Not a Municipal Advisor Sample Clauses

Not a Municipal Advisor. The Corporation is not acting as a “Municipal Advisor,” as such term is defined in Section 15B of the Securities and Exchange Act of 1934, as amended, and the related final rules (the “Municipal Advisor Rules”), agent or fiduciary of the District.
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Not a Municipal Advisor. The Lessor represents and warrants that it is not acting as a “Municipal Advisor,” as such term is defined in Section 15B of the Securities and Exchange Act of 1934, as amended, and the related final rules, nor is acting as an agent or fiduciary of the District.
Not a Municipal Advisor. CONSULTANT will not be acting as a fiduciary of the CITY and will not be serving as a “municipal advisorto the CITY within the meaning of the Xxxx–Xxxxx Xxxx Street Reform and Consumer Protection Act and the rules and regulations of the United States Securities and Exchange Commission.
Not a Municipal Advisor. Consultant is not registered with the U.S. Securities & Exchange Commission as a municipal advisor, is not acting as a municipal advisor, and does not assume any fiduciary duties or provide advisory services as described in Section 15B of the Securities Exchange Act of 1934 or otherwise. Consultant does not make recommendations or advice regarding any action to be taken by our clients with respect to any prospective, new, or existing municipal financial products or issuance of municipal securities including with respect to the structure, timing, terms or other similar matters concerning municipal financial products or the issuance of municipal securities.

Related to Not a Municipal Advisor

  • Advisor BY: /S/ XXXX X. XXXX -------------------------- NAME: XXXX X. XXXX TITLE: SENIOR VICE PRESIDENT INVESCO POWERSHARES CAPITAL MANAGEMENT LLC Sub-Advisor BY: /S/ XXXXXX XXXXXXXXXXX -------------------------- NAME: XXXXXX XXXXXXXXXXX TITLE: MANAGING DIRECTOR OF US STRATEGY AND MARKETING Sub-Item 77Q1(e) AMENDMENT NO. 9 TO SUB-ADVISORY CONTRACT This Amendment dated as of December 21, 2015, amends the Sub-Advisory Contract (the "Contract") between Invesco Advisers, Inc. (the "Advisor") and Invesco PowerShares Capital Management LLC (the "Sub-Advisor").

  • Consider Operator as School Official The Parties agree that Operator is a “school official” under FERPA and has a legitimate educational interest in personally identifiable information from education records. For purposes of the Service Agreement and this DPA, Operator: (1) provides a service or function for which the LEA would otherwise use employees; (2) is under the direct control of the LEA with respect to the use and maintenance of education records; and

  • Independent Non-Executive Directors Xx. Xxxx Xxxx Xxxx (Chairman) Xx. Xxxxx Xxx Xxxx, Xxxxxx Mr. Xxxx Xxx Xx. Xxxx Xxxxx Xxxx Xx. Xxx Xxx Xx. Xxxx Xxxx Xxx

  • Client Agency Any department, commission, board, bureau, agency, institution, public authority, office, council, association, instrumentality or political subdivision of the State of Connecticut, as applicable, who is authorized and chooses to make purchases under, and pursuant to the terms and conditions of, this Contract.

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