We use cookies on our site to analyze traffic, enhance your experience, and provide you with tailored content.

For more information visit our privacy policy.

SALES LOADS Sample Clauses

SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Sample 1Sample 2Sample 3See All (26)
SALES LOADS. With respect to Class A Shares (i) that part of the sales charge which is retained by the Distributor after reallowance of discounts to dealers as set forth, if required, in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of the offering, as amended.
Sample 1Sample 2Sample 3See All (20)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares.
Sample 1
SALES LOADS. Shares of “no-load” funds generally may be purchased at NAV. “Load” funds impose a sales charge, or a load, on the purchase or redemption of such funds’ shares. Sales loads ordinarily are used to pay distribution channels for the marketing of fund shares. CFS may receive all or part of a sales load for transactions executed through CFS. Information regarding loads or sales charges is available in the fund’s prospectus. 6. 12b-1
Sample 1
SALES LOADS. With respect to Class A Shares, Distributor shall be entitled to that part of the sales charge which is retained by the Distributor after reallowance of discounts to dealers as set forth, if required, in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of the offering, as amended. All such retained sales charges, including sales charges received by Distributor in connection with Shares purchased via the Fund’s transfer agent without using an intermediary, shall be used solely for distribution related expenses.
Sample 1
SALES LOADS. On sales of Shares of the Fund, the Distributor shall receive the Sales Load, if any, that is, the difference between the total amount charged and received by the Distributor as the purchase price for the Shares and the Net Asset Value thereof. The amount of such Sales Loads may be retained or deducted by the Distributor from any sums received by it in payment for Shares so sold. If such amount is not deducted by the Distributor from such payments, such amount shall be paid to the Distributor by the Fund not later than five business days after the close of any month during which any such sales were made by the Distributor and payment received by the Fund.
Sample 1
SALES LOADS. On sales of Class A Shares of the Fund, the Distributor shall receive the Sales Load, if any. The amount of such Sales Load may be retained or deducted by the Distributor from any sums received by it in payment for Class A Shares so sold. If such amount is not deducted by the Distributor from such payments, such amount shall be paid to the Distributor by the Fund not later than five business days after the close of any month during which any such sales were made by the Distributor and payment received by the Fund.
Sample 1
SALES LOADS. The Distributor is authorized to enter into arrangements that allow a Financial Intermediary to charge a transaction or other fee, including upfront, deferred, and contingent-deferred sales loads, placement fees, or brokerage commissions, on sales of Shares, to the extent the Offering Memorandum discloses that such transaction or other fees may be charged for the relevant class of Shares.
Sample 1
SALES LOADS. Any and all upfront commissions on sales of Units notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Units. Such commissions shall not exceed 0% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund. The Investor Class Shares of each Fund will pay the Distributor an ongoing quarterly fee at an annualized rate of up to 0.25% of the net assets of the Fund and such fee shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such distribution and services fees from the applicable Fund. THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and AFA Multi-Manager Credit Fund (“Fund Company”).
Sample 1

Related to SALES LOADS

  • Flextime For the purpose of this agreement, flextime means the hours worked by an employee, or group of employees, who are given authority by the Employer to: (1) choose their starting and finishing times; and (2) choose their length of workday within a stated maximum number of hours, subject to meeting the required annual hours of work in accordance with this agreement, through a specified averaging period. The full-time employee on flextime who has a day of absence, whether with or without pay, will be deemed to be absent for the agreed upon hours, providing at least the agreed upon hours are required to complete the averaging period. If less than the agreed upon hours are required to complete the averaging period, such number of hours will be deemed to be the hours of absence. The averaging period for employees on flextime will be two pay periods. The workday for those employees on flextime will not exceed 10 hours.‌

  • Stop Work Orders A. The JBE may, at any time, by Notice to Contractor, require Contractor to stop all or any part of the Services for a period up to ninety (90) days after the Notice is delivered to Contractor, and for any further period to which the parties may agree (“Stop Work Order”). The Stop Work Order shall be specifically identified as such and shall indicate it is issued under this provision. Upon receipt of the Stop Work Order, Contractor shall immediately comply with its terms and take all reasonable steps to minimize the incurrence of costs allocable to the Services covered by the Stop Work Order during the period of stoppage. Within ninety (90) days after a Stop Work Order is delivered to Contractor, or within any extension of that period to which the parties shall have agreed, the JBE shall either (i) cancel the Stop Work Order; or (ii) terminate the Services covered by the Stop Work Order as provided for in this Agreement. B. If a Stop Work Order issued under this provision is canceled or the period of the Stop Work Order or any extension thereof expires, Contractor shall resume the performance of Services. The JBE shall make an equitable adjustment in the delivery schedule, the Contract Amount, or both, and the Agreement shall be modified, in writing, accordingly, if: i. The Stop Work Order results in an increase in the time required for, or in Contractor’s cost properly allocable to the performance of any part of this Agreement; and ii. Contractor requests an equitable adjustment within thirty (30) days after the end of the period of stoppage; however, if the JBE decides the facts justify the action, the JBE may receive and act upon a proposal submitted at any time before final payment under this Agreement. C. The JBE shall not be liable to Contractor for loss of profits because of a Stop Work Order issued under this provision.

  • Xxxxx Name: Xxxxxxx X. Xxxxx Title: Assistant Treasurer

  • Products Products available under this Contract are limited to Software, including Software as a Service, products and related products as specified in Appendix C, Pricing Index. Vendor may incorporate changes to their product offering; however, any changes must be within the scope of products awarded based on the posting described in Section 1.B above. Vendor may not add a manufacturer’s product line which was not included in the Vendor’s response to the solicitation described in Section 1.B above.

Most Referenced Clauses

Most Referenced Definitions