Recordkeeping Fees. LPL performs omnibus recordkeeping and administrative services on behalf of mutual funds and receives compensation for the services. These services include establishing and maintaining sub-account records reflecting the purchase, exchange or redemption of shares by each LPL customer account. For a complete list of mutual funds for which LPL performs omnibus recordkeeping and administrative services, please visit the Third Party Compensation and Related Conflicts of Interest webpage at xxx.xxx.xxx. If you do not have access to the website, please contact your Advisor or LPL Client Services at (000) 000-0000. A copy of the Third Party Compensation and Related Conflicts of Interest page will be provided to you upon your written request.
Recordkeeping Fees. These are paid by the Employer on a quarterly basis, except that with regard to a Participant who is no longer an Employee or a Beneficiary, these are paid by the Participant and are assessed monthly and billed/collected from Accounts quarterly.
Recordkeeping Fees. LPL performs omnibus recordkeeping and administrative services on behalf of mutual funds and receives compensation for the services. These services include establishing and maintaining sub-account records reflecting the purchase, exchange or redemption of shares by each LPL customer account. For a complete list of mutual funds for which LPL performs omnibus recordkeeping and administrative services, please visit the Legal Disclosures webpage at xxx.xxx.xxx. If you do not have access to the website, please contact your Advisor or LPL Client Services at (800) 558- 7567. A copy of the Legal Disclosure page will be provided to you upon your written request.
Recordkeeping Fees. LPL performs omnibus recordkeeping and administrative services on behalf of mutual funds and receives compensation for the services. These services include establishing and maintaining sub-account records reflecting the purchase, exchange or redemption of shares by each LPL customer account. LPL does not share this compensation with your Representative. The compensation LPL receives for these services may be paid based on customer assets in the fund (up to 0.40% on an annual basis) or number of positions held by customers in the fund (up to $25 per position).
Recordkeeping Fees. The Distributor agrees to pay or cause to be paid to GWFS an annual fee of 0.00% of the average aggregate daily net asset value of shares of the Trust or its Portfolios held in Omnibus Accounts. Such fee shall be paid in arrears, quarterly. Each quarterly fee will be determined based on assets in the accounts and each quarterly fee will be independent of every other quarterly fee.
Recordkeeping Fees. The provision of recordkeeping and recordkeeping-related services to Contract owners or to the Plans shall be the responsibility of ING Life, ING Institutional, and shall not be the responsibility of Distributor or the Funds. In consideration of the recordkeeping services and recordkeeping-related services provided by ING under the Agreement, the Funds agree to pay or cause to be paid an annual fee as specified in Exhibit A (attached), based on the average net assets invested in the Funds through the Contracts or through ING Life's or ING Institutional's arrangements with Plans in each calendar quarter. Such fees shall apply only with respect to the Account or Accounts and not accounts covered by the Legacy Agreement. Within thirty (30) days after the end of each calendar quarter the Funds shall provide ING Life or ING Institutional with a statement showing the aggregate value of ING Life's or ING Institutional's accounts for the preceding quarter and include therewith a payment to ING Life or ING Institutional for the
10. The first sentence of paragraph 5 of the Agreement is hereby amended to read as follows:
Recordkeeping Fees. The provision of recordkeeping and recordkeeping- related services to the Plans shall be the responsibility of ING Life and ING Institutional, and shall not be the responsibility of Distributor or the Funds. In consideration of the recordkeeping services and recordkeeping-related services provided by ING under the Agreement, the Funds agree to pay or cause to be paid an annual fee as specified in Exhibit A (attached), based on the average net assets invested in the Funds through ING Life’s or ING Institutional’s arrangements with Plans in each calendar quarter. Such fees shall apply only with respect to the Account or Accounts and not accounts covered by the Legacy Agreement. Within thirty (30) days after the end of each calendar quarter the Funds shall provide ING Life or ING Institutional with a statement showing the aggregate value of ING Life’s or ING Institutional’s accounts for the preceding quarter and include therewith a payment to ING Life or ING Institutional for the compensation due ING Life or ING Institutional in accordance with this paragraph.
Recordkeeping Fees. The Adviser agrees to pay GWFS an annual fee of x.xx% of the average aggregate monthly net asset value of shares of the Fund or its Portfolios held in Omnibus Accounts, including through Profile Series or other “funds of funds.” Such fee shall be paid in arrears, quarterly. Each quarter’s fee shall be determined based on assets in the account at the end of each quarter an each quarterly fee will be independent of every other quarterly fee.
Recordkeeping Fees a) During the term of this Addendum, Recordkeeping Agent will be entitled to receive Fees paid by Fund Agent on behalf of each Fund as set forth in Section 2(b) of this Addendum. Fund Agent shall pay any amounts owed to Recordkeeping Agent on a monthly basis., but no later than seven (7) business days after the last business day of the month. [Remainder of section omitted.]
Recordkeeping Fees a) During the term of this Agreement, Recordkeeping Agent will be entitled to receive Fees paid by Trust on behalf of each Fund as set forth in Section 2(b) of this Agreement. The Trust’s adminitrator, Grantham, Mayo, Van Otterloo & Co. LLC (“GMO”) shall pay any amounts owed to Recordkeeping Agent on a monthly basis, but no later than ten (10) business days after the last business day of the month.
b) Recordkeeping Agent shall be paid within ten (10) business days recordkeeping fees (“Recordkeeping Fees”) at the rates set forth below.
(i) For funds listed in Schedule 1 of this Agreement, an amount computed at an annual rate of 12 basis points on all non-FundVest assets maintained by Recordkeeping Agent.
c) In connection with the payment of Recordkeeping Fees, Recordkeeping Agent shall provide to GMO an invoice on a monthly basis.
d) Trust shall have the right to conduct a review of Recordkeeping Agent’s books and records relating to any invoice upon reasonable written request to Recordkeeping Agent. Such books and records shall be made available to Trust for the purpose of conducting said review during reasonable business hours. If such review establishes that the actual fees owing to Recordkeeping Agent are more or less than the amount reflected on the invoice being audited, such amount shall be credited to Recordkeeping Agent or Trust, as the case may be, by no later than ten (10) business days after the completion of such review.
e) Except as specifically provided for herein, all Recordkeeping Services will be performed at Recordkeeping Agent’s expense, provided that Recordkeeping Agent shall not have to pay the cost of producing or distributing Disclosure Documents.
