Regulatory Compliance 15 Sample Clauses

Regulatory Compliance 15. 1. 遵從規管 Notwithstanding any provision in this Agreement, BOOM shall be entitled to take any action or refuse to take any action if, in BOOM's sole and absolute discretion, it determines that the same is necessary to comply with laws and regulations applicable to it or to avoid or minimize the risk of any prejudice (including any tax) it may suffer (or any class of persons to whom it provides services may suffer) if BOOM does not comply with laws and regulations that affect its activities. 倘 BOOM 在其全權及絕對酌情決定下,認為採取任何行動或拒絕採取任何行動以遵從適用於 BOOM 的法律及規例或避免或盡量減少(如 BOOM 不遵從影響其活動的法律及規例)其可能蒙受(或 BOOM 服務的任何類別人士可能蒙受)的損害(包括任何稅項)的風險所必須的,則不論本協議的條文有何規定, BOOM 有權採取該行動或拒絕採取該行動。 BOOM may be required to take steps to limit the positions or require the closing out of Contracts on behalf of the Client whom in opinion of the regulator or exchange are accumulating positions which are or may be detrimental to the market or which are or may be capable of adversely affecting the fair and orderly operation of the market as the case may be. BOOM 可能被要求採取行動以限制持倉的數量或被規定代表某些客戶將合約平倉,因為監管機構或交易所認為該等客戶所累積的倉盤正在或可能會對市場造成損害或正在或可能會對市場的公平及有秩序的運作產生不良影響。
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Related to Regulatory Compliance 15

  • Regulatory Compliance a. Monitor compliance with the 1940 Act requirements, including:

  • Financial Viability and Regulatory Compliance 4.6.1 The Contractor warrants and represents that its corporate entity is in good standing with all applicable federal, state, and local licensing authorities and that it possesses all requisite licenses to perform the services required by this contract. The Contractor further warrants and represents that it owes no outstanding delinquent federal, state, or local taxes or business assessments.

  • Statutory Compliance ‌ The Union and the Employer agree to cooperate fully in matters pertaining to the prevention of accidents and occupational disease and in the promotion of the health and safety of all employees. There shall be full compliance with all applicable statutes and regulations pertaining to the working environment.

  • Legal and Regulatory Compliance The Consultant shall perform all services and prepare documents in compliance with the applicable requirements of laws, codes, rules, regulations, ordinances, and standards.

  • Statutory and Regulatory Compliance Contractor shall comply with all laws and regulations applicable to the Community Development Block Grant-Disaster Recovery funds appropriated by the Disaster Relief Appropriations Act, 2013 (Pub. L. 113-2), including but not limited to the applicable Office of Management and Budget Circulars, which may impact the administration of funds and/or set forth certain cost principles, including the allowability of certain expenses.

  • REGULATORY FILINGS AND CAISO TARIFF COMPLIANCE 3.1 Filing

  • FERPA Compliance In connection with all FERPA Records that Contractor may create, receive or maintain on behalf of University pursuant to the Underlying Agreement, Contractor is designated as a University Official with a legitimate educational interest in and with respect to such FERPA Records, only to the extent to which Contractor (a) is required to create, receive or maintain FERPA Records to carry out the Underlying Agreement, and (b) understands and agrees to all of the following terms and conditions without reservation:

  • CEQA Compliance The District has complied with all assessment requirements imposed upon it by the California Environmental Quality Act (Public Resource Code Section 21000 et seq. (“CEQA”) in connection with the Project, and no further environmental review of the Project is necessary pursuant to CEQA before the construction of the Project may commence.

  • Public safety compliance The Hirer shall comply with all conditions and regulations made in respect of the premises by the Fire Authority, Local Authority, the Licensing Authority or otherwise, particularly in connection with any event which constitutes regulated entertainment, at which alcohol is sold or provided or which is attended by children.

  • Program Compliance The School Board shall be responsible for monitoring the program to provide technical assistance and to ensure program compliance.

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