Market misconduct. The Customer undertakes to the Company that neither the Customer (nor any of his/her Authorized Persons) will engage in, and that the Customer has proper safeguards in place to prevent the Customer's Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Customer further agrees to inform the Company immediately if the Customer becomes aware of any activity by any person (including the Customer's authorized signatories) that may result in the Customer being involved in market misconduct.
Market misconduct. The Customer undertakes to FSL that neither the Customer (nor any of his/her Authorized Persons) will engage in, and that the Customer has proper safeguards in place to prevent the Customer's Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Customer further agrees to inform FSL immediately if the Customer becomes aware of any activity by any person (including the Customer's authorized signatories) that may result in the Customer being involved in market misconduct.
Market misconduct. The Customer undertakes to MSL that neither the Customer (nor any of his/her Authorized Persons) will engage in, and that the Customer has proper safeguards in place to prevent the Customer’s Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Customer further agrees to inform MSL immediately if the Customer becomes aware of any activity by any person (including the Customer’s authorized signatories) that may result in the Customer being 17 involved in market misconduct.
Market misconduct. 21.1 The Client undertakes to Golden Eagle Brokerage that neither the Client (nor any of his/her Authorized Persons) will engage in, and that the Client has proper safeguards in place to prevent the Client’s Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Client further agrees to inform Golden Eagle Brokerage immediately if the Client becomes aware of any activity by any person (including the Client’s authorized signatories) that may result in the Client being involved in market misconduct.
Market misconduct. The Client undertakes to the Broker that neither the Client (nor any of his/her Authorized Persons) will engage in, and that the Client has proper safeguards in place to prevent the Client’s Authorized Person(s) from engaging in any activity which may constitute market misconduct under the SFO, and the Client further agrees to inform the Broker immediately if the Client becomes aware of any activity by any person (including the Client’s authorized signatories) that may result in the Client being involved in market misconduct
Market misconduct. In the five (5) year period immediately preceding the date hereof, there has not been any pattern of materially false, misleading or unlawful representations, acts, practices or omissions committed, authorized or knowingly acquiesced in by a Target Insurance Company, nor to the knowledge of the Seller, by any broker or agent that distributes Polices of a Target Insurance Company in connection with the writing, sale, renewal, administration, production or marketing of any Policy issued by such Target Insurance Company in any province or territory in which any such activity has taken place, including any pattern of material misrepresentation or fraud in contravention of Applicable Law and including any failure to comply in material respects with (i) Laws relating to the disclosure of the nature of insurance products as policies of insurance, (ii) Laws relating to insurance, investment or savings product projections and illustrations, (iii) prohibitions on the use of unfair methods of competition and deceptive acts or practices relating to the advertising, sales and marketing of products, and (iv) all applicable disclosure, filing and other requirements with respect to any variation in premiums or other charges resulting from the time at which such premiums or charges are paid.
Market misconduct. You must not under any circumstances engage in any conduct which we determine to be market misconduct (“Market Misconduct”), including, but not limited to:
