LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES Sample Clauses

LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 17.1. Otherwise than as claimant in the collection of debts arising in the ordinary course of business (none of which exceed £1,000) neither the Company nor any person for whose acts or defaults the Company may be vicariously liable is claimant, defendant or otherwise a party to any litigation, arbitration or administrative proceedings which are in progress or are threatened or pending by or against or concerning the Company or any of its assets; the Company is not being prosecuted for any criminal offence and no governmental or official investigation or inquiry concerning the business or officers of the Company or any of its assets is in progress or pending and there are no circumstances which are likely to give rise to any such proceedings investigation or inquiry. 17.2. Neither the Company nor any of its officers, agents or employees (during the course of their duties in relation to the business of the Company) has committed or omitted to do any act or thing which is or could be in contravention of any statutory obligation or any other law of the United Kingdom or any other country giving rise to any fine, penalty, default proceedings or other liability in relation to the business or officers of the Company or any of its assets or any judgment or decision which would materially affect the financial or trading position or prospects of the Company. 17.3. None of the Warrantors has ever been charged with or convicted of any criminal offence other than a road traffic offence (not involving a custodial sentence, whether suspended or not). 17.4. The Founder[s] [has][have] never been the subject of any order under Company Directors Disqualification Xxx 0000 or been adjudged bankrupt or been the subject of a petition for a bankruptcy order duly presented to the court or entered into a voluntary arrangement (within the meaning given in Section 253 of the Insolvency Act 1986) or been the subject of an interim order under Section 252 of that Act. No analogous proceedings have ever been brought or threatened in respect of any of the directors of the Company and the directors of the Company are not aware of any facts or matters which they believe might give rise to any such criminal or bankruptcy proceedings.
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LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 15.1 None of the Group Members nor any person for whose acts or defaults the Group Members may be vicariously liable is claimant, defendant or otherwise a party to any litigation, arbitration or administrative proceedings which are in progress or are threatened or pending by or against or concerning each of the Group Members or any of its assets; none of the Group Members is being prosecuted for any criminal offence and no governmental or official investigation or inquiry concerning the business or officers of the Group Members or any of its assets is in progress or pending and there are no circumstances which are likely to give rise to any such proceedings, investigation or inquiry. 15.2 None of the Group Members nor any of its officers, agents or employees (during the course of their duties in relation to the business of the Group Members) has committed or omitted to do any act or thing the commission or omission of which is or could be in contravention of any statutory obligation or any other applicable law giving rise to any fine, penalty, default proceedings or other liability in relation to the business or officers of the Group Members or any of its assets or any judgment or decision which would materially affect the financial or trading position or prospects of any of the Group Members. 15.3 The Shares were not purchased or subscribed for by the Vendor with funds derived from criminal proceeds or sources that are in violation of applicable laws. 15.4 To the best of the Vendor's knowledge, information and belief: 15.4.1 none of the assets owned by any of the Group Members has been acquired with monies representing the proceeds of crime; 15.4.2 None of the Group Members has at any time received monies representing criminal proceeds.
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LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 14.1 Neither the members of the Target Group nor any person for whose acts the members of the Target Group may be jointly liable or who may render the Target Group jointly liable is a claimant, defendant or otherwise a party to any litigation, arbitration or administrative proceedings which are in progress or are threatened or pending by or against or concerning any member of the Target Group or any of its assets. None of the members of the Target Group is being prosecuted for any criminal offence and no governmental, administrative or official investigation or inquiry concerning the business or management officers of the members of the Target Group or its assets is in progress or pending and there are no circumstances which are likely to give rise to any such proceedings, investigation or inquiry. 14.2 Neither the members of the Target Group nor any of its management officers, agents or employees (during the course of their duties in relation to the business of the Company) has committed or omitted to do any act or thing the commission or omission of which could be in contravention of the statutory obligations or laws of Hong Kong, China or any other country giving rise to any fine, penalty, default proceedings or other liability in relation to the business, management officers or property of the members of the Target Group or any judgment or decision which would materially affect the financial or trading position or prospects of the members of the Target Group. 14.3 The members of the Target Group have not done or agreed to do anything as a result of which either any investment or other grant paid to the them is or may be liable to be refunded in whole or in part or any such grant for which application has been made by them may not be paid or may be reduced. 14.4 The members of the Target Group do not have any outstanding debts in respect of any statutory or governmental levies or charges. 14.5 The Target Equity was not purchased or subscribed for by the Vendor with funds (and financing guarantees of the bank) derived from criminal proceeds. 14.6 To the best of the Vendor’s knowledge, information and belief: 14.6.1 none of the assets owned by the members of the Target Group has been acquired with monies representing the proceeds of crime. 14.6.2 the members of the Target Group have not at any time received monies representing criminal proceeds.
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LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 20.1 Otherwise than as plaintiff in the collection of debts arising in the ordinary course of business (none of which exceed (Pounds)1,000) the Vendor is not plaintiff defendant or otherwise a party to any litigation arbitration or administrative proceedings which are in progress or are threatened or pending by or against or concerning the Vendor or any of its assets; the Vendor is not being prosecuted for any criminal offence and no governmental or official investigation or inquiry concerning the business or officers of the Vendor or any of its assets is in progress or pending and there are no circumstances which are likely to give rise to any such proceedings investigation or inquiry. 20.2 Neither the Vendor nor any of its officers agents or employees (during the course of their duties in relation to the business of the Vendor) has committed or omitted to do any act or thing the commission or omission of which is or could be in contravention of any statutory obligation or any other law of the United Kingdom or any other country giving rise to any fine penalty default proceedings or other liability in relation to the business or officers of the Vendor or any of its assets or any judgment or decision which would materially affect the reputation or goodwill of the Vendor in relation to the Assets.
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LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 18.1 Otherwise than as claimant in the collection of debts arising in the ordinary course of business, neither the HHL Group nor any person for whose acts or defaults the HHL Group may be vicariously liable is claimant, defendant or otherwise a party to any litigation, arbitration or administrative proceedings which are in progress and no such proceedings are threatened or pending by or against or concerning the HHL Group or any of its assets and, so far as the Warrantors are aware, there are no circumstances likely to lead to any such proceedings. 18.2 So far as the Warrantors are aware, neither the HHL Group nor any of its officers, agents or employees (during the course of their duties in relation to the business of the HHL Group) has committed or omitted to do any act or thing the commission or omission of which is or could be in contravention of any statutory obligation or any other law of the United Kingdom or any other country giving rise to any fine, penalty, default proceedings or other liability in relation to the business or officers of the HHL Group or any of its assets or any judgment or decision which would materially affect the financial or trading position or prospects of the HHL Group. 18.3 The HHL Group has not done or agreed to do anything as a result of which either any investment or other grant paid to the HHL Group is liable to be refunded in whole or in part or any such grant for which application has been made by it will or may not be paid or may be reduced. 18.4 There is not outstanding any liability for industrial training levy or for any other statutory or governmental levy or charge. 18.5 Each member of the HHL Group has at all times complied with all applicable statutes relevant to import and export of goods and materials.
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LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 15.1 None of the Group Members nor any person for whose acts or defaults the Group Members may be vicariously liable is claimant, defendant or otherwise a party to any litigation, arbitration or administrative proceedings which are in progress or are threatened or pending by or against or concerning each of the Group Members or any of its assets; none of the Group Members is being prosecuted for any criminal offence and no governmental or official investigation or inquiry concerning the business or officers of the Group Members or any of its assets is in progress or pending and there are no circumstances which are likely to give rise to any such proceedings, investigation or inquiry.
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LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES. 11.1 Neither the Company nor any person for whose acts or defaults the Company may be vicariously liable is claimant, defendant or otherwise a party to any litigation, arbitration or administrative proceedings which are in progress or are threatened or pending by or against or concerning the Company or any of its assets. The Company is not being prosecuted for any criminal offence and no governmental or official investigation or inquiry concerning the business or officers of the Company or any of its assets is in progress or pending and there are no circumstances which are likely to give rise to any such proceedings, investigation or inquiry. 11.2 Neither the Company nor any of its officers, agents or employees (during the course of their duties in relation to the business of the Company) has committed or omitted to do any act or thing the commission or omission of which is or could be in contravention of any statutory obligations or any applicable laws. 11.3 The Company has no liability for any statutory or governmental levy or charge.
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Related to LITIGATION, OFFENCES AND COMPLIANCE WITH STATUTES

  • Compliance with Statutes Rules and Regulations

  • Compliance with Statutes, etc Each of the Borrower and each of its Subsidiaries is in compliance with all applicable statutes, regulations and orders of, and all applicable restrictions imposed by, all governmental bodies, domestic or foreign, in respect of the conduct of its business and the ownership of its property (including, without limitation, applicable statutes, regulations, orders and restrictions relating to environmental standards and controls), except such noncompliances as could not, either individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.

  • Compliance with Data Protection Laws 2.1 bookinglab shall comply with its obligations under the Data Protection Laws as they apply to it as a Data Processor of the Customer Personal Data. 2.2 The Customer shall comply with its obligations under the Data Protection Laws as they apply to it as a Data Controller of the Customer Personal Data.

  • Compliance with Statutes, Regulations, Etc The Borrower will, and will cause each Subsidiary to, comply with all applicable laws, rules, regulations and orders applicable to it or its property, including all governmental approvals or authorizations required to conduct its business, and to maintain all such governmental approvals or authorizations in full force and effect, in each case except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.

  • Compliance with Civil Rights Laws The Contractor hereby assures that it will comply with Subchapter VI of the Civil Rights Act of 1964, 42 USC Sections 2000 (e) (1) through 2000 (e) (17), to the end that no person shall, on the grounds of race, creed, color, sex, religion, ancestry, age, condition of physical handicap, marital status, political affiliation, or national origin, be excluded from participation in, be denied the benefits of, or be otherwise subjected to discrimination under this Contract or under any project, program, or activity supported by this Contract. The Contractor shall comply with Exhibit D - Contractor’s EEO Certification.

  • Compliance with Health Care Laws Each of the Company and its Subsidiaries is, and at all times has been, in compliance in all material respects with all applicable Health Care Laws, and has not engaged in activities which are, as applicable, cause for false claims liability, civil penalties, or mandatory or permissive exclusion from Medicare, Medicaid, or any other state or federal health care program. For purposes of this Agreement, “Health Care Laws” means: (i) the Federal Food, Drug, and Cosmetic Act (21 U.S.C. §§ 301 et seq.), the Public Health Service Act (42 U.S.C. §§ 201 et seq.), and the regulations promulgated thereunder; (ii) all applicable federal, state, local and all applicable foreign health care related fraud and abuse laws, including, without limitation, the U.S. Anti-Kickback Statute (42 U.S.C. Section 1320a-7b(b)), the U.S. Physician Payment Sunshine Act (42 U.S.C. § 1320a-7h), the U.S. Civil False Claims Act (31 U.S.C. Section 3729 et seq.), the criminal False Claims Law (42 U.S.C. § 1320a-7b(a)), all criminal laws relating to health care fraud and abuse, including but not limited to 18 U.S.C. Sections 286 and 287, and the health care fraud criminal provisions under the U.S. Health Insurance Portability and Accountability Act of 1996 (“HIPAA”) (42 U.S.C. Section 1320d et seq.), the exclusion laws (42 U.S.C. § 1320a-7), the civil monetary penalties law (42 U.S.C. § 1320a-7a), HIPAA, as amended by the Health Information Technology for Economic and Clinical Health Act (42 U.S.C. Section 17921 et seq.), and the regulations promulgated pursuant to such statutes; (iii) Medicare (Title XVIII of the Social Security Act); (iv) Medicaid (Title XIX of the Social Security Act); (v) the Controlled Substances Act (21 U.S.C. §§ 801 et seq.) and the regulations promulgated thereunder; and (vi) any and all other applicable health care laws and regulations. Neither the Company nor, to the knowledge of the Company, any subsidiary has received notice of any claim, action, suit, proceeding, hearing, enforcement, investigation, arbitration or other action from any court or arbitrator or governmental or regulatory authority or third party alleging that any product operation or activity is in material violation of any Health Care Laws, and, to the Company’s knowledge, no such claim, action, suit, proceeding, hearing, enforcement, investigation, arbitration or other action is threatened. Neither the Company nor, to the knowledge of the Company, any subsidiary is a party to or has any ongoing reporting obligations pursuant to any corporate integrity agreements, deferred prosecution agreements, monitoring agreements, consent decrees, settlement orders, plans of correction or similar agreements with or imposed by any governmental or regulatory authority. Additionally, neither the Company, its Subsidiaries nor any of its respective employees, officers or directors has been excluded, suspended or debarred from participation in any U.S. federal health care program or human clinical research or, to the knowledge of the Company, is subject to a governmental inquiry, investigation, proceeding, or other similar action that could reasonably be expected to result in debarment, suspension, or exclusion.

  • Litigation and Compliance with Laws (a) Except as disclosed in Parent’s Annual Report on Form 10-K for 2020 or any report filed by Parent on Form 10-Q or Form 8-K with the SEC after December 31, 2020, there are no actions, suits, proceedings or investigations pending or, to the knowledge of the Borrower or the Guarantors, threatened against the Borrower or the Guarantors or any of their respective properties (including any properties or assets that constitute Collateral under the terms of the Loan Documents), before any court or governmental department, commission, board, bureau, agency or instrumentality, domestic or foreign, that (i) are likely to have a Material Adverse Effect or (ii) could reasonably be expected to affect the legality, validity, binding effect or enforceability of the Loan Documents or, in any material respect, the rights and remedies of the Administrative Agent, the Collateral Trustee or the Lenders thereunder or in connection with the Transactions. (b) Except with respect to any matters that, individually or in the aggregate, would not reasonably be expected to result in a Material Adverse Effect, the Borrower and each Guarantor to its knowledge is currently in compliance with all applicable statutes, regulations and orders of, and all applicable restrictions imposed by, all Governmental Authorities, in respect of the conduct of its business and ownership of its property.

  • Compliance with State Law The Business Associate acknowledges that by accepting the PHI from Covered Entity, it becomes a holder of medical information under the MCMRA and is subject to the provisions of that law. If the HIPAA Privacy or Security Rules and the MCMRA conflict regarding the degree of protection provided for PHI, Business Associate shall comply with the more restrictive protection requirement.

  • Compliance with Federal and State Work Authorization and Immigration Laws The Contractor and all subcontractors, suppliers and consultants must comply with all federal and state work authorization and immigration laws, and must certify compliance using the form set forth in Section 7 (“Georgia Security and Immigration Compliance Act Affidavits”). The required certificates must be filed with the Owner and copied maintained by the Contractor as of the beginning date of this contract and each subcontract, supplier contract, or consultant contract, and upon final payment to the subcontractor or consultant. State officials, including officials of the Georgia Department of Audits and Accounts, officials of the Owner, retain the right to inspect and audit the Project Site and employment records of the Contractor, subcontractors and consultants without notice during normal working hours until Final Completion, and as otherwise specified by law and by Rules and Regulations of the Georgia Department of Audits and Accounts.

  • Compliance with Healthcare Laws The tests, studies, and trials conducted by or on behalf of or sponsored by the Company or any of its subsidiaries were and, if still pending, are being conducted in all material respects in accordance with all applicable Health Care Laws (as defined below) and standard medical and scientific research protocols, procedures, and controls; none of the Company or any of its subsidiaries has received any written notice, correspondence, or other written communication from any regulatory agency or any institutional review board or comparable body requiring or threatening the termination, suspension, or material modification of any tests, studies, or trials, or commercial distribution, and to the knowledge of the Company and its subsidiaries, there are no reasonable grounds for the same. Each of the Company and its Subsidiaries has obtained (or caused to be obtained) the informed consent of each human subject who participated in a test, study, or trial. None of the tests, studies, or trials involved any investigator who has been disqualified as a clinical investigator. The Company and its directors, officers, employees, and agents are, and at all times prior hereto have been, in material compliance with, all health care laws and regulations applicable to the Company or any of its product candidates or activities, including development and testing of pharmaceutical products, kickbacks, recordkeeping, documentation requirements, the hiring of employees (to the extent governed by Health Care Laws), quality, safety, privacy, security, licensure, accreditation or any other aspect of developing and testing health care or pharmaceutical products (collectively, “Health Care Laws”). The Company has not received any notification, correspondence or any other written or oral communication, including notification of any pending or threatened claim, suit, proceeding, hearing, enforcement, investigation, arbitration or other action from any governmental authority, including, without limitation, the United States Food and Drug Administration, the Drug Enforcement Agency, the Centers for Medicare & Medicaid Services, and the U.S. Department of Health and Human Services Office of Inspector General, of potential or actual non-compliance by, or liability of, the Company under any Health Care Laws. To the Company’s knowledge, there are no facts or circumstances that would reasonably be expected to give rise to liability of the Company under any Health Care Laws, except that would not individually or in the aggregate have a Material Adverse Effect.

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