INVESTMENT EXPERIENCE AND NEEDS ANALYSIS 5 Sample Clauses

INVESTMENT EXPERIENCE AND NEEDS ANALYSIS 5. 1 You agree and acknowledge that we may be required to conduct on a periodic basis a review of your investment knowledge and experience, investment profile, financial objectives, financial situation, and particular needs (the "Investment Experience and Needs Analysis") before or while providing any Services, opening any Account or to entering into any Transaction for your Account. The Investment Experience and Needs Analysis may be recorded in such document as we may require from time to time. Pursuant to such Investment Experience and Needs Analysis, we may collect information about your investment knowledge, investment experience, investment objectives, financial situation and particular needs, including but not limited to the following: (a) your financial objectives; (b) your risk tolerance; (c) your employment status; (d) your financial situation, including your assets, liabilities, cash flow and income; (e) the source and amount of your regular income; (f) your financial commitments; (g) your current investment portfolio, including any life policy; (h) whether the amount to be invested is a substantial portion of your assets; (i) your educational qualifications including whether you hold higher qualifications in business or finance; In order to provide you with our Services, we may need to conduct a review of your investment knowledge, investment experience, investment profile, financial objectives, financial situation and particular needs. We may also need to ensure that the information you’ve provided us is up to date. We rely on the information you provide to us in order to provide you with our Services. That is why the information you provide to us for our review must be accurate, correct, complete, and up to date. If you provide us with incomplete or inaccurate information, we may not be able to provide our Services to you. If we determine that you don’t have the relevant knowledge or experience to invest in certain assets, we may require you to take additional steps, such as successfully completing a general investment online course, as directed by us.
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Related to INVESTMENT EXPERIENCE AND NEEDS ANALYSIS 5

  • Investment Experience Holder understands that the purchase of this Warrant and its underlying securities involves substantial risk. Holder has experience as an investor in securities of companies in the development stage and acknowledges that Holder can bear the economic risk of such Holder’s investment in this Warrant and its underlying securities and has such knowledge and experience in financial or business matters that Holder is capable of evaluating the merits and risks of its investment in this Warrant and its underlying securities and/or has a preexisting personal or business relationship with the Company and certain of its officers, directors or controlling persons of a nature and duration that enables Holder to be aware of the character, business acumen and financial circumstances of such persons.

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