Reduced Sales Charges. Right of Accumulation - (You can add the amount of this purchase of Class A shares of one or more of the Funds to the value of your existing accounts, including accounts owned by your spouse, domestic partner and minor children, to obtain a breakpoint discount.) I apply for Rights of Accumulation, subject to confirmation of the following holdings of Class A, Individual Investor or Institutional shares. List account numbers to be linked for the reduced sales charge. If additional accounts are included, attach and sign a separate sheet. | | | Fund Name Account# Account Owner SSN# | | | Fund Name Account# Account Owner SSN# | | | Fund Name Account# Account Owner SSN# Statement of Intention - (You agree to make purchases of Class A shares in a specified amount within a period of 13 months. For each purchase you make under the statement of intention, you will pay the initial sales charge applicable to the total amount you have agreed to purchase.) I agree to the Statement of Intention provisions of the prospectus. While I am not obligated, over 13 months beginning with the date of this purchase, I intend to invest an aggregate amount in the Pax World Mutual Funds at least equal to (check appropriate box): $50,000 $100,000 $250,000 $500,000 $1,000,000 If I do not purchase the full amount of shares indicated within 13 months, the applicable Fund or Funds can redeem shares from my account(s) to satisfy the difference in the sales charge that I would have paid in the absence of the statement of intention. Please refer to the prospectus for more detailed information on these and other ways to qualify for reduced or waived sales charges.
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to certain purchasers of Units under certain circumstances. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise Strategas, contemporaneously with each purchase order it forwards to Strategas as agent for its customers, of the availability of any discounts and (iii) that in the event that Dealer fails to provide Strategas with information concerning the availability of discounts as provided in (ii) above, Dealer, and not Strategas, the Trust or any Series thereof, shall be responsible for reimbursing its customer any applicable discount amount.
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, "discounts") may be available to purchasers of Units. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer's customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise AAM, contemporaneously with each purchase order it forwards to AAM as agent for its customers, of the availability of any discounts; and (iii) that in the event that Dealer fails to provide AAM with information concerning the availability of discounts as provided in (ii) above, Dealer, and not AAM or the Trusts, shall be responsible for reimbursing its customer any applicable discount amount.
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, "discounts") may be available to purchasers of Units. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer's customers receive all available discounts, and Dealer agrees: (A) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (B) to advise VKFI, contemporaneously with each purchase order it forwards to VKFI as agent for its customers, of the availability of any discounts; and (C) that in the event that Dealer fails to provide VKFI with information concerning the availability of discounts as provided in (B) above, Dealer, and not VKFI or the Trusts, shall be responsible for reimbursing its customer any applicable discount amount.
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to purchasers of Units. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise [__________], contemporaneously with each purchase order it forwards to [__________] as agent for its customers, of the availability of any discounts; and (iii) that in the event that Dealer fails to provide [__________] with information concerning the availability of discounts as provided in (ii) above, Dealer, and not [__________] or the Trusts, shall be responsible for reimbursing its customer any applicable discount amount.
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to certain purchasers of Units under certain circumstances. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise Equinox, contemporaneously with each purchase order it forwards to Equinox as agent for its customers, of the availability of any discounts; and (iii) that in the event that Dealer fails to provide Equinox with information concerning the availability of discounts as provided in (ii) above, Dealer, and not Equinox or the Trusts, shall be responsible for reimbursing its customer any applicable discount amount.
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to purchasers of Units. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise Xxxxxxx & Xxxxx, contemporaneously with each purchase order it forwards to Xxxxxxx & Xxxxx as agent for its customers, of the availability of any discounts; and (iii) that in the event that Dealer fails to provide Xxxxxxx & Xxxxx with information concerning the availability of discounts as provided in (ii) above, Dealer, and not Xxxxxxx & Xxxxx or the Trusts, shall be responsible for reimbursing its customer any applicable discount amount.
Reduced Sales Charges. As discussed in the Prospectus, a reduced sales charge rate may be obtained for Class A shares under Right of Accumulation and Letters of Intent because of the economies of sales efforts and reduction in expenses realized by the Distributor, dealers and brokers making such sales. No sales charge is imposed in certain other circumstances described in Appendix B to this Statement of Additional Information because the Distributor or dealer or broker incurs little or no selling expenses.
