulted or retained in connection with Purchaser's decision to invest in the Company.
Investment Advisors. The Board continually seeks to employ investment advisors that possess superior capabilities in the management of assets of public retirement systems. The Fund has carefully documented its investment processes, including those related to hiring advisors to manage the Fund's
Investment Advisors. No party has received or will receive any ------------------- compensation or other remuneration for advising Purchaser with respect to this investment other than legal counsel, and Purchaser represents that no investment advisor or purchaser representative has been consulted or retained in connection with Purchaser's decision to invest in the Company.
Investment Advisors. No broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or similar fee or commission in connection with this Agreement and the transactions contemplated hereby based on arrangements made by or on behalf of Acquiror.
Investment Advisors. 33 3.7 Disclosure.....................................................................................33
Investment Advisors. State Street may engage one or more Investment Advisors only in accordance with the following procedures and subject to the provisions of Sections 2.04, 2.05, 2.06 and 2.08:
(a) With respect to Investment Advisors described in clause (i) of Section 1.32, subject to Section 4.02:
(i) Each Investment Advisor, if any, shall be identified in the appropriate Fund Declaration or attachment thereto.
(ii) State Street shall enter into an Investment Advisor Agreement with each such Investment Advisor, which Investment Advisor Agreement shall include, among other things (A) representations that the Investment Advisor is registered, or exempt under, or excluded from, the Investment Advisers Act of 1940, as amended, and is in the business of acting as a fiduciary with respect to assets of various retirement plans and trusts and (B) an acknowledgement in writing that the Investment Advisor is a fiduciary as defined in ERISA with respect to the applicable assets of the Plans and the Trusts, and each such agreement may include supplemental guidelines governing the Investment Advisor's activities.
(iii) If more than one such Investment Advisor is engaged to advise State Street with respect to a single Fund, each applicable Investment Advisor Agreement shall designate the portion of the assets of, contributions and transfers to, and withdrawals and transfers from such Fund to be allocated to each Investment Advisor.
(iv) Such an Investment Advisor shall not be permitted to take any action with respect to any Fund that, in the reasonable opinion of State Street, would cause the Fund to cease to qualify as a fund maintained by a bank within the meaning of (A) Section 3(c)(11) of the Investment Company Act of 1940, as amended, and successor provision thereto, and (B) Section 3(a) (2) of the Securities Act of 1933, as amended, and any successor provision thereto.
(b) With respect to Investment Advisors described in clause (ii) of Xxxxxxx 0.00, Xxxxx Xxxxxx shall enter into an agreement with any such Investment Advisor, which agreement shall include, among other things, that the Investment Advisor is an "investment manager" as defined in section 3(37) of ERISA and is in the business of acting as a fiduciary providing investment allocation advice to participants in various retirement plans and trusts and shall otherwise be in a form approved by ABRA, which approval shall not be unreasonably withheld.
(c) If more than one Investment Advisor is engaged to advise State Street with ...
Investment Advisors. Except as set forth in SECTION 2.26 OF THE TARGET DISCLOSURE SCHEDULE, no broker, investment banker, financial advisor or other Person is entitled to any broker's, finder's, financial advisor's or similar fee or commission in connection with this Agreement and the transactions contemplated hereby based on arrangements made by or on behalf of Target.
Investment Advisors. Except as described in Section 2.27 of the Sellers Disclosure Schedules, no broker, investment banker, financial advisor or other Person is entitled to any broker’s, finder’s, financial advisor’s or similar fee or commission in connection with this Agreement and the transactions contemplated hereby based on arrangements made by or on behalf of Company.