Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ Other Institutional Investor (check one). ¨ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ An insurance company, as defined in section 2(13) of the Securities Act; ¨ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.
Non-Profit Entity. (a) The ISO shall exist as a non-profit corporation and shall not perform any services other than the services contemplated by this Agreement and related activities without the prior written consent of NEPOOL, which consent shall not be unreasonably withheld. It is understood and agreed that the provisions of this Section 5.5 are not intended to preclude or limit the ability of the ISO to deal with Non-Participants in performing its duties under this Agreement and the Tariff.
Non-Profit Entity. The governing board of a nonprofit Grantee shall have a minimum of nine members. The responsibilities of the governing board of a nonprofit Grantee shall include, but not be limited to: the setting of all policies (program and fiscal); the selection, appointment and dismissal of the agency Executive Director; approval of all grants, grant applications, budgets and operational policies; program evaluation; and fiscal oversight, including completion of an annual audit of all agency funds.
Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ☐ Other Institutional Investor (check one). ☐ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ☐ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ☐ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ☐ An insurance company, as defined in section 2(a)(13) of the Securities Act; ☐ An investment company registered under the Investment Company Act of 1940, as amended; ☐ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ☐ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ☐ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended. ☐ Executive Officer or Director. A natural person who is an executive officer, director or managing member of the Company.
Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements, that was not formed for the specific purpose of making an investment in the Company. OTHER INSTITUTIONAL INVESTOR (check one). •__ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); •__ a savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity); •__ a broker-dealer registered under the Exchange Act; •__ an insurance company, as defined in Section 2(13) of the Securities Act; •__ an investment company registered under the Investment Company Act; •__ a “business development company”, as defined in Section 2(a)(48) of the Investment Company Act; •__ a small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended, or •__ a “private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.
Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ ENTITY OWNED ENTIRELY BY ACCREDITED INVESTORS. A corporation, company, or similar entity each of whose equity owners is either a natural person whose individual net worth, or joint net worth with his or her spouse, exceeds $1 million or an entity each of whose equity owners meets this test. ¨ OTHER ENTITY INVESTOR (check one). Any of the following entities that has a net worth of at least $1 million: ¨ a bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ a savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ a broker-dealer registered under the Exchange Act; ¨ an insurance company, as defined in Section 2(13) of the Securities Act; ¨ an investment company registered under the Investment Company Act of 1940; ¨ a “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ a small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ a “private business development company” as defined in Section 202(a)(22) of the Advisers Act.
