Other Clearing Agreements Sample Clauses

Other Clearing Agreements. During the term of this Agreement, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party (other than Broker’s existing arrangements with Pershing, LLC and National Financial Services LLC) or supply the services contemplated by the Agreement without prior written consent of First Clearing.
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Other Clearing Agreements. During the term of this Agreement, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party or supply the services contemplated by the Agreement without the prior written approval of Pershing.
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Other Clearing Agreements. During the term of this Agreement, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party or supply the services contemplated by the Agreement without prior written consent of Pershing, with the exception of Broker’s current agreement with First Clearing, LLC (FCC). Notwithstanding the foregoing, this provision does not apply in connection with any account of Broker that is advised by any BNY Mellon Asset Management affiliates. Broker may execute and clear transactions at any clearing broker for any of Broker’s account(s) advised by BNY Mellon Asset Management affiliates. Additionally, in the event Broker acquires a broker dealer clearing somewhere other than Pershing, Pershing will grant Broker a period of time not to exceed 24 months to transition the customer assets of the acquired broker dealer to Pershing.
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Other Clearing Agreements. During the term of this Agreement, Broker agrees that BNYCS will be Broker's only clearing agent and that all transactions, in any account serviced by Broker, will be cleared exclusively through BNYCS. This provision can be modified only with the written consent of BNYCS.
Sample 1
Other Clearing Agreements. During the term of this Agreement, Broker agrees that ConvergEx will be Broker’s only clearing agent and that all transactions, in any account serviced by Broker, will be cleared and settled exclusively through ConvergEx. ConvergEx may grant exceptions to this provision in writing, in its sole discretion. Notwithstanding the foregoing, due to the recent merger of one of our ultimate parent companies, The Bank of New York Company, Inc., with Mellon Financial Corporation (“Mellon”), ConvergEx hereby waives the exclusivity provision of this Section 5.0 so as to specifically permit Broker to execute and clear transactions at any executing or clearing broker that Broker might choose for any Account that is advised by any member of the BNY Mellon Asset Management group.
Sample 1
Other Clearing Agreements. Commencing after the conversion of all Broker accounts to Pershing, and continuing for the remainder of the term of this Agreement, for its retail brokerage business as of the Effective Date, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party, or supply the services contemplated by the Agreement without prior written consent of Pershing, except where (i) Pershing refuses or is unable to clear a certain type of business or transaction in accordance with this Agreement, or (ii) Broker acquires a business or merges with a business not clearing through Pershing.
Sample 1
Other Clearing Agreements. Prior to the execution of this Agreement, Broker shall provide written notice to RJO of the existence of all other similar agreements to which Broker is a party and, during the term of this Agreement, Broker shall not enter into another similar agreement without prior written notification to RJO.
Sample 1
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Related to Other Clearing Agreements

  • Tax Sharing Agreements All tax sharing agreements or similar agreements with respect to or involving the Company shall be terminated as of the Closing Date and, after the Closing Date, the Company shall not be bound thereby or have any liability thereunder.

  • Certain Post-Closing Obligations As promptly as practicable, and in any event within the time periods after the Effective Date specified in Schedule 5.14 or such later date as the Administrative Agent reasonably agrees to in writing, including to reasonably accommodate circumstances unforeseen on the Effective Date, Holdings, the Parent Borrower and each other Loan Party shall deliver the documents or take the actions specified on Schedule 5.14 that would have been required to be delivered or taken on the Effective Date but for the proviso to Section 4.01(f), in each case except to the extent otherwise agreed by the Administrative Agent pursuant to its authority as set forth in the definition of the term “Collateral and Guarantee Requirement”.

  • Termination of Existing Tax Sharing Agreements Any and all existing Tax sharing agreements (whether written or not) binding upon the Company shall be terminated as of the Closing Date. After such date neither the Company nor any of its Representatives shall have any further rights or liabilities thereunder.

  • Tax Agreements The Company is not a party to or bound by any tax sharing agreement, tax indemnity obligation or similar agreement with respect to Taxes, including any advance pricing agreement, closing agreement or other agreement relating to Taxes with any taxing authority.

  • Certain Obligations of Holders and Beneficial Owners of Receipts 21 Section 3.1 Proofs, Certificates and Other Information .....................21 Section 3.2 Liability for Taxes and Other Charges ..........................22 Section 3.3 Representations and Warranties on Deposit of Shares ............23 Section 3.4

  • Tax Sharing Agreement TAX SHARING AGREEMENT" means the Tax Sharing Agreement, attached as EXHIBIT F to the Separation Agreement.

  • OBLIGATIONS OF MANAGER; RESTRICTIONS (a) The Manager shall require each seller or transferor of investment assets to the Company to make such representations and warranties regarding such assets as may, in the judgment of the Manager, be necessary and appropriate. In addition, the Manager shall take such other action as it deems necessary or appropriate with regard to the protection of the Investments.

  • CERTAIN OBLIGATIONS OF OWNERS AND BENEFICIAL OWNERS OF RECEIPTS SECTION 3.01 Filing Proofs, Certificates and Other Information.

  • Termination of Tax Sharing Agreements All Tax sharing agreements or similar arrangements with respect to or involving the Company shall be terminated prior to the Closing Date and, after the Closing Date, the Company shall not be bound thereby or have any liability thereunder for amounts due in respect of periods ending on or before the Closing Date.

  • Lock-Up Agreements At the date of this Agreement, the Representatives shall have received an agreement substantially in the form of Exhibit C hereto signed by the persons listed on Schedule D hereto.

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