Securities Litigation. Oarsman Capital has engaged the services of Chicago Clearing Corporation (CCC) to handle all securities class-action litigation monitoring and filings. In doing so, Oarsman Capital is required to provide private information with CCC to assist with the class-action suit research. You have the option to OPT-OUT of this service. By choosing to OPT-OUT, CCC will not monitor or file any class-action suit on your behalf and you will remain entitled to pursue any securities claims yourself. Check here if you wish to OPT-OUT
Securities Litigation. If the Executive is contacted as a potential witness to any claim or in any litigation involving the Company, the Executive will notify the Company of any such contact or request within two (2) days after learning of it and will permit the Company to take all steps it deems to be appropriate, if any, to prevent the Executive’s involvement, or to be present during any such discussions. This section does not prohibit the Executive’s participation as a witness to the extent otherwise legally required, but does require that the Executive provide the Company with notice and the opportunity to object and/or participate. Before the Executive discloses any Company information or engages in any other activity that could possibly violate this Agreement, Executive shall discuss Executive’s proposed actions with the Company’s legal counsel, Xxxxxxx X. Xxxxxxx of Xxxxxx Xxxxxxx Xxxxx & Xxxxxxx, P.A., who will advise the Executive in writing whether the proposed actions would violate this Agreement.
Securities Litigation. Civ. A. No. 2:13-cv-06731-BMS
Securities Litigation. No. 16-cv-444 (LTS) (S.D.N.Y. filed Jan. 20, 2016), as it may be amended from time to time (including to add any additional claims related to or arising from the Investigation),
Securities Litigation. Xx. 00 Xxx. 00000 (XXX).” You cannot exclude yourself by telephone or e-mail. Each request for exclusion must also: (i) state the name, address and telephone number of the person or entity requesting exclusion; (ii) state the number of shares of CPI common stock the person or entity purchased, acquired, and sold during the Relevant Period, as well as the dates and prices of each such purchase, acquisition and sale; and (iii) be signed by the Person requesting exclusion or an authorized representative. A request for exclusion must be submitted so that it is received no later than , 2018 to: X.X. Xxx
Securities Litigation. Any Credit Party is required or agrees to make any payment in an amount either individually or in the aggregate in excess of $1,000,000 (to the extent not adequately covered by insurance as to which a solvent and unaffiliated insurance company has acknowledged coverage) with respect to the Securities Litigation, or any circumstances relating to the Securities Litigation causes a breach or default by any Credit Party under any agreement to which any Credit Party is a party, which agreement requires in excess of an aggregate of $500,000 in liability, benefit or payment to or from such Credit Party, and the effect of such breach or default is to permit the other party or parties to such agreement to terminate such agreement, accelerate any payments due from any Credit Party under such agreement, take away, or lower the amount of, any payments due to any Credit Party under such agreement, or otherwise exercise its remedies under such agreement for a breach or default by any Credit Party;
Securities Litigation. Civ. A. No. 2:13-cv-06731-BMS This Stipulation and Agreement of Settlement, dated as of February 28, 2017 (the “Stipulation”) is entered into between (a) Arkansas Teacher Retirement System (“Arkansas Teachers”), Macomb County Employees Retirement System (“Macomb County”), and Laborers’ District Council and Contractors’ Pension Fund of Ohio (“Ohio Laborers”) (collectively, “Lead Plaintiffs”), on behalf of themselves and the Class (defined below); and (b) defendant DFC Global Corp. (“DFC Global” or the “Company”); defendants Xxxxxxx X. Xxxxx, Xxxxx Xxxxxxxxx, Xxxxxxx X. Xxxxx, Xxxxx Xxxxxxx, Xxxxxxx Xxxxxxxx, Xxxxx Xxxx, Xxxx Xxxxx, Xxxxxx XxXxxxxxxx, and Xxxxxxx Xxxxxx (collectively, the “Individual Defendants” and, together with DFC Global, the “DFC Global Defendants”); and defendants Credit Suisse Securities (USA) LLC and Nomura Securities International, Inc. (collectively, the “Underwriter Defendants” and, together with the DFC Global Defendants, the “Defendants”), and embodies the terms and conditions of the settlement of the above-captioned action (the “Action”).1 Subject to the approval of the Court and the terms and conditions expressly provided herein, this Stipulation is intended to fully, finally and forever compromise, settle, release, resolve, and dismiss with prejudice the 1 All terms with initial capitalization not otherwise defined herein shall have the meanings ascribed to them in ¶ 1 herein. Action and the Released Claims (defined below) against Defendants and Defendants’ Releasees (defined below).
Securities Litigation. Civil Action No. 1:08-CV-2940-AT ) )
Securities Litigation. Civil Action No. 1:08-CV-2940-AT ) ) ) [PROPOSED] PRELIMINARY ) APPROVAL ORDER PROVIDING FOR ) NOTICE AND HEARING IN ) CONNECTION WITH PROPOSED ) PARTIAL CLASS ACTION ) ) SETTLEMENT ) )
Securities Litigation. Civil Action No. 1:08-CV-2940-AT ) ) • If approved by the Court, the settlement will provide a $20 million settlement fund for the benefit of eligible investors (the “Settlement”) who purchased the publicly traded securities of Xxxxxx’x during the period from March 16, 2005 through November 10, 2009, inclusive, and were allegedly damaged thereby (the “Settlement Class”). • The Settlement resolves claims that the Settling Defendants (defined below) misled investors about Xxxxxx’x financial condition and practices; avoids the costs and risks of continuing the litigation, pays money to investors like you, and releases the Settling Defendants from liability. The litigation continues against the remaining Non-Settling Defendant, PricewaterhouseCoopers LLP (“PwC”). • Your legal rights are affected whether you act or do not act. Read this Notice carefully. • The Court will review the Settlement at the Settlement Hearing to be held on
