MULTIPLE CLASSES OF SHARES. Distributor may, from time to time, provide Dealer with written guidelines or standards relating to the sale or distribution of Funds offering multiple classes of Shares with different sales charges and distribution-related operating expenses.
MULTIPLE CLASSES OF SHARES. Reduced Sales Charges
(i) VKFI may, from time to time, provide Dealer with written guidelines or standards relating to the sale, distribution or servicing of Funds offering multiple classes of Shares, including classes offering different sales charges, Rule 12b-1 Plan or Service Plan (as described below) fees or other operating expenses.
(ii) In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, "discounts") may be available to purchasers of Shares. Dealer agrees to: (A) obtain all necessary information from its customers to allow Dealer to provide all available discounts; (B) inform its customers of applicable discount opportunities and inquire about other qualifying holdings that might entitle customers to receive discounts; and (C) advise VKFI contemporaneously with each purchase as to amounts of any and all purchases of Shares made by Dealer, as agent for its customers, qualifying for discounts. Dealer further agrees that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures, controls, and exception reports to ensure that Dealer's customers receive all available discounts.
MULTIPLE CLASSES OF SHARES. An additional $10,000 fee will be applied to each class of shares, excluding the first two classes of shares, if more than two classes of shares is operational in a Fund.
MULTIPLE CLASSES OF SHARES. An additional $10,000 annual fee will be applied for each class of shares, excluding the first class of shares, if more than one class of shares is operational in a Fund. 1 Legal services are limited to the preparation, for review and approval by Hyperion and it’s outside legal counsel, of the following: initial fund registration statements on Form N-2, annual proxy statements and Forms N-0X.
MULTIPLE CLASSES OF SHARES. Distributor may, from time to time, provide Dealer with written guidelines or standards relating to the sale, distribution or servicing of Funds offering multiple classes of Shares having different sales loads, Rule 12b-1 Plan fees and expenses, and other operating expenses.
MULTIPLE CLASSES OF SHARES. If at any time the Company has more than one class of Company Shares which may impact the application of the provisions of Section 3.03 or Section 3.04 in connection with a Drag-along Sale or a Tag-along Sale, respectively, including in connection with the consideration to be paid by the Third Party Purchaser for any class of Company Shares, the Directors and the Drag-along Participating Stockholders and Tag-along Participating Stockholders shall use reasonable best efforts to cooperate to apply Section 3.03 or Section 3.04, as applicable, in good faith in a reasonable and equitable manner in consideration of the capital structure of the Company, in order to carry out the intent of such provisions; provided, that there shall be no minority or other similar discount for less than a controlling interest or for nonvoting Company Shares, and no premium for voting Company Shares or a controlling interest, in the Company.
MULTIPLE CLASSES OF SHARES. Reduced Sales Charges
(i) VKFI may, from time to time, provide Dealer with written guidelines or standards relating to the sale, distribution or servicing of Funds offering multiple classes of Shares, including classes offering different sales charges, Rule 12b-1 Plan, Distribution Plan or Service Plan (as described below) fees or other operating expenses.
(ii) In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, "discounts") may be available to purchasers of Shares. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer's customers receive all available discounts, and Dealer agrees: (A) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (B) to advise VKFI, contemporaneously with each purchase order it forwards to VKFI as agent for its customers, of the availability of any discounts; and (C) that in the event that Dealer fails to provide VKFI with information concerning the availability of discounts as provided in (B) above, Dealer, and not VKFI or the Funds, shall be responsible for reimbursing its customer any applicable discount amount.
MULTIPLE CLASSES OF SHARES. REDUCED SALES CHARGES
a. Distributor may, from time to time, provide Dealer with written guidelines or standards relating to the sale, distribution or servicing of Funds offering multiple classes of Shares, including classes offering different sales charges, Rule 12b-1 Plan fees or other operating expenses.
b. If applicable to a particular Fund, Distributor will not accept a purchase order from Dealer for Class A shares of the Fund that qualifies for investment in Class D shares of such Fund.
c. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, "discounts") may be available to purchasers of Shares. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures to ensure that Dealer's customers receive all available discounts, and Dealer agrees:
(i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise Distributor, contemporaneously with each purchase order it forwards to Distributor as agent for its customers, of the availability of any discounts; and (iii) that in the event that Dealer fails to provide Distributor with information concerning the availability of discounts as provided in (ii) above, Dealer, and not Distributor or the Funds, shall be responsible for reimbursing its customer any applicable discount amount.
MULTIPLE CLASSES OF SHARES. Classes of shares which have different net asset values or pay different daily dividends will be treated as separate classes, and the fee schedule above, including the appropriate minimums, will be charged for each separate class. OUT-OF-POCKET EXPENSES: ---------------------- BISYS shall be entitled to be reimbursed for all reasonable out-of-pocket expenses including, but not limited to, the expenses set forth in Section 3 of the Transfer Agency Agreement to which this Schedule B is attached. SCHEDULE C TO THE TRANSFER AGENCY AGREEMENT BETWEEN EUREKA FUNDS AND BISYS FUND SERVICES, INC. REPORTS -------
MULTIPLE CLASSES OF SHARES. An additional $10,000 annual fee will be applied for each class of shares, excluding the first class of shares, if more than one class of shares is operational in a Fund. -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- STATE STREET BANK AND TRUST COMPANY FUND ADMINISTRATION COMPLEX FEE SCHEDULE FOR HYPERION FUNDS --------------------------------------------------------------------------------
